0001140361-17-042147.txt : 20171113
0001140361-17-042147.hdr.sgml : 20171110
20171113163344
ACCESSION NUMBER: 0001140361-17-042147
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
EFFECTIVENESS DATE: 20171113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANGELO GORDON & CO., L.P.
CENTRAL INDEX KEY: 0000860662
IRS NUMBER: 133478879
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02616
FILM NUMBER: 171196422
BUSINESS ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: 212.692.2010
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
FORMER COMPANY:
FORMER CONFORMED NAME: ANGELO GORDON & CO LP/NY
DATE OF NAME CHANGE: 19990402
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000860662
XXXXXXXX
09-30-2017
09-30-2017
ANGELO GORDON & CO., L.P.
245 PARK AVENUE
26TH FLOOR
NEW YORK
NY
10167
13F HOLDINGS REPORT
028-02616
N
Kirk P. Wickman
Chief Administrative Officer
212-692-2010
/s/ Kirk P. Wickman
New York
NY
11-13-2017
0
87
2149663
false
INFORMATION TABLE
2
form13fInfoTable.xml
AG MTG INVT TR INC
COM
001228105
7696
400000
SH
SOLE
400000
0
0
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
33168
18726000
PRN
SOLE
18726000
0
0
YAHOO INC
NOTE 12/0
984332AF3
15570
12000000
PRN
SOLE
12000000
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
12137
88800
SH
SOLE
88800
0
0
ARCONIC INC
COM
03965L100
345
13862
SH
SOLE
13862
0
0
AT&T INC
COM
00206R102
13048
333100
SH
Put
SOLE
333100
0
0
BBX CAP CORP NEW
CL A
05491N104
31488
4272458
SH
SOLE
4272458
0
0
BLACK HILLS CORP
UNIT 99/99/9999
092113125
42727
570000
SH
SOLE
570000
0
0
BLACKSTONE MTG TR INC
NOTE 5.250%12/0
09257WAA8
6851
6000000
PRN
SOLE
6000000
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
17328
1450000
SH
SOLE
1450000
0
0
CALPINE CORP
COM NEW
131347304
28763
1950000
SH
SOLE
1950000
0
0
CF CORP
SHS CL A
G20307107
31529
2815065
SH
SOLE
2815065
0
0
CF CORP
*W EXP 05/25/202
G20307115
35025
3127212
SH
SOLE
3127212
0
0
CIENA CORP
DEBT 4.000%12/1
171779AK7
10630
8000000
PRN
SOLE
8000000
0
0
CINEDIGM CORP
COM NEW
172406209
200
137757
SH
SOLE
137757
0
0
CONVERGYS CORP
SDCV 5.750% 9/1
212485AE6
13056
5500000
PRN
SOLE
5500000
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
23321
302043
SH
SOLE
302043
0
0
DISH NETWORK CORP
NOTE 3.375% 8/1
25470MAB5
44750
40000000
PRN
SOLE
40000000
0
0
EXPEDIA INC DEL
COM NEW
30212P303
2677
18600
SH
SOLE
18600
0
0
FEDERAL STR ACQUISITION CORP
CL A
31421V107
19532
2000000
SH
SOLE
2000000
0
0
FEDERAL STR ACQUISITION CORP
*W EXP 07/24/202
31421V115
9766
1000000
SH
SOLE
1000000
0
0
FINISAR CORP
COM NEW
31787A507
1255
56600
SH
SOLE
56600
0
0
FINTECH ACQUISITION CORP II
COM
31810G109
9800
1000000
SH
SOLE
1000000
0
0
FINTECH ACQUISITION CORP II
*W EXP 01/19/202
31810G117
4900
500000
SH
SOLE
500000
0
0
FRONTIER COMMUNICATIONS CORP
PFD CONV SER-A
35906A207
5291
275000
SH
SOLE
275000
0
0
GENERAL CABLE CORP DEL NEW
FRNT 4.500%11/1
369300AL2
9097
10250000
PRN
SOLE
10250000
0
0
GORES HLDGS II INC
COM CL A
382867109
19442
1950000
SH
SOLE
1950000
0
0
GORES HLDGS II INC
*W EXP 03/06/202
382867117
7311
733332
SH
SOLE
733332
0
0
HENNESSY CAP ACQUSTON CORP I
COM
42588L105
11339
1150000
SH
SOLE
1150000
0
0
HENNESSY CAP ACQUSTON CORP I
*W EXP 06/15/202
42588L113
7518
762500
SH
SOLE
762500
0
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
10452
765181
SH
SOLE
765181
0
0
IAC INTERACTIVECORP
COM
44919P508
3034
25800
SH
SOLE
25800
0
0
ILLUMINA INC
COM
452327109
12330
61900
SH
SOLE
61900
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
118135
64291000
PRN
SOLE
64291000
0
0
KAYNE ANDERSON ACQUISITION
COM CL A
48661U102
14625
1500000
SH
SOLE
1500000
0
0
KAYNE ANDERSON ACQUISITION
*W EXP 06/30/202
48661U110
4875
500000
SH
SOLE
500000
0
0
KINDER MORGAN INC DEL
COM
49456B101
8192
427100
SH
SOLE
427100
0
0
LIGAND PHARMACEUTICALS INC
NOTE 0.750% 8/1
53220KAD0
24629
13500000
PRN
SOLE
13500000
0
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
1898
26300
SH
SOLE
26300
0
0
MARRIOTT VACATIONS WRLDWDE C
NOTE 1.500% 9/1
57164YAA5
5222
5000000
PRN
SOLE
5000000
0
0
MATLIN & PARTNERS ACQUISITIO
*W EXP 05/28/202
57682V114
7840
800000
SH
SOLE
800000
0
0
MATLIN & PARTNERS ACQUISITIO
CL A
57682V106
7840
800000
SH
SOLE
800000
0
0
MERCADOLIBRE INC
NOTE 2.250% 7/0
58733RAB8
42873
20532000
PRN
SOLE
20532000
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
27048
15500000
PRN
SOLE
15500000
0
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
38831
28100000
PRN
SOLE
28100000
0
0
MONSANTO CO NEW
COM
61166W101
65901
550000
SH
SOLE
550000
0
0
NOVAVAX INC
NOTE 3.750% 2/0
670002AB0
4500
10000000
PRN
SOLE
10000000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
113090
1000000
SH
SOLE
1000000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
11309
100000
SH
Call
SOLE
100000
0
0
OLD REP INTL CORP
NOTE 3.750% 3/1
680223AH7
11509
9000000
PRN
SOLE
9000000
0
0
OSPREY ENERGY ACQUISITION CO
CL A COM
688397108
19380
2000000
SH
SOLE
2000000
0
0
OSPREY ENERGY ACQUISITION CO
*W EXP 07/21/202
688397116
9690
1000000
SH
SOLE
1000000
0
0
PALO ALTO NETWORKS INC
NOTE 7/0
697435AB1
15203
11047000
PRN
SOLE
11047000
0
0
PRICELINE GRP INC
COM NEW
741503403
21238
11600
SH
SOLE
11600
0
0
PROOFPOINT INC
COM
743424103
3620
41500
SH
SOLE
41500
0
0
PROTALIX BIOTHERAPEUTICS INC
NOTE 7.500%11/1
74365AAD3
1615
1938000
PRN
SOLE
1938000
0
0
QIAGEN NV
NOTE 0.375% 3/1
N72482AA5
23238
20000000
PRN
SOLE
20000000
0
0
RADIUS HEALTH INC
NOTE 3.000% 9/0
750469AA6
7509
7500000
PRN
SOLE
7500000
0
0
RAYONIER ADVANCED MATLS INC
PFD CV SER A
75508B203
15779
150000
SH
SOLE
150000
0
0
RICE ENERGY INC
COM
762760106
26770
925000
SH
SOLE
925000
0
0
RPM INTL INC
COM
749685103
3132
61000
SH
SOLE
61000
0
0
SABAN CAP ACQUISITION CORP
COM CL A
78516C106
12048
1200000
SH
SOLE
1200000
0
0
SABAN CAP ACQUISITION CORP
*W EXP 09/21/202
78516C114
6024
600000
SH
SOLE
600000
0
0
SERVICENOW INC
NOTE 11/0
81762PAB8
36929
23000000
PRN
SOLE
23000000
0
0
SILVER RUN ACQUISITION
*W EXP 03/28/202
82812A111
10492
1030633
SH
SOLE
1030633
0
0
SILVER RUN ACQUISITION
COM CL A
82812A103
26708
2623575
SH
SOLE
2623575
0
0
SIMPLY GOOD FOODS CO
*W EXP 07/07/202
82900L110
8489
724900
SH
SOLE
724900
0
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
37571
33734000
PRN
SOLE
33734000
0
0
SUNPOWER CORP
DBCV 0.750% 6/0
867652AG4
321
335000
PRN
SOLE
335000
0
0
TERADYNE INC
COM
880770102
8823
236600
SH
SOLE
236600
0
0
TERRAFORM PWR INC
CL A COM
88104R100
79084
5982113
SH
SOLE
5982113
0
0
TESARO INC
NOTE 3.000%10/0
881569AA5
89760
24000000
PRN
SOLE
24000000
0
0
TIME WARNER INC
COM NEW
887317303
102450
1000000
SH
SOLE
1000000
0
0
TIMKENSTEEL CORP
NOTE 6.000% 6/0
887399AA1
17208
11000000
PRN
SOLE
11000000
0
0
TPG PACE ENERGY HLDGS CORP
CL A
872656103
21987
2250000
SH
SOLE
2250000
0
0
TPG PACE ENERGY HLDGS CORP
*W EXP 99/99/999
872656111
7329
750000
SH
SOLE
750000
0
0
HEALTHWAYS INC
NOTE 1.500% 7/0
422245AB6
12585
6000000
PRN
SOLE
6000000
0
0
TRIBUNE MEDIA CO
CL A
896047503
31085
760775
SH
SOLE
760775
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
28691
31250000
PRN
SOLE
31250000
0
0
VANTAGE ENERGY ACQUISITION
COM CL A
92211L105
14700
1500000
SH
SOLE
1500000
0
0
VANTAGE ENERGY ACQUISITION
*W EXP 04/12/202
92211L113
4900
500000
SH
SOLE
500000
0
0
VIRTUS INVT PARTNERS INC
PFD CV SER D
92828Q208
13937
135000
SH
SOLE
135000
0
0
VISTRA ENERGY CORP
COM
92840M102
342407
18320311
SH
SOLE
18320311
0
0
WELLTOWER INC
6.50% PFD PREPET
95040Q203
60055
946687
SH
SOLE
946687
0
0
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
412
10000
SH
SOLE
10000
0
0
WHITING PETE CORP NEW
NOTE 1.250% 4/0
966387AL6
7130
8000000
PRN
SOLE
8000000
0
0
WRIGHT MED GROUP INC
NOTE 2.000% 2/1
98235TAE7
11671
10800000
PRN
SOLE
10800000
0
0