13F-HR 1 d41272e13fvhr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2006 Check here if Amendment [ ] Amendment Number : ------------ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RBS Partners, L.P. Address: 200 Greenwich Avenue Greenwich, CT 06830 Form 13F File Number: 28-2610 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Theodore W. Ullyot Title: Executive Vice President and General Counsel Phone: (203) 861-4600 Signature, Place, and Date of Signing: /s/ Theodore W. Ullyot Greenwich, CT November 14, 2006 ------------------------------------ (City, State) (Date) (Signature) Report Type (Check only one): [X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 6 Form 13F Information Table Value Total: $13,652,996 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-11470 ESL Investments, Inc. Explanatory Note: RBS Partners, LP ("RBS") hereby advises that ESL Investments, Inc. and RBS may be deemed to share investment discretion for purposes of Rule 13f-1(b) of the Securities Exchange Act of 1934 (the "Act") over certain 13(f) securities for which RBS exercises direct control. PURSUANT TO RULE 24B-2 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, CONFIDENTIAL INFORMATION HAS BEEN OMITTED FROM THIS FORM 13F AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. FORM 13F Information Table - Public Page 1 of 1
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: ------------------------------------------------------------------------------------------------------------------------------ Title Fair Market Shares or Name of of CUSIP Value Principal SH/ Put/ Investment Other Voting Authority Issuer Class Number (x $1,000) Amount PRN Call Discretion Managers (a) Sole (b) Shared (c) None ------------------------------------------------------------------------------------------------------------------------------ Autozone Inc. Common 053332-10-2 616,354 5,966,638 SH DEFINED 5,966,638 Autozone Inc. Common 053332-10-2 1,658,942 16,059,462 SH SOLE 16,059,462 AutoNation, Inc. Common 05329W-10-2 127,778 6,113,776 SH DEFINED 6,113,776 AutoNation, Inc. Common 05329W-10-2 915,309 43,794,686 SH SOLE 43,794,686 Sears Holdings Corp. Common 812350-10-6 56,120 354,985 SH DEFINED 354,985 Sears Holdings Corp Common 812350-10-6 10,278,494 65,016,723 SH SOLE 65,016,723 (Confidential portion has been omitted and filed separately.) COLUMN TOTALS Grand Total 13,652,996
PURSUANT TO RULE 24B-2 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, CONFIDENTIAL INFORMATION HAS BEEN OMITTED FROM THIS FORM 13F AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION.