0001140361-14-042207.txt : 20141114 0001140361-14-042207.hdr.sgml : 20141114 20141114160542 ACCESSION NUMBER: 0001140361-14-042207 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ANGELO GORDON & CO., L.P. CENTRAL INDEX KEY: 0000860662 IRS NUMBER: 133478879 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02616 FILM NUMBER: 141224034 BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212.692.2010 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & CO LP/NY DATE OF NAME CHANGE: 19990402 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000860662 XXXXXXXX 09-30-2014 09-30-2014 ANGELO GORDON & CO., L.P.
245 PARK AVENUE 42ND FLOOR NEW YORK NY 10167
13F HOLDINGS REPORT 028-02616 N
Kirk P. Wickman Chief Administrative Officer 212-692-2010 /s/ Kirk P. Wickman New York NY 11-14-2014 0 77 1268894 false
INFORMATION TABLE 2 form13fInfoTable.xml AG MTG INVT TR INC COM 001228105 7120 400000 SH SOLE 400000 0 0 AIRTRAN HLDGS INC NOTE 5.250%11/0 00949PAD0 11615 4681000 PRN SOLE 4681000 0 0 AK STL CORP NOTE 5.000%11/1 001546AP5 4995 2950000 PRN SOLE 2950000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1555 26000 SH SOLE 26000 0 0 ALCOA INC DEP SHS 1/10TH 013817309 14462 290000 SH SOLE 290000 0 0 ALLERGAN INC COM 018490102 34938 196071 SH SOLE 196071 0 0 ALLY FINL INC COM 02005N100 63004 2722740 SH SOLE 2722740 0 0 ALPHA NATURAL RESOURCES INC NOTE 3.750%12/1 02076XAE2 2132 3000000 PRN SOLE 3000000 0 0 AMERICAN CAP MTG INVT CORP COM 02504A104 4103 218000 SH SOLE 218000 0 0 AMERICAN TOWER CORP NEW COM 03027X100 7022 75000 SH SOLE 75000 0 0 ARCELORMITTAL SA LUXEMBOURG MAND CV NT 16 L0302D178 8057 380000 PRN SOLE 380000 0 0 AUXILIUM PHARMACEUTICALS INC NOTE 1.500% 7/1 05334DAA5 12779 9690000 PRN SOLE 9690000 0 0 AUXILIUM PHARMACEUTICALS INC COM 05334D107 13433 450000 SH SOLE 450000 0 0 B2GOLD CORP NOTE 3.250%10/0 11777QAB6 2807 3000000 PRN SOLE 3000000 0 0 BALLY TECHNOLOGIES INC COM 05874B107 25582 317000 SH Call SOLE 317000 0 0 BARNES & NOBLE INC COM 067774109 7896 400000 SH Put SOLE 400000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1566 21700 SH SOLE 21700 0 0 CALLAWAY GOLF CO NOTE 3.750% 8/1 131193AC8 5600 5000000 PRN SOLE 5000000 0 0 CEMEX SAB DE CV NOTE 4.875% 3/1 151290AV5 2395 2000000 PRN SOLE 2000000 0 0 CEMEX SAB DE CV NOTE 3.750% 3/1 151290BC6 24875 16900000 PRN SOLE 16900000 0 0 CEMEX SAB DE CV NOTE 3.250% 3/1 151290BB8 19731 14000000 PRN SOLE 14000000 0 0 CINEDIGM CORP COM 172406100 2135 1377613 SH SOLE 1377613 0 0 CITRIX SYS INC COM 177376100 7056 98900 SH SOLE 98900 0 0 CONSUMER PORTFOLIO SVCS INC COM 210502100 1150 179389 SH Call SOLE 179389 0 0 CONTINENTAL AIRLS INC NOTE 4.500% 1/1 210795PU8 26737 10800000 PRN SOLE 10800000 0 0 CUBIST PHARMACEUTICALS INC COM 229678107 14130 213000 SH SOLE 213000 0 0 DEPOMED INC NOTE 2.500% 9/0 249908AA2 1583 1500000 PRN SOLE 1500000 0 0 DIRECTV COM 25490A309 60564 700000 SH SOLE 700000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 4523 102400 SH SOLE 102400 0 0 ENERSYS NOTE 3.375% 6/0 29275YAA0 6501 4400000 PRN SOLE 4400000 0 0 FAIRPOINT COMMUNICATIONS INC COM NEW 305560302 77797 5128325 SH SOLE 5128325 0 0 FAMILY DLR STORES INC COM 307000109 18499 239500 SH SOLE 239500 0 0 FOREST CITY ENTERPRISES INC NOTE 3.625% 8/1 345550AR8 4118 4000000 PRN SOLE 4000000 0 0 GENERAL CABLE CORP DEL NEW FRNT 4.500%11/1 369300AL2 1738 2500000 PRN SOLE 2500000 0 0 GENERAL MTRS CO *W EXP 12/31/201 37045V134 19164 600000 SH SOLE 600000 0 0 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 40222T104 2300 1150000 SH SOLE 1150000 0 0 HERBALIFE LTD COM USD SHS G4412G101 875 20000 SH SOLE 20000 0 0 HORNBECK OFFSHORE SVCS INC N COM 440543106 802 24500 SH SOLE 24500 0 0 HUDSON CITY BANCORP COM 443683107 14580 1500000 SH SOLE 1500000 0 0 ILLUMINA INC COM 452327109 7737 47200 SH SOLE 47200 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 3354 2000000 PRN SOLE 2000000 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 28679 1700000 SH SOLE 1700000 0 0 IXIA NOTE 3.000%12/1 45071RAB5 4875 5000000 PRN SOLE 5000000 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 2100 164100 SH SOLE 164100 0 0 KB HOME COM 48666K109 299 20000 SH SOLE 20000 0 0 LAM RESEARCH CORP COM 512807108 12206 163400 SH SOLE 163400 0 0 LEVEL 3 COMMUNICATIONS INC NOTE 7.000% 3/1 52729NBP4 10234 6000000 PRN SOLE 6000000 0 0 LORILLARD INC COM 544147101 28457 475000 SH SOLE 475000 0 0 MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 20383 15500000 PRN SOLE 15500000 0 0 NEWMONT MINING CORP COM 651639106 5182 224800 SH SOLE 224800 0 0 NMI HLDGS INC CL A 629209305 216 25000 SH SOLE 25000 0 0 ON SEMICONDUCTOR CORP COM 682189105 4817 538800 SH SOLE 538800 0 0 PRICELINE GRP INC DEBT 1.000% 3/1 741503AQ9 3364 2500000 PRN SOLE 2500000 0 0 QUAD / GRAPHICS INC COM CL A 747301109 41178 2139131 SH SOLE 2139131 0 0 RIVERBED TECHNOLOGY INC COM 768573107 10055 542200 SH SOLE 542200 0 0 RPM INTL INC COM 749685103 7426 162200 SH SOLE 162200 0 0 RYLAND GROUP INC COM 783764103 1330 40000 SH SOLE 40000 0 0 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 8462 4400000 PRN SOLE 4400000 0 0 SHIRE PLC SPONSORED ADR 82481R106 77715 300000 SH SOLE 300000 0 0 SIRIUS XM HLDGS INC COM 82968B103 58056 16635000 SH SOLE 16635000 0 0 SOLARFUN POWER HOLDINGS CO L NOTE 3.500% 1/1 83415UAB4 4747 5000000 PRN SOLE 5000000 0 0 SOLAZYME INC NOTE 5.000%10/0 83415TAC5 1349 1500000 PRN SOLE 1500000 0 0 SOLAZYME INC NOTE 6.000% 2/0 83415TAB7 3330 3000000 PRN SOLE 3000000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 19702 100000 SH Put SOLE 100000 0 0 STARWOOD PPTY TR INC NOTE 4.000% 1/1 85571BAB1 7569 7000000 PRN SOLE 7000000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 4655 86600 SH SOLE 86600 0 0 THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 14325 15000000 PRN SOLE 15000000 0 0 TIME WARNER CABLE INC COM 88732J207 64571 450000 SH SOLE 450000 0 0 TIME WARNER CABLE INC COM 88732J207 46893 326800 SH Call SOLE 326800 0 0 TRIBUNE PUBG CO COM 896082104 45293 2244448 SH SOLE 2244448 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 23381 230927 SH SOLE 230927 0 0 TRW AUTOMOTIVE INC NOTE 3.500%12/0 87264MAH2 39344 11500000 PRN SOLE 11500000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2112 20000 SH SOLE 20000 0 0 VANTAGE DRILLING COMPANY NOTE 7.875% 9/0 G93205AA3 3390 3495000 PRN SOLE 3495000 0 0 VOLCANO CORPORATION NOTE 1.750%12/0 928645AB6 8007 9250000 PRN SOLE 9250000 0 0 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 39525 24000000 PRN SOLE 24000000 0 0 WESCO INTL INC DBCV 6.000% 9/1 95082PAH8 64657 23237000 PRN SOLE 23237000 0 0