0001140361-14-007767.txt : 20140214
0001140361-14-007767.hdr.sgml : 20140214
20140214152817
ACCESSION NUMBER: 0001140361-14-007767
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANGELO GORDON & CO., L.P.
CENTRAL INDEX KEY: 0000860662
IRS NUMBER: 133478879
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02616
FILM NUMBER: 14615695
BUSINESS ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: 212.692.2010
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
FORMER COMPANY:
FORMER CONFORMED NAME: ANGELO GORDON & CO LP/NY
DATE OF NAME CHANGE: 19990402
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000860662
XXXXXXXX
12-31-2013
12-31-2013
ANGELO GORDON & CO., L.P.
245 PARK AVENUE
42ND FLOOR
NEW YORK
NY
10167
13F HOLDINGS REPORT
028-02616
N
Kirk P. Wickman
Chief Administrative Officer
212-692-2010
/s/ Kirk P. Wickman
New York
NY
02-14-2014
0
70
1277958
false
INFORMATION TABLE
2
form13fInfoTable.xml
AG MTG INVT TR INC
COM
001228105
6256
400000
SH
SOLE
400000
0
0
AIRTRAN HLDGS INC
NOTE 5.250%11/0
00949PAD0
6564
3881000
PRN
SOLE
3881000
0
0
AK STL CORP
NOTE 5.000%11/1
001546AP5
18485
11450000
PRN
SOLE
11450000
0
0
ALCOA INC
NOTE 5.250% 3/1
013817AT8
34781
21000000
PRN
SOLE
21000000
0
0
ALLIANCE DATA SYSTEMS CORP
NOTE 4.750% 5/1
018581AC2
126471
22927000
PRN
SOLE
22927000
0
0
ALPHA NATURAL RESOURCES INC
NOTE 4.875%12/1
02076XAF9
5933
5500000
PRN
SOLE
5500000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
10010
396437
SH
SOLE
396437
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
6313
250000
SH
Put
SOLE
250000
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
3457
198000
SH
SOLE
198000
0
0
AMERICAN RLTY CAP PPTYS INC
NOTE 3.000% 8/0
02917TAA2
1999
2000000
PRN
SOLE
2000000
0
0
AMERICAN RLTY CAP PPTYS INC
NOTE 3.750%12/1
02917TAB0
3039
3000000
PRN
SOLE
3000000
0
0
ARCELORMITTAL SA LUXEMBOURG
MAND CV NT 16
L0302D178
26555
1030000
PRN
SOLE
1030000
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 1.875% 4/2
09061GAD3
24506
7047000
PRN
SOLE
7047000
0
0
BLACKSTONE MTG TR INC
NOTE 5.250%12/0
09257WAA8
5126
4870000
PRN
SOLE
4870000
0
0
CALLAWAY GOLF CO
NOTE 3.750% 8/1
131193AC8
4925
4000000
PRN
SOLE
4000000
0
0
CEMEX SAB DE CV
NOTE 3.750% 3/1
151290BC6
69169
51000000
PRN
SOLE
51000000
0
0
CINEDIGM CORP
COM
172406100
2783
1377613
SH
SOLE
1377613
0
0
CONSUMER PORTFOLIO SVCS INC
COM
210502100
3844
409390
SH
Call
SOLE
409390
0
0
CROWN CASTLE INTL CORP
CNV PFD STK SR A
228227500
23939
238500
SH
SOLE
238500
0
0
CUBIST PHARMACEUTICALS INC
COM
229678107
12500
181500
SH
SOLE
181500
0
0
DOMINION RES INC VA NEW
UNIT 04/01/2013
25746U703
4073
75000
SH
SOLE
75000
0
0
DOMINION RES INC VA NEW
UNIT 07/01/2016
25746U885
12220
225000
SH
SOLE
225000
0
0
ENERSYS
NOTE 3.375% 6/0
29275YAA0
20717
11750000
PRN
SOLE
11750000
0
0
FAIRPOINT COMMUNICATIONS INC
COM NEW
305560302
58001
5128325
SH
SOLE
5128325
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
16053
1040400
SH
SOLE
1040400
0
0
GAIN CAP HLDGS INC
NOTE 4.125%12/0
36268WAA8
1861
2000000
PRN
SOLE
2000000
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
70009
1712972
SH
SOLE
1712972
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
31044
759587
SH
SOLE
759587
0
0
GENERAL MTRS CO
*W EXP 12/31/201
37045V134
24522
600000
SH
SOLE
600000
0
0
HUDSON CITY BANCORP
COM
443683107
21689
2300000
SH
SOLE
2300000
0
0
HUDSON CITY BANCORP
COM
443683107
2358
250000
SH
Put
SOLE
250000
0
0
INTEL CORP
COM
458140100
9043
348400
SH
SOLE
348400
0
0
JINKOSOLAR HLDG CO LTD
NOTE 4.000% 5/1
47759TAA8
7028
6500000
PRN
SOLE
6500000
0
0
JOS A BANK CLOTHIERS INC
COM
480838101
4382
80000
SH
SOLE
80000
0
0
KB HOME
COM
48666K109
890
48700
SH
SOLE
48700
0
0
LAM RESEARCH CORP
COM
512807108
3338
61300
SH
SOLE
61300
0
0
LENDER PROCESSING SVCS INC
COM
52602E102
33642
900000
SH
SOLE
900000
0
0
LIFE TECHNOLOGIES CORP
COM
53217V109
113700
1500000
SH
Call
SOLE
1500000
0
0
MICROCHIP TECHNOLOGY INC
SDCV 2.125%12/1
595017AB0
8678
5000000
PRN
SOLE
5000000
0
0
MYLAN INC
NOTE 3.750% 9/1
628530AJ6
34427
10500000
PRN
SOLE
10500000
0
0
NEWMONT MINING CORP
COM
651639106
4758
206600
SH
SOLE
206600
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
1107
72800
SH
SOLE
72800
0
0
OCLARO INC
COM NEW
67555N206
799
320963
SH
SOLE
320963
0
0
OFFICE DEPOT INC
COM
676220106
167
31500
SH
Call
SOLE
31500
0
0
PHH CORP
NOTE 4.000% 9/0
693320AN3
10669
10000000
PRN
SOLE
10000000
0
0
PPL CORP
UNIT 99/99/9999S
69351T114
2637
50000
SH
SOLE
50000
0
0
PRICELINE COM INC
COM NEW
741503403
6277
5400
SH
SOLE
5400
0
0
PROLOGIS INC
COM
74340W103
7896
213700
SH
SOLE
213700
0
0
PULSE ELECTRONICS CORP
NOTE 7.000%12/1
74586WAA4
3700
5000000
PRN
SOLE
5000000
0
0
QUAD / GRAPHICS INC
COM CL A
747301109
57252
2102522
SH
SOLE
2102522
0
0
RAIT FINANCIAL TRUST
NOTE 4.000%10/0
749227AB0
3465
3500000
PRN
SOLE
3500000
0
0
RESPONSYS INC
COM
761248103
14664
535000
SH
SOLE
535000
0
0
RLJ ENTMT INC
COM
74965F104
383
80000
SH
SOLE
80000
0
0
RPM INTL INC
COM
749685103
4242
102200
SH
SOLE
102200
0
0
SOLARFUN POWER HOLDINGS CO L
NOTE 3.500% 1/1
83415UAB4
4547
5000000
PRN
SOLE
5000000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
36938
200000
SH
Put
SOLE
200000
0
0
STANLEY BLACK & DECKER INC
UNIT 99/99/9999
854502804
4116
40000
SH
SOLE
40000
0
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
11616
10500000
PRN
SOLE
10500000
0
0
SWIFT TRANSN CO
CL A
87074U101
806
36275
SH
SOLE
36275
0
0
T-MOBILE US INC
COM
872590104
27921
830000
SH
SOLE
830000
0
0
THERAVANCE INC
NOTE 2.125% 1/1
88338TAB0
19626
13500000
PRN
SOLE
13500000
0
0
THOMPSON CREEK METALS CO INC
UNIT 99/99/9999
884768300
5868
450000
SH
SOLE
450000
0
0
TRINITY INDS INC
COM
896522109
10670
195700
SH
SOLE
195700
0
0
TRW AUTOMOTIVE INC
NOTE 3.500%12/0
87264MAH2
29167
11500000
PRN
SOLE
11500000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
4552
40000
SH
SOLE
40000
0
0
VANTAGE DRILLING COMPANY
NOTE 7.875% 9/0
G93205AA3
4107
3495000
PRN
SOLE
3495000
0
0
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
61913
1575000
SH
SOLE
1575000
0
0
WESCO INTL INC
DBCV 6.000% 9/1
95082PAH8
44491
13737000
PRN
SOLE
13737000
0
0
XILINX INC
SDCV 3.125% 3/1
983919AD3
18998
12000000
PRN
SOLE
12000000
0
0
ZAIS FINL CORP
COM
98886K108
276
17214
SH
SOLE
17214
0
0