-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SEAoIF9Xzcnj/K6m/c/5MGg+Du5DEK2niG5SnikQEhSIzQTI6wdFbwYnd89+UYms L05aaSDM/xO4r7D3yiXiAQ== 0000860828-10-000002.txt : 20100426 0000860828-10-000002.hdr.sgml : 20100426 20100426113201 ACCESSION NUMBER: 0000860828-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100426 DATE AS OF CHANGE: 20100426 EFFECTIVENESS DATE: 20100426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK CENTRAL INDEX KEY: 0000860828 IRS NUMBER: 731044294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04953 FILM NUMBER: 10769502 BUSINESS ADDRESS: STREET 1: 320 S BOSTON STREET 2: STE 825 CITY: TULSA STATE: OK ZIP: 74103 MAIL ADDRESS: STREET 1: 320 S BOSTON STREET 2: STE 825 CITY: TULSA STATE: OK ZIP: 74103 13F-HR 1 coverpage.txt FORM 13F 033110 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital Advisors, Inc. Address: 2200 South Utica Place Suite 150 Tulsa, OK 74114 Form 13F File Number: 28-2644 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all require items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lori A. Smith Title: Chief Financial Officer Phone: 918-599-0045 Signature, Place, and Date of Signing: Lori A. Smith Tulsa, OK April 26, 2010 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 77 Form 13F Information Table Value Total: $220,941 (Thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- --------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- ------------ ------------ ------------ 3DICON CORP COMMON 88579F102 13,736 2,747,140 X 2,747,140 0 0 3M CO COMMON 88579Y101 367,708 4,400 X 4,400 0 0 A T & T INC (NEW) COMMON 00206R102 4,625,438 179,003 X 179,003 0 0 AAON INC COMMON 000360206 17,449,294 771,410 X 771,410 0 0 ABBOTT LABS COMMON 002824100 4,589,218 87,115 X 87,115 0 0 ALNYLAM PHARMACEUTICA COMMON 02043Q107 2,627,122 154,355 X 154,355 0 0 APACHE CORP COMMON 037411105 440,003 4,335 X 4,335 0 0 APPLE COMPUTER INC COMMON 037833100 7,574,520 32,232 X 32,232 0 0 APPLIED MATLS INC COMMON 038222105 6,028,053 447,600 X 447,600 0 0 B P PLC ADR COMMON 055622104 431,792 7,566 X 7,566 0 0 BAXTER INTL INC COMMON 071813109 4,760,585 81,797 X 81,797 0 0 BERKSHIRE HATHAWAY IN COMMON 084670108 1,218,000 10 X 10 0 0 BONANZA ROYALTIES, LL COMMON 02636P995 883 15,800 X 15,800 0 0 BRISTOL MYERS SQUIBB COMMON 110122108 243,290 9,112 X 9,112 0 0 BROADCOM CORP COMMON 111320107 3,060,874 92,195 X 92,195 0 0 CANADIAN SUPERIOR ENE COMMON 136644101 6,040 10,000 X 10,000 0 0 CAPITAL ONE COMMON 14040H105 4,048,035 97,755 X 97,755 0 0 CARMAX INC COMMON 143130102 4,780,462 190,305 X 190,305 0 0 CHEVRONTEXACO CORP COMMON 166764100 719,475 9,488 X 9,488 0 0 CISCO SYS INC COMMON 17275R102 4,702,606 180,661 X 180,661 0 0 CITIGROUP INC COMMON 172967101 48,685 12,021 X 12,021 0 0 CLOROX CO COMMON 189054109 4,894,203 76,305 X 76,305 0 0 CONOCOPHILLIPS COMMON 20825C104 988,246 19,313 X 19,313 0 0 CVS CORP COMMON 126650100 204,736 5,600 X 5,600 0 0 DEEP ROCK OIL & GAS I COMMON 243778107 10 50,000 X 50,000 0 0 DYNEGY INC DEL CL A COMMON 26817G102 29,459 23,380 X 23,380 0 0 ENBRIDGE ENERGY PARTN COMMON 29250R106 308,983 6,110 X 6,110 0 0 ENTERPRISE PRODS PART COMMON 293792107 354,376 10,248 X 10,248 0 0 ENZYME ENVIRONMENTAL COMMON 294113105 644 715,000 X 715,000 0 0 EXELON CORP COMMON 30161N101 5,584,899 127,480 X 127,480 0 0 EXXON MOBIL CORP COMMON 30231G102 1,357,925 20,274 X 20,274 0 0 FIFTH THIRD BANCORP COMMON 316773100 627,489 46,275 X 46,275 0 0 GENERAL ELECTRIC COMMON 369604103 5,820,506 319,808 X 319,808 0 0 GEOGLOBAL RESOURCES I COMMON 37249T109 32,735 20,850 X 20,850 0 0 GOOGLE INC-CL A COMMON 38259P508 5,890,675 10,387 X 10,387 0 0 GREEN BRIDGE INDUSTRI COMMON 392710109 446 247,933 X 247,933 0 0 HOME DEPOT INC COMMON 437076102 5,488,825 169,670 X 169,670 0 0 I B M COMMON 459200101 4,479,068 34,925 X 34,925 0 0 INTEL CORP COMMON 458140100 6,944,964 311,573 X 311,573 0 0 JOHNSON & JOHNSON COMMON 478160104 551,918 8,465 X 8,465 0 0 KIMBERLY CLARK CORP COMMON 494368103 4,484,916 71,325 X 71,325 0 0 KRAFT FOODS INC CL A COMMON 50075N104 4,130,603 136,594 X 136,594 0 0 LILLY, ELI AND COMPAN COMMON 532457108 4,006,838 110,625 X 110,625 0 0 LOCKHEED MARTIN CORP COMMON 539830109 299,592 3,600 X 3,600 0 0 MAGELLAN MIDSTREAM PA COMMON 559080106 282,328 5,940 X 5,940 0 0 MARSH & MCLENNAN COS COMMON 571748102 4,270,203 174,865 X 174,865 0 0 MCKESSON CORPORATION COMMON 58155Q103 4,695,365 71,445 X 71,445 0 0 MICROSOFT COMMON 594918104 4,133,726 141,143 X 141,143 0 0 MONSANTO CO NEW COMMON 61166W101 3,515,292 49,220 X 49,220 0 0 NEWMONT MINING CORP COMMON 651639106 3,489,163 68,509 X 68,509 0 0 NOVARTIS AG SPONSORED COMMON 66987V109 5,295,633 97,886 X 97,886 0 0 OCCIDENTAL PETE CORP COMMON 674599105 444,765 5,261 X 5,261 0 0 ONEOK PARTNERS L P COMMON 68268N103 340,049 5,550 X 5,550 0 0 PARKER DRILLING CO COMMON 701081101 221,850 45,000 X 45,000 0 0 PAYCHEX INC COMMON 704326107 5,293,517 172,315 X 172,315 0 0 PEPSICO INC COMMON 713448108 659,615 9,970 X 9,970 0 0 PERRIGO CO COMMON 714290103 5,229,897 89,065 X 89,065 0 0 PETSMART INC COMMON 716768106 4,820,751 150,837 X 150,837 0 0 PHILIP MORRIS INTL IN COMMON 718172109 320,784 6,150 X 6,150 0 0 PROCTER & GAMBLE COMP COMMON 742718109 7,223,662 114,172 X 114,172 0 0 SHARON ENERGY LTD COMMON 819606104 800 10,000 X 10,000 0 0 SPECTRA ENERGY CORP COMMON 847560109 4,991,522 221,550 X 221,550 0 0 STATE STREET CORP COMMON 857477103 4,152,203 91,985 X 91,985 0 0 SUNCOR ENERGY INC COMMON 867224107 3,634,653 111,698 X 111,698 0 0 SYBASE INC COMMON 871130100 3,264,799 70,030 X 70,030 0 0 SYSCO CORP COMMON 871829107 4,338,418 147,065 X 147,065 0 0 TEXAS INSTRS INC COMMON 882508104 406,545 16,614 X 16,614 0 0 THERMO FISHER SCIENTI COMMON 883556102 4,387,832 85,300 X 85,300 0 0 TOTAL FINA ELF S A AD COMMON 89151E109 4,410,854 76,023 X 76,023 0 0 TRONOX INC COMMON 897051207 8,383 11,643 X 11,643 0 0 VERIZON COMMUNICATION COMMON 92343V104 280,576 9,045 X 9,045 0 0 VODAFONE GROUP INC COMMON 92857W209 5,108,461 219,153 X 219,153 0 0 WAL MART STORES INC COMMON 931142103 5,176,749 93,107 X 93,107 0 0 WILLIAMS CLAYTON ENER COMMON 969490101 742,171 21,217 X 21,217 0 0 WILLIAMS COS INC COMMON 969457100 302,726 13,105 X 13,105 0 0 WILLIAMS PARTNERS L P COMMON 96950F104 455,605 11,325 X 11,325 0 0 YUM BRANDS INC COMMON 988498101 4,824,597 125,870 X 125,870 0 0
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