-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WaydGAb6FTdKao/amcJFkFi6Yjpww/n16roozX74SATWeM6xlXSDdDrq+J70EtsP y/84otBZCArQIMn8T4mcCQ== 0000919574-08-007963.txt : 20081114 0000919574-08-007963.hdr.sgml : 20081114 20081113185338 ACCESSION NUMBER: 0000919574-08-007963 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EDGEWOOD MANAGEMENT LLC CENTRAL INDEX KEY: 0000860561 IRS NUMBER: 222032238 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02602 FILM NUMBER: 081186556 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-652-9100 MAIL ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: EDGEWOOD MANAGEMENT CO/NY/ DATE OF NAME CHANGE: 19990317 13F-HR 1 d937715_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Edgewood Management LLC Address: 350 Park Avenue New York, New York 10022 13F File Number: 028-02602 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Fausto Rotundo Title: Chief Compliance Officer Phone: (212) 652-9100 Signature, Place and Date of Signing: /s/ Fausto Rotundo New York, New York November 14, 2008 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 126 Form 13F Information Table Value Total: $5,019,892 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVSMT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRTN MGRS SOLE SHARED NONE 3M CO COM 88579Y101 6,790 99,400 PUT SOLE NONE 99,400 0 0 3M CO COM 88579Y101 95,803 1,402,467 SH SOLE NONE 1,391,243 0 11,224 ABBOTT LABS COM 002824100 16,082 279,300 SH SOLE NONE 277,600 0 1,700 AFLAC INC COM 001055102 426 7,250 SH SOLE NONE 7,250 0 0 ALASKA COMMUNICATIONS SYS GR COM 01167P101 446 36,500 SH SOLE NONE 33,500 0 3,000 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 295 10,200 SH SOLE NONE 10,200 0 0 ALTRIA GROUP INC COM 02209S103 551 27,786 SH SOLE NONE 10,936 0 16,850 AMERICAN EXPRESS CO COM 025816109 551 15,560 SH SOLE NONE 8,060 0 7,500 AMERICAN TOWER CORP CL A 029912201 248,390 6,905,482 SH SOLE NONE 4,713,324 0 2,192,158 ANHEUSER BUSCH COS IN COM 035229103 279 4,300 SH SOLE NONE 800 0 3,500 APPLE INC COM 037833100 208,627 1,835,538 SH SOLE NONE 1,288,151 0 547,387 APPLIED MATLS INC COM 038222105 1,024 67,652 SH SOLE NONE 67,208 0 444 ARISE TECHNOLOGIES CO COM 04040Q106 9 10,000 SH SOLE NONE 10,000 0 0 AT&T INC COM 00206R102 787 28,201 SH SOLE NONE 11,340 0 16,861 BANK OF AMERICA CORPORATION COM 060505104 858 24,516 SH SOLE NONE 24,516 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 6,841 209,961 SH SOLE NONE 200,146 0 9,815 BAXTER INTL INC COM 071813109 354 5,400 SH SOLE NONE 0 0 5,400 BEACON POWER CORP COM COM 073677106 65 45,095 SH SOLE NONE 45,095 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,045 8 SH SOLE NONE 7 0 1 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1,468 334 SH SOLE NONE 334 0 0 BOEING CO COM 097023105 287 5,000 SH SOLE NONE 5,000 0 0 BP PLC SPONSORED ADR 055622104 3,911 77,953 SH SOLE NONE 61,011 0 16,942 BRISTOL MYERS SQUIBB CO COM 110122108 868 41,637 SH SOLE NONE 12,200 0 29,437 CALIPER LIFE SCIENCES INC COM 130872104 168 60,000 SH SOLE NONE 60,000 0 0 CELGENE CORP COM 151020104 303,367 4,794,035 SH SOLE NONE 3,460,330 0 1,333,705 CHEVRON CORP NEW COM 166764100 3,336 40,443 SH SOLE NONE 35,039 0 5,404 CHUBB CORP COM 171232101 503 9,168 SH SOLE NONE 9,168 0 0 CHURCH & DWIGHT INC COM 171340102 1,020 16,425 SH SOLE NONE 16,425 0 0 CINCINNATI FINL CORP COM 172062101 342 12,012 SH SOLE NONE 12,012 0 0 CISCO SYS INC COM 17275R102 14,311 634,338 SH SOLE NONE 596,742 0 37,596 CME GROUP INC COM 12572Q105 275,726 742,176 SH SOLE NONE 525,381 0 216,795 COCA COLA CO COM 191216100 3,999 75,624 SH SOLE NONE 49,919 0 25,705 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 233,094 10,209,982 SH SOLE NONE 6,944,869 0 3,265,113 COLGATE PALMOLIVE CO COM 194162103 102,228 1,356,704 SH SOLE NONE 1,333,314 0 23,390 US BANCORP DEL COM 902973304 4,146 115,116 SH SOLE NONE 115,116 0 0 COMCAST CORP NEW CL A CL A 20030N101 224 11,400 SH SOLE NONE 10,000 0 1,400 COMERICA INC COM 200340107 408 12,447 SH SOLE NONE 6,222 0 6,225 CORNING INC COM 219350105 272,141 17,400,347 SH SOLE NONE 11,616,586 0 5,783,761 COVANCE INC COM 222816100 176,419 1,995,461 SH SOLE NONE 1,265,310 0 730,151 CRUCELL N V SPONSORED ADR 228769105 1,015 65,250 SH SOLE NONE 63,950 0 1,300 CVS CAREMARK CORPORATION COM 126650100 111,399 3,309,544 SH SOLE NONE 1,941,227 0 1,368,317 DEUTSCHE BK AG LDN BRH PS GOLD DS ETN 25154H756 241 8,000 SH SOLE NONE 8,000 0 0 DEUTSCHE BK AG LONDON BRH PS CRD OIL ETN 25154K809 407 10,000 SH SOLE NONE 10,000 0 0 DISNEY WALT CO COM DISNEY 254687106 673 21,928 SH SOLE NONE 7,112 0 14,816 DOW CHEM CO COM 260543103 434 13,650 SH SOLE NONE 13,650 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 156 10,800 SH SOLE NONE 10,800 0 0 ELECTRONIC ARTS INC COM 285512109 270 7,300 SH SOLE NONE 7,300 0 0 EMERSON ELEC CO COM 291011104 2,058 50,460 SH SOLE NONE 30,636 0 19,824 EQUIFAX INC COM 294429105 2,230 64,744 SH SOLE NONE 48,312 0 16,432 EXXON MOBIL CORP COM 30231G102 25,668 330,520 SH SOLE NONE 284,496 0 46,024 FPL GROUP INC COM 302571104 236 4,700 SH SOLE NONE 2,500 0 2,200 FRANKLIN STREET PPTYS CORP COM 35471R106 195 15,000 SH SOLE NONE 6,000 0 9,000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 1,023 18,000 SH SOLE NONE 18,000 0 0 GABELLI DIVD & INCOME TR COM 36242H104 1,733 125,750 SH SOLE NONE 125,750 0 0 GENERAL ELECTRIC CO COM 369604103 8,562 335,750 SH SOLE NONE 261,161 0 74,589 GENERAL MLS INC COM 370334104 528 7,680 SH SOLE NONE 2,550 0 5,130 GENZYME CORP COM 372917104 321,602 3,975,795 SH SOLE NONE 2,880,285 0 1,095,510 GILEAD SCIENCES INC COM 375558103 269,815 5,913,112 SH SOLE NONE 4,128,018 0 1,785,094 GOOGLE INC CL A 38259P508 197,049 491,908 SH SOLE NONE 309,888 0 182,020 HALLIBURTON CO COM 406216101 170,170 5,253,789 SH SOLE NONE 3,469,058 0 1,784,731 HEWLETT PACKARD CO COM 428236103 2,146 46,407 SH SOLE NONE 44,510 0 1,897 HOME DEPOT INC COM 437076102 969 37,442 SH SOLE NONE 37,442 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 207 2,561 SH SOLE NONE 2,561 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 499 28,500 SH SOLE NONE 28,500 0 0 INTEL CORP COM 458140100 407 21,720 SH SOLE NONE 21,720 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2,854 24,398 SH SOLE NONE 14,936 0 9,462 INTUITIVE SURGICAL INC COM NEW 46120E602 521 2,160 SH SOLE NONE 2,160 0 0 JOHNSON & JOHNSON COM 478160104 13,225 190,888 SH SOLE NONE 173,148 0 17,740 JPMORGAN & CHASE & CO COM 46625H100 3,710 79,438 SH SOLE NONE 57,689 0 21,749 KELLOGG CO COM 487836108 776 13,840 SH SOLE NONE 10,100 0 3,740 KIMBERLY CLARK CORP COM 494368103 398 6,136 SH SOLE NONE 0 0 6,136 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 3,499 67,250 SH SOLE NONE 67,250 0 0 KRAFT FOODS INC CL A CL A 50075N104 541 16,528 SH SOLE NONE 6,598 0 9,930 L-3 COMMUNICATIONS HLDGS INC COM 502424104 170,174 1,730,819 SH SOLE NONE 1,094,731 0 636,088 LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 224 8,956 SH SOLE NONE 8,956 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 145 11,207 SH SOLE NONE 11,207 0 0 LILLY ELI & CO COM 532457108 501 11,388 SH SOLE NONE 7,300 0 4,088 MARRIOTT INTL INC NEW CL A 571903202 991 38,000 SH SOLE NONE 38,000 0 0 MCGRAW HILL COS INC COM 580645109 911 28,824 SH SOLE NONE 28,824 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 73 10,000 SH SOLE NONE 10,000 0 0 MICROSOFT CORP COM 594918104 1,409 52,773 SH SOLE NONE 46,973 0 5,800 MONSANTO CO NEW COM 61166W101 127,896 1,292,143 SH SOLE NONE 826,218 0 465,925 NII HLDGS INC CL B NE CL B NEW 62913F201 1,316 34,711 SH SOLE NONE 34,711 0 0 NOBLE ENERGY INC COM 655044105 594 10,690 SH SOLE NONE 10,690 0 0 NORFOLK SOUTHERN CORP COM 655844108 232 3,500 SH SOLE NONE 3,500 0 0 PAYCHEX INC COM 704326107 6,962 210,783 SH SOLE NONE 193,545 0 17,238 PEPSICO INC COM 713448108 12,820 179,878 SH SOLE NONE 160,164 0 19,714 PFIZER INC COM 717081103 4,090 221,825 SH SOLE NONE 199,560 0 22,265 PHILIP MORRIS INTL INC COM 718172109 1,337 27,786 SH SOLE NONE 10,936 0 16,850 PNC FINL SVCS GROUP INC COM 693475105 2,222 29,745 SH SOLE NONE 27,945 0 1,800 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 516 34,700 SH SOLE NONE 34,700 0 0 PPG INDS INC COM 693506107 201 3,450 SH SOLE NONE 3,450 0 0 PROCTER & GAMBLE CO COM 742718109 6,364 91,325 SH SOLE NONE 54,589 0 36,736 PROSHARES TR ULTRASHRT O&G 74347R586 777 20,000 SH SOLE NONE 20,000 0 0 QUALCOMM INC COM 747525103 288,342 6,710,304 SH SOLE NONE 4,518,741 0 2,191,563 QUANTA SVCS INC COM 74762E102 294,512 10,903,828 SH SOLE NONE 7,338,938 0 3,564,890 REGENCY CTRS CORP COM 758849103 2,641 39,600 SH SOLE NONE 39,600 0 0 RESEARCH IN MOTION COM 760975102 282,459 4,135,564 SH SOLE NONE 2,703,316 0 1,432,248 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097796 119 12,900 SH SOLE NONE 12,900 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 113 13,500 SH SOLE NONE 13,500 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 542 59,600 SH SOLE NONE 59,600 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1,011 17,140 SH SOLE NONE 7,260 0 9,880 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 998 17,475 SH SOLE NONE 17,475 0 0 SCHLUMBERGER LTD COM 806857108 1,673 21,419 SH SOLE NONE 17,575 0 3,844 SCHWAB CHARLES CORP NEW COM 808513105 309,572 11,906,614 SH SOLE NONE 7,785,407 0 4,121,207 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 5,327 160,300 SH SOLE NONE 160,300 0 0 SMUCKER J M CO COM NEW 832696405 459 9,054 SH SOLE NONE 1,168 0 7,886 SOC GEN ASSET MGT SGA FOREIGN B1N97S7 11,951 105,000 SH SOLE NONE 105,000 0 0 SPDR TR UNIT SER 1 COM 78462F103 384 3,309 SH SOLE NONE 3,309 0 0 STRYKER CORP COM 863667101 252 4,043 SH SOLE NONE 1,978 0 2,065 SUNPOWER CORP COM CL A 867652109 150,735 2,125,119 SH SOLE NONE 1,406,015 0 719,104 SUPERGEN INC COM 868059106 14 10,000 SH SOLE NONE 0 0 10,000 THERMO FISHER SCIENTIFIC INC COM 883556102 183,787 3,341,590 SH SOLE NONE 2,020,605 0 1,320,985 UNILEVER N V N Y SHS NEW 904784709 271 9,639 SH SOLE NONE 9,639 0 0 UNITED TECHNOLOGIES COM COM 913017109 312 5,200 SH SOLE NONE 5,200 0 0 UST INC COM 902911106 586 8,800 SH SOLE NONE 8,800 0 0 VERIZON COMMUNICATION COM 92343V104 1,035 32,266 SH SOLE NONE 20,840 0 11,426 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 5,584 252,652 SH SOLE NONE 219,549 0 33,103 WAL MART STORES INC COM 931142103 209 3,490 SH SOLE NONE 3,490 0 0 WALGREEN CO COM 931422109 915 29,549 SH SOLE NONE 300 0 29,249 WELLS FARGO & CO NEW COM 949746101 541 14,418 SH SOLE NONE 4,618 0 9,800 WESTERN UN CO COM 959802109 217 8,800 SH SOLE NONE 0 0 8,800 WILLIS GROUP HLDGS LTD COM G96655108 296 9,190 SH SOLE NONE 4,190 0 5,000 WINDSTREAM CORP COM COM 97381W104 702 64,146 SH SOLE NONE 58,421 0 5,725 WYETH COM 983024100 660 17,870 SH SOLE NONE 11,590 0 6,280 XENOPORT INC COM 98411C100 1,512 31,178 SH SOLE NONE 31,178 0 0
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