0001398344-19-016827.txt : 20190919
0001398344-19-016827.hdr.sgml : 20190919
20190919134011
ACCESSION NUMBER: 0001398344-19-016827
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20190919
DATE AS OF CHANGE: 20190919
EFFECTIVENESS DATE: 20190919
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aristotle Capital Management, LLC
CENTRAL INDEX KEY: 0000860644
IRS NUMBER: 954833644
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02634
FILM NUMBER: 191101437
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 1700
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 3104784005
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 1700
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER COMPANY:
FORMER CONFORMED NAME: REED CONNER & BIRDWELL LLC
DATE OF NAME CHANGE: 20010129
FORMER COMPANY:
FORMER CONFORMED NAME: REED CONNER & BIRDWELL INC
DATE OF NAME CHANGE: 19990407
FORMER COMPANY:
FORMER CONFORMED NAME: CAMPBELL REED CONNER & BIRDWELL INC
DATE OF NAME CHANGE: 19920424
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0000860644
XXXXXXXX
09-30-2018
09-30-2018
true
1
RESTATEMENT
false
Aristotle Capital Management, LLC
11100 SANTA MONICA BLVD
SUITE 1700
LOS ANGELES
CA
90025
13F HOLDINGS REPORT
028-02634
N
Michelle M. Gosom
Chief Compliance Officer
310-478-4005
/s/ Michelle M. Gosom
Los Angeles
CA
09-19-2019
1
173
17169744
1
0001376113
028-12230
ALPS ADVISORS INC
INFORMATION TABLE
2
fp0042701_13fhr-table.xml
13F INFORMATION TABLE
3M CO
COM
88579Y101
2567
12183
SH
SOLE
7333
0
4850
ABBOTT LABS
COM
002824100
6550
89290
SH
SOLE
57961
0
31329
ABBVIE INC
COM
00287Y109
328659
3474936
SH
SOLE
1
2232153
0
1242783
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
262343
7452940
SH
SOLE
1
4612666
0
2840274
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
20490
120387
SH
SOLE
79247
16390
24750
ADOBE SYS INC
COM
00724F101
825505
3057991
SH
SOLE
1
1858255
0
1199736
AES CORP
COM
00130H105
7911
565092
SH
SOLE
394021
127761
43310
AGNICO EAGLE MINES LTD
COM
008474108
987
28856
SH
SOLE
28856
0
0
AMERICAN EXPRESS CO
COM
025816109
1491
14000
SH
SOLE
13000
0
1000
AMERIPRISE FINL INC
COM
03076C106
442345
2995698
SH
SOLE
1
1819422
0
1176276
AMGEN INC
COM
031162100
511929
2469629
SH
SOLE
1
1515593
0
954036
ANSYS INC
COM
03662Q105
482428
2584251
SH
SOLE
1
1563413
0
1020838
APPLE INC
COM
037833100
632
2800
SH
SOLE
2800
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
834
16590
SH
SOLE
16188
0
402
AT&T INC
COM
00206R102
299
8897
SH
SOLE
8897
0
0
AXALTA COATING SYS LTD
COM
G0750C108
1108
38000
SH
SOLE
38000
0
0
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
274127
43512166
SH
SOLE
1
23926329
208355
19377482
BANK AMER CORP
COM
060505104
537108
18231772
SH
SOLE
1
11021354
0
7210418
BECTON DICKINSON & CO
COM
075887109
313
1200
SH
SOLE
0
0
1200
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
760
3550
SH
SOLE
3550
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1600
5
SH
SOLE
3
0
2
BOK FINL CORP
COM NEW
05561Q201
259952
2672202
SH
SOLE
1
1603057
0
1069145
BP PLC
SPONSORED ADR
055622104
203
4400
SH
SOLE
4400
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
10841
243444
SH
SOLE
173828
48616
21000
CAMECO CORP
COM
13321L108
5051
443073
SH
SOLE
335443
75305
32325
CAPITAL ONE FINL CORP
COM
14040H105
381516
4018919
SH
SOLE
1
2408219
0
1610700
CATERPILLAR INC DEL
COM
149123101
218
1432
SH
SOLE
1432
0
0
CHEVRON CORP NEW
COM
166764100
547
4470
SH
SOLE
2820
0
1650
CHUBB LIMITED
COM
H1467J104
327825
2453046
SH
SOLE
1
1488099
0
964947
CHURCH & DWIGHT INC
COM
171340102
2949
49666
SH
SOLE
31266
0
18400
CINTAS CORP
COM
172908105
3636
18382
SH
SOLE
12482
0
5900
COCA COLA CO
COM
191216100
434845
9414274
SH
SOLE
1
5730276
0
3683998
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
13100
288102
SH
SOLE
189998
38938
59166
COLGATE PALMOLIVE CO
COM
194162103
1792
26762
SH
SOLE
26762
0
0
COSTCO WHSL CORP NEW
COM
22160K105
258
1100
SH
SOLE
800
0
300
CULLEN FROST BANKERS INC
COM
229899109
246792
2362999
SH
SOLE
1
1426561
0
936438
DANAHER CORP DEL
COM
235851102
531480
4891222
SH
SOLE
1
2984875
0
1906347
DONALDSON INC
COM
257651109
868
14900
SH
SOLE
4900
0
10000
DOVER CORP
COM
260003108
599
6770
SH
SOLE
5170
0
1600
DOWDUPONT INC
COM
26078J100
45648
709805
SH
SOLE
704580
0
5225
EAST WEST BANCORP INC
COM
27579R104
331922
5498123
SH
SOLE
1
3281240
0
2216883
ECOLAB INC
COM
278865100
53990
344369
SH
SOLE
344369
0
0
EMERSON ELEC CO
COM
291011104
1164
15199
SH
SOLE
1599
0
13600
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
210401
2181450
SH
SOLE
1
1315630
0
865820
EXXON MOBIL CORP
COM
30231G102
4246
49938
SH
SOLE
31838
0
18100
FRANKLIN ELEC INC
COM
353514102
1509
31934
SH
SOLE
15934
0
16000
GENERAL DYNAMICS CORP
COM
369550108
371627
1815292
SH
SOLE
1
1300372
0
514920
GENERAL ELECTRIC CO
COM
369604103
42224
3739926
SH
SOLE
1412926
0
2327000
GOLDCORP INC NEW
COM
380956409
1007
98745
SH
SOLE
98745
0
0
HALLIBURTON CO
COM
406216101
321498
7932351
SH
SOLE
1
4759830
0
3172521
HOME DEPOT INC
COM
437076102
444076
2143741
SH
SOLE
1
1286336
0
857405
ILLINOIS TOOL WKS INC
COM
452308109
2274
16112
SH
SOLE
10293
0
5819
INTEL CORP
COM
458140100
263
5566
SH
SOLE
5100
0
466
INTUIT
COM
461202103
1348
5930
SH
SOLE
5930
0
0
ISHARES INC
MSCI STH KOR ETF
464286772
476
6970
SH
SOLE
6970
0
0
ISHARES TR
MSCI EAFE ETF
464287465
379
5571
SH
SOLE
5571
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
243
5670
SH
SOLE
5670
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
8038
63483
SH
SOLE
61366
0
2117
SMUCKER J M CO
COM NEW
832696405
1808
17617
SH
SOLE
10317
0
7300
JOHNSON & JOHNSON
COM
478160104
6119
44288
SH
SOLE
22727
0
21561
JOHNSON CTLS INTL PLC
SHS
G51502105
353805
10108714
SH
SOLE
1
6106175
0
4002539
JPMORGAN CHASE & CO
COM
46625H100
332100
2943103
SH
SOLE
1
1787764
0
1155339
KIMBERLY CLARK CORP
COM
494368103
1169
10290
SH
SOLE
9490
0
800
KINDER MORGAN INC DEL
COM
49456B101
1397
78800
SH
SOLE
78800
0
0
KROGER CO
COM
501044101
328239
11275803
SH
SOLE
1
6891438
0
4384365
LENNAR CORP
CL A
526057104
358222
7672339
SH
SOLE
1
4716397
0
2955942
LENNAR CORP
CL B
526057302
4662
121096
SH
SOLE
1
70962
0
50134
LOWES COS INC
COM
548661107
43711
380689
SH
SOLE
342022
0
38667
MARTIN MARIETTA MATLS INC
COM
573284106
359399
1975261
SH
SOLE
1
1196592
0
778669
MASCO CORP
COM
574599106
223
6100
SH
SOLE
6100
0
0
MEDTRONIC PLC
SHS
G5960L103
479967
4879202
SH
SOLE
1
3003559
0
1875643
MICROCHIP TECHNOLOGY INC
COM
595017104
443481
5620083
SH
SOLE
1
3404645
0
2215438
MICROSOFT CORP
COM
594918104
688433
6019346
SH
SOLE
1
3716661
0
2302685
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADS
606822104
206130
33300542
SH
SOLE
1
18099915
0
15200627
MONDELEZ INTL INC
CL A
609207105
297935
6935168
SH
SOLE
1
4250945
0
2684223
MORGAN STANLEY
COM NEW
617446448
33996
730000
SH
SOLE
730000
0
0
NATIONAL FUEL GAS CO N J
COM
636180101
330849
5901692
SH
SOLE
1
3567850
0
2333842
NORDSTROM INC
COM
655664100
1360
22733
SH
SOLE
22733
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
315369
3660270
SH
SOLE
1
2040207
19414
1600649
ORIX CORP
SPONSORED ADR
686330101
7254
89517
SH
SOLE
63496
18078
7943
OSHKOSH CORP
COM
688239201
410539
5762766
SH
SOLE
1
3507675
0
2255091
PARKER HANNIFIN CORP
COM
701094104
302847
1646532
SH
SOLE
1
825301
0
821231
PAYPAL HLDGS INC
COM
70450Y103
475491
5413147
SH
SOLE
1
3300138
0
2113009
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
2277
48055
SH
SOLE
48055
0
0
PEPSICO INC
COM
713448108
4562
40807
SH
SOLE
20647
0
20160
PFIZER INC
COM
717081103
3566
80924
SH
SOLE
35915
0
45009
PHILLIPS 66
COM
718546104
473369
4199510
SH
SOLE
1
2527840
0
1671670
PIONEER NAT RES CO
COM
723787107
289234
1660450
SH
SOLE
1
1000869
0
659581
PPG INDS INC
COM
693506107
409435
3751814
SH
SOLE
1
2278676
0
1473138
PROCTER AND GAMBLE CO
COM
742718109
241
2896
SH
SOLE
2896
0
0
SCHLUMBERGER LTD
COM
806857108
8110
133126
SH
SOLE
87821
18103
27202
SENSATA TECHNOLOGIES HLDNG P
SHS
G8060N102
14492
292474
SH
SOLE
204766
34518
53190
SONY CORP
SPONSORED ADR
835699307
401352
6617511
SH
SOLE
1
3666861
36637
2914013
SPDR S&P 500 ETF TR
TR UNIT
78462F103
29449
101296
SH
SOLE
98235
0
3061
STARBUCKS CORP
COM
855244109
256
4500
SH
SOLE
500
0
4000
STRYKER CORP
COM
863667101
249
1400
SH
SOLE
1400
0
0
SUN CMNTYS INC
COM
866674104
209104
2059330
SH
SOLE
1
1232525
0
826805
TOTAL S A
SPONSORED ADR
89151E109
9546
148256
SH
SOLE
113020
24480
10756
TWITTER INC
COM
90184L102
292459
10276153
SH
SOLE
1
6216371
0
4059782
UBS GROUP AG
SHS
H42097107
8215
522254
SH
SOLE
364135
109578
48541
UNILEVER N V
N Y SHS NEW
904784709
329930
5939333
SH
SOLE
1
3312174
36012
2591147
UNILEVER PLC
SPON ADR NEW
904767704
571
10394
SH
SOLE
10101
0
293
UNION PAC CORP
COM
907818108
823
5052
SH
SOLE
5052
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
266
1900
SH
SOLE
800
0
1100
US BANCORP DEL
COM NEW
902973304
687
13000
SH
SOLE
13000
0
0
V F CORP
COM
918204108
8687
92954
SH
SOLE
51854
0
41100
VISA INC
COM CL A
92826C839
405
2700
SH
SOLE
2700
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
343708
4714789
SH
SOLE
1
2862707
0
1852082
WELLS FARGO CO NEW
COM
949746101
347
6600
SH
SOLE
1000
0
5600
WILLIAMS SONOMA INC
COM
969904101
329816
5018502
SH
SOLE
1811256
0
3207246
GRAINGER W W INC
COM
384802104
1084
3033
SH
SOLE
2383
0
650
ZIMMER BIOMET HLDGS INC
COM
98956P102
592
4500
SH
SOLE
2000
0
2500
AIA GROUP LTD
FOREIGN
00B4TX8S1
8308
930380
SH
SOLE
705780
0
224600
AIA GROUP LTD SPONS ADR
FOREIGN
001317205
7819
218810
SH
SOLE
149336
52041
17433
AKZO NOBEL NV
FOREIGN
005458314
5318
56902
SH
SOLE
35040
0
21862
AKZO NOBEL NV SPONS ADR
FOREIGN
010199503
7835
251254
SH
SOLE
173249
57405
20600
AMUNDI SA
FOREIGN
000BYZR01
5763
76944
SH
SOLE
47180
0
29764
ASSA ABLOY AB
FOREIGN
00BYPC1T4
6775
337117
SH
SOLE
258983
0
78134
ASSA ABLOY AB SPONS ADR
FOREIGN
045387107
6070
604288
SH
SOLE
417917
136877
49494
ASTELLAS PHARMA INC
FOREIGN
006985383
7692
441286
SH
SOLE
327286
0
114000
ASTELLAS PHARMA INC SPONS ADR
FOREIGN
04623U102
7673
439736
SH
SOLE
299873
103876
35987
BANCO BILBAO VIZCAYA ARGENTARIA SA
FOREIGN
005501906
5913
928108
SH
SOLE
693298
0
234810
BASF SE
FOREIGN
005086577
3125
35228
SH
SOLE
19028
0
16200
BASF SE SPONS ADR
FOREIGN
055262505
7256
326450
SH
SOLE
232418
65770
28262
BROOKFIELD ASSET MANAGEMENT INC
FOREIGN
002092599
4927
110634
SH
SOLE
58634
0
52000
CAMECO CORP
FOREIGN
002166160
3275
286966
SH
SOLE
208466
0
78500
CLOSE BROTHERS GROUP PLC
FOREIGN
000766807
5095
247133
SH
SOLE
149689
0
97444
CLOSE BROTHERS GROUP PLC UNSPONS ADR
FOREIGN
189062102
7455
180682
SH
SOLE
123141
43544
13997
COMPASS GROUP PLC
FOREIGN
00BD6K457
6290
282919
SH
SOLE
182319
0
100600
COMPASS GROUP PLC SPONS ADR
FOREIGN
20449X401
10975
493315
SH
SOLE
349709
101014
42592
DASSAULT SYSTEMES SE
FOREIGN
005330047
12515
83770
SH
SOLE
63946
0
19824
DASSAULT SYSTEMES SE SPONS ADR
FOREIGN
237545108
11340
75828
SH
SOLE
52244
17372
6212
DBS GROUP HOLDINGS LTD
FOREIGN
006175203
5323
278902
SH
SOLE
174802
0
104100
DBS GROUP HOLDINGS LTD SPONS ADR
FOREIGN
23304Y100
9743
127561
SH
SOLE
93733
23404
10424
ERSTE GROUP BANK AG
FOREIGN
005289837
7556
181981
SH
SOLE
133581
0
48400
ERSTE GROUP BANK AG SPONS ADR
FOREIGN
296036304
9275
446360
SH
SOLE
317403
89817
39140
EXPERIAN PLC
FOREIGN
00B19NLV4
5373
209252
SH
SOLE
112752
0
96500
EXPERIAN PLC SPONS ADR
FOREIGN
30215C101
11585
450841
SH
SOLE
320823
90841
39177
GIVAUDAN SA
FOREIGN
005980613
9793
3984
SH
SOLE
3051
0
933
GIVAUDAN SA ADR
FOREIGN
37636P108
9412
190505
SH
SOLE
132798
41775
15932
HEINEKEN NV
FOREIGN
007792559
7566
80733
SH
SOLE
57333
0
23400
HEINEKEN NV SPONS ADR L1
FOREIGN
423012301
10016
213559
SH
SOLE
149513
44848
19198
HOSHIZAKI CORP
FOREIGN
00J235410
10315
99728
SH
SOLE
75778
0
23950
KDDI CORP
FOREIGN
006248990
5755
208470
SH
SOLE
132870
0
75600
KDDI CORP ADR
FOREIGN
48667L106
10026
725559
SH
SOLE
521798
142755
61006
KIMBERLY-CLARK DE MEXICO SAB DE CV
FOREIGN
002491914
5527
3106984
SH
SOLE
2315250
0
791734
KIMBERLY-CLARK DE MEXICO SAB DE CV SPONS ADR
FOREIGN
494386204
4885
550298
SH
SOLE
404941
137204
8153
KUBOTA CORP
FOREIGN
006497509
8238
485070
SH
SOLE
382670
0
102400
KUBOTA CORP ADR
FOREIGN
501173207
6961
81897
SH
SOLE
56711
18080
7106
LVMH MOET HENNESSY LOUIS VUITTON SE
FOREIGN
004061412
12207
34536
SH
SOLE
25426
0
9110
LVMH MOET HENNESSY LOUIS VUITTON SE ADR
FOREIGN
502441306
11990
169448
SH
SOLE
114836
40366
14246
MARUI GROUP CO LTD
FOREIGN
006569527
8710
353170
SH
SOLE
255690
0
97480
MARUI GROUP CO LTD ADR
FOREIGN
573814308
9228
186906
SH
SOLE
128310
43298
15298
MITSUBISHI UFJ FINANCIAL GROUP INC
FOREIGN
006335171
869
139400
SH
SOLE
139400
0
0
NIDEC CORP
FOREIGN
006640682
10629
73936
SH
SOLE
55136
0
18800
NIDEC CORP SPONS ADR
FOREIGN
654090109
11022
306386
SH
SOLE
213419
67345
25622
NOVARTIS AG
FOREIGN
007103065
4020
46764
SH
SOLE
25164
0
21600
ORIX CORP
FOREIGN
006661144
6185
381800
SH
SOLE
287600
0
94200
PEYTO EXPLORATION & DEVELOPMENT CORP
FOREIGN
717046106
1339
155240
SH
SOLE
155240
0
0
RECKITT BENCKISER GROUP PLC
FOREIGN
00B24CGK7
4269
46697
SH
SOLE
26097
0
20600
RECKITT BENCKISER GROUP PLC SPONS ADR
FOREIGN
756255204
8819
481958
SH
SOLE
338944
100545
42469
SAFRAN SA
FOREIGN
00B058TZ6
6178
44113
SH
SOLE
26875
0
17238
SAFRAN SA SPONS ADR
FOREIGN
786584102
10254
292575
SH
SOLE
201138
67321
24116
SAMSUNG ELECTRONICS CO LTD
FOREIGN
006771720
1478
35300
SH
SOLE
35300
0
0
SAMSUNG ELECTRONICS CO LTD
FOREIGN
006773812
3405
99800
SH
SOLE
99800
0
0
SHINSEI BANK LTD
FOREIGN
006730936
3200
195920
SH
SOLE
121460
0
74460
SHINSEI BANK LTD SPONS ADR
FOREIGN
824631105
4748
1451960
SH
SOLE
1006066
326806
119088
SONY CORP
FOREIGN
006821506
10457
170680
SH
SOLE
127880
0
42800
TORAY INDUSTRIES INC
FOREIGN
006897143
6875
915898
SH
SOLE
706498
0
209400
TORAY INDUSTRIES INC ADR
FOREIGN
890880206
6029
401158
SH
SOLE
278195
88569
34394
TOTAL SA
FOREIGN
00B15C557
3697
57048
SH
SOLE
30948
0
26100
UBS GROUP AG
FOREIGN
00BRJL176
6972
441564
SH
SOLE
321964
0
119600
UNILEVER NV
FOREIGN
00B12T3J1
6272
112679
SH
SOLE
74879
0
37800