0001140361-14-042207.txt : 20141114
0001140361-14-042207.hdr.sgml : 20141114
20141114160542
ACCESSION NUMBER: 0001140361-14-042207
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANGELO GORDON & CO., L.P.
CENTRAL INDEX KEY: 0000860662
IRS NUMBER: 133478879
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02616
FILM NUMBER: 141224034
BUSINESS ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: 212.692.2010
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
FORMER COMPANY:
FORMER CONFORMED NAME: ANGELO GORDON & CO LP/NY
DATE OF NAME CHANGE: 19990402
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000860662
XXXXXXXX
09-30-2014
09-30-2014
ANGELO GORDON & CO., L.P.
245 PARK AVENUE
42ND FLOOR
NEW YORK
NY
10167
13F HOLDINGS REPORT
028-02616
N
Kirk P. Wickman
Chief Administrative Officer
212-692-2010
/s/ Kirk P. Wickman
New York
NY
11-14-2014
0
77
1268894
false
INFORMATION TABLE
2
form13fInfoTable.xml
AG MTG INVT TR INC
COM
001228105
7120
400000
SH
SOLE
400000
0
0
AIRTRAN HLDGS INC
NOTE 5.250%11/0
00949PAD0
11615
4681000
PRN
SOLE
4681000
0
0
AK STL CORP
NOTE 5.000%11/1
001546AP5
4995
2950000
PRN
SOLE
2950000
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
1555
26000
SH
SOLE
26000
0
0
ALCOA INC
DEP SHS 1/10TH
013817309
14462
290000
SH
SOLE
290000
0
0
ALLERGAN INC
COM
018490102
34938
196071
SH
SOLE
196071
0
0
ALLY FINL INC
COM
02005N100
63004
2722740
SH
SOLE
2722740
0
0
ALPHA NATURAL RESOURCES INC
NOTE 3.750%12/1
02076XAE2
2132
3000000
PRN
SOLE
3000000
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
4103
218000
SH
SOLE
218000
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
7022
75000
SH
SOLE
75000
0
0
ARCELORMITTAL SA LUXEMBOURG
MAND CV NT 16
L0302D178
8057
380000
PRN
SOLE
380000
0
0
AUXILIUM PHARMACEUTICALS INC
NOTE 1.500% 7/1
05334DAA5
12779
9690000
PRN
SOLE
9690000
0
0
AUXILIUM PHARMACEUTICALS INC
COM
05334D107
13433
450000
SH
SOLE
450000
0
0
B2GOLD CORP
NOTE 3.250%10/0
11777QAB6
2807
3000000
PRN
SOLE
3000000
0
0
BALLY TECHNOLOGIES INC
COM
05874B107
25582
317000
SH
Call
SOLE
317000
0
0
BARNES & NOBLE INC
COM
067774109
7896
400000
SH
Put
SOLE
400000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1566
21700
SH
SOLE
21700
0
0
CALLAWAY GOLF CO
NOTE 3.750% 8/1
131193AC8
5600
5000000
PRN
SOLE
5000000
0
0
CEMEX SAB DE CV
NOTE 4.875% 3/1
151290AV5
2395
2000000
PRN
SOLE
2000000
0
0
CEMEX SAB DE CV
NOTE 3.750% 3/1
151290BC6
24875
16900000
PRN
SOLE
16900000
0
0
CEMEX SAB DE CV
NOTE 3.250% 3/1
151290BB8
19731
14000000
PRN
SOLE
14000000
0
0
CINEDIGM CORP
COM
172406100
2135
1377613
SH
SOLE
1377613
0
0
CITRIX SYS INC
COM
177376100
7056
98900
SH
SOLE
98900
0
0
CONSUMER PORTFOLIO SVCS INC
COM
210502100
1150
179389
SH
Call
SOLE
179389
0
0
CONTINENTAL AIRLS INC
NOTE 4.500% 1/1
210795PU8
26737
10800000
PRN
SOLE
10800000
0
0
CUBIST PHARMACEUTICALS INC
COM
229678107
14130
213000
SH
SOLE
213000
0
0
DEPOMED INC
NOTE 2.500% 9/0
249908AA2
1583
1500000
PRN
SOLE
1500000
0
0
DIRECTV
COM
25490A309
60564
700000
SH
SOLE
700000
0
0
ELECTRONICS FOR IMAGING INC
COM
286082102
4523
102400
SH
SOLE
102400
0
0
ENERSYS
NOTE 3.375% 6/0
29275YAA0
6501
4400000
PRN
SOLE
4400000
0
0
FAIRPOINT COMMUNICATIONS INC
COM NEW
305560302
77797
5128325
SH
SOLE
5128325
0
0
FAMILY DLR STORES INC
COM
307000109
18499
239500
SH
SOLE
239500
0
0
FOREST CITY ENTERPRISES INC
NOTE 3.625% 8/1
345550AR8
4118
4000000
PRN
SOLE
4000000
0
0
GENERAL CABLE CORP DEL NEW
FRNT 4.500%11/1
369300AL2
1738
2500000
PRN
SOLE
2500000
0
0
GENERAL MTRS CO
*W EXP 12/31/201
37045V134
19164
600000
SH
SOLE
600000
0
0
GULF COAST ULTRA DEEP RTY TR
ROYALTY TR UNT
40222T104
2300
1150000
SH
SOLE
1150000
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
875
20000
SH
SOLE
20000
0
0
HORNBECK OFFSHORE SVCS INC N
COM
440543106
802
24500
SH
SOLE
24500
0
0
HUDSON CITY BANCORP
COM
443683107
14580
1500000
SH
SOLE
1500000
0
0
ILLUMINA INC
COM
452327109
7737
47200
SH
SOLE
47200
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
3354
2000000
PRN
SOLE
2000000
0
0
INTERNATIONAL GAME TECHNOLOG
COM
459902102
28679
1700000
SH
SOLE
1700000
0
0
IXIA
NOTE 3.000%12/1
45071RAB5
4875
5000000
PRN
SOLE
5000000
0
0
JDS UNIPHASE CORP
COM PAR $0.001
46612J507
2100
164100
SH
SOLE
164100
0
0
KB HOME
COM
48666K109
299
20000
SH
SOLE
20000
0
0
LAM RESEARCH CORP
COM
512807108
12206
163400
SH
SOLE
163400
0
0
LEVEL 3 COMMUNICATIONS INC
NOTE 7.000% 3/1
52729NBP4
10234
6000000
PRN
SOLE
6000000
0
0
LORILLARD INC
COM
544147101
28457
475000
SH
SOLE
475000
0
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
20383
15500000
PRN
SOLE
15500000
0
0
NEWMONT MINING CORP
COM
651639106
5182
224800
SH
SOLE
224800
0
0
NMI HLDGS INC
CL A
629209305
216
25000
SH
SOLE
25000
0
0
ON SEMICONDUCTOR CORP
COM
682189105
4817
538800
SH
SOLE
538800
0
0
PRICELINE GRP INC
DEBT 1.000% 3/1
741503AQ9
3364
2500000
PRN
SOLE
2500000
0
0
QUAD / GRAPHICS INC
COM CL A
747301109
41178
2139131
SH
SOLE
2139131
0
0
RIVERBED TECHNOLOGY INC
COM
768573107
10055
542200
SH
SOLE
542200
0
0
RPM INTL INC
COM
749685103
7426
162200
SH
SOLE
162200
0
0
RYLAND GROUP INC
COM
783764103
1330
40000
SH
SOLE
40000
0
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
8462
4400000
PRN
SOLE
4400000
0
0
SHIRE PLC
SPONSORED ADR
82481R106
77715
300000
SH
SOLE
300000
0
0
SIRIUS XM HLDGS INC
COM
82968B103
58056
16635000
SH
SOLE
16635000
0
0
SOLARFUN POWER HOLDINGS CO L
NOTE 3.500% 1/1
83415UAB4
4747
5000000
PRN
SOLE
5000000
0
0
SOLAZYME INC
NOTE 5.000%10/0
83415TAC5
1349
1500000
PRN
SOLE
1500000
0
0
SOLAZYME INC
NOTE 6.000% 2/0
83415TAB7
3330
3000000
PRN
SOLE
3000000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
19702
100000
SH
Put
SOLE
100000
0
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
7569
7000000
PRN
SOLE
7000000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
4655
86600
SH
SOLE
86600
0
0
THERAVANCE INC
NOTE 2.125% 1/1
88338TAB0
14325
15000000
PRN
SOLE
15000000
0
0
TIME WARNER CABLE INC
COM
88732J207
64571
450000
SH
SOLE
450000
0
0
TIME WARNER CABLE INC
COM
88732J207
46893
326800
SH
Call
SOLE
326800
0
0
TRIBUNE PUBG CO
COM
896082104
45293
2244448
SH
SOLE
2244448
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
23381
230927
SH
SOLE
230927
0
0
TRW AUTOMOTIVE INC
NOTE 3.500%12/0
87264MAH2
39344
11500000
PRN
SOLE
11500000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
2112
20000
SH
SOLE
20000
0
0
VANTAGE DRILLING COMPANY
NOTE 7.875% 9/0
G93205AA3
3390
3495000
PRN
SOLE
3495000
0
0
VOLCANO CORPORATION
NOTE 1.750%12/0
928645AB6
8007
9250000
PRN
SOLE
9250000
0
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
39525
24000000
PRN
SOLE
24000000
0
0
WESCO INTL INC
DBCV 6.000% 9/1
95082PAH8
64657
23237000
PRN
SOLE
23237000
0
0