0000860486-21-000002.txt : 20210121 0000860486-21-000002.hdr.sgml : 20210121 20210121155023 ACCESSION NUMBER: 0000860486-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210121 DATE AS OF CHANGE: 20210121 EFFECTIVENESS DATE: 20210121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0000860486 IRS NUMBER: 275440911 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03959 FILM NUMBER: 21541924 BUSINESS ADDRESS: STREET 1: 6075 POPLAR AVENUE STREET 2: SUITE 703 CITY: MEMPHIS STATE: TN ZIP: 38119 BUSINESS PHONE: 9017619500 MAIL ADDRESS: STREET 1: 6075 POPLAR AVENUE STREET 2: SUITE 703 CITY: MEMPHIS STATE: TN ZIP: 38119 FORMER COMPANY: FORMER CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19990326 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000860486 XXXXXXXX 12-31-2020 12-31-2020 HIGHLAND CAPITAL MANAGEMENT, LLC

6075 POPLAR AVENUE SUITE 703 MEMPHIS TN 38119

13F HOLDINGS REPORT 028-03959 N Steven Wishnia 901-761-9500 Steven Wishnia Memphis TN 01-21-2021 0 342 1558819 false INFORMATION TABLE 2 DEC4Q20.xml 3M CO COM 88579Y101 1077 6159 SH SOLE 6159 0 0 ABBOTT LABORATORIES COM 002824100 1146 10464 SH SOLE 10464 0 0 ABBVIE INC COM 00287Y109 3330 31080 SH SOLE 31080 0 0 ABIOMED INC COM 003654100 2420 7466 SH SOLE 7466 0 0 ACCENTURE PLC SHS CLASS A G1151C101 1159 4438 SH SOLE 4300 0 138 ACTIVISION BLIZZARD INC COM 00507V109 4493 48387 SH SOLE 44699 0 3688 ADOBE INC COM 00724f101 2994 5987 SH SOLE 5987 0 0 ADVANCED MICRO DEVICES INC COM 007903107 4304 46928 SH SOLE 46928 0 0 AFLAC INC COM 001055102 795 17879 SH SOLE 17879 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 4542 61290 SH SOLE 56660 0 4630 ALLIANCEBERNSTEIN HOLDING L.P. UNIT LTD PARTN 01881G106 1239 36684 SH SOLE 36684 0 0 ALPHABET INC CAP STK CL C 02079k107 16095 9187 SH SOLE 9022 0 165 ALPHABET INC CAP STK CL A 02079k305 20369 11622 SH SOLE 11457 0 165 AMAZON COM INC COM 023135106 35562 10919 SH SOLE 10848 0 71 AMERICAN ELEC PWR INC COM 025537101 3676 44150 SH SOLE 40822 0 3328 AMERICAN EXPRESS CO COM 025816109 3893 32196 SH SOLE 30157 0 2039 AMERICAN INTERNATIONAL GROUP I COM 026874784 4978 131481 SH SOLE 121527 0 9954 AMERICAN TOWER CORP COM 03027x100 1679 7480 SH SOLE 7480 0 0 AMERIPRISE FINANCIAL INC COM 03076C106 5910 30410 SH SOLE 28100 0 2310 AMGEN INC COM 031162100 2292 9968 SH SOLE 9968 0 0 ANTHEM INC COM 036752103 7605 23686 SH SOLE 21957 0 1729 APPLE INC COM 037833100 72686 547785 SH SOLE 541385 0 6400 APPLIED MATERIALS INC COM 038222105 297 3438 SH SOLE 3438 0 0 APTAR GROUP INC COM 038336103 365 2666 SH SOLE 2666 0 0 ARBOR REALTY TRUST COM 038923108 284 20000 SH SOLE 20000 0 0 AT&T INC COM 00206R102 6868 238816 SH SOLE 222924 0 15892 AUTODESK INC COM 052769106 2973 9736 SH SOLE 9736 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 3844 21818 SH SOLE 21818 0 0 AUTOZONE INC COM 053332102 488 412 SH SOLE 412 0 0 AXON ENTERPRISE INC COM 05464C101 2699 22028 SH SOLE 22028 0 0 BANK OF AMERICA CORP COM 060505104 13677 451225 SH SOLE 421333 0 29892 BERKSHIRE HATHAWAY INC CL B 084670702 10893 46979 SH SOLE 43592 0 3387 BLACKROCK INC COM 09247x101 4769 6610 SH SOLE 6150 0 460 BLACKSTONE GROUP INC/THE CL A CL A 09260D107 887 13685 SH SOLE 13685 0 0 BOEING CO COM 097023105 6849 31997 SH SOLE 29728 0 2269 BOOKING HOLDINGS INC COM 09857L108 2082 935 SH SOLE 935 0 0 BOSTON PROPERTIES INC COM 101121101 2045 21630 SH SOLE 19990 0 1640 BRISTOL-MYERS SQUIBB CO COM 110122108 5798 93472 SH SOLE 86666 0 6806 BROADCOM INC COM 11135f101 15342 35040 SH SOLE 33990 0 1050 CAPRI HOLDINGS LTD SHS G1890L107 521 12415 SH SOLE 12050 0 365 CARRIER GLOBAL CORP COM 14448C104 9455 250674 SH SOLE 240531 0 10143 CHARLES SCHWAB CORPORATION COM 808513105 338 6372 SH SOLE 6372 0 0 CHERRY HILL MORTGAGE INVESTMEN COM 164651101 91 10000 SH SOLE 10000 0 0 CHEVRON CORP COM 166764100 11838 140180 SH SOLE 128781 0 11399 CHUBB LIMITED COM h1467j104 4422 28728 SH SOLE 26639 0 2089 CIGNA CORP COM 125523100 13386 64299 SH SOLE 62635 0 1664 CISCO SYS INC COM 17275r102 10213 228234 SH SOLE 216098 0 12136 CITIGROUP INC COM 172967424 15823 256616 SH SOLE 245745 0 10871 CITIZENS FINANCIAL GROUP INC COM 174610105 3105 86832 SH SOLE 80296 0 6536 CLEARSIGN COMBUSTION CORP COM 185064102 95 32454 SH SOLE 32454 0 0 CLOUDFLARE INC COM 18915M107 1583 20828 SH SOLE 20828 0 0 CME GROUP INC COM 12572Q105 4189 23012 SH SOLE 21433 0 1579 COCA COLA CO COM 191216100 5344 97454 SH SOLE 95739 0 1715 COLONY CAPITAL INC CL A COM 19626G108 48 10000 SH SOLE 10000 0 0 COMCAST CORP CL A 20030N101 12304 234815 SH SOLE 225519 0 9296 CONOCOPHILLIPS COM 20825C104 6222 155592 SH SOLE 149846 0 5746 COPART COM 217204106 382 3000 SH SOLE 3000 0 0 CORNING INC COM 219350105 4705 130692 SH SOLE 120919 0 9773 CORTEVA INC COM 22052l104 947 24469 SH SOLE 22633 0 1836 COSTCO WHOLESALE CORP COM 22160k105 16338 43362 SH SOLE 42362 0 1000 CSX CORP COM 126408103 3476 38302 SH SOLE 36802 0 1500 CUMMINS INC COM 231021106 6567 28916 SH SOLE 26717 0 2199 CVS HEALTH CORPORATION COM 126650100 10585 154973 SH SOLE 147952 0 7021 DATADOG INC CL A COM 23804L103 1352 13739 SH SOLE 13739 0 0 DEERE & CO COM 244199105 506 1882 SH SOLE 1882 0 0 DELL TECHNOLOGIES INC CL C 24703l202 3300 45032 SH SOLE 41737 0 3295 DELTA AIR LINES INC COM 247361702 5212 129629 SH SOLE 128129 0 1500 DOCUSIGN INC COM 256163106 1732 7792 SH SOLE 7792 0 0 DOMINION ENERGY INC COM 25746U109 3476 46224 SH SOLE 42716 0 3508 DUKE ENERGY CORP COM 26441C204 5339 58315 SH SOLE 54308 0 4007 DUPONT DE NEMOURS INC COM 26614n102 900 12663 SH SOLE 11787 0 876 DXC TECHNOLOGY CO COM 23355l106 342 13268 SH SOLE 12245 0 1023 DYNATRACE INC COM 268150109 1711 39546 SH SOLE 39546 0 0 EASTMAN CHEMICAL CO COM 277432100 4604 45907 SH SOLE 42489 0 3418 EATON CORP PLC SHS g29183103 5392 44877 SH SOLE 41509 0 3368 ECOLAB INC COM 278865100 341 1574 SH SOLE 1574 0 0 ELECTRONIC ARTS INC COM 285512109 10564 73564 SH SOLE 70634 0 2930 ELI LILLY & CO COM 532457108 1999 11837 SH SOLE 11837 0 0 ENERGY SELECT SECTOR SPDR FUND ENERGY 81369Y506 313 8248 SH SOLE 8248 0 0 ENERGY TRANSFER EQUITY LP COM UT LTD PTN 29273V100 175 28280 SH SOLE 28280 0 0 ENPHASE ENERGY INC COM 29355A107 1961 11173 SH SOLE 11173 0 0 EQUIFAX INC COM 294429105 514 2666 SH SOLE 2666 0 0 ESTEE LAUDER COS INC CL A 518439104 11946 44878 SH SOLE 43428 0 1450 EXELON CORP COM 30161n101 5419 128347 SH SOLE 118651 0 9696 EXXON MOBIL CORP COM 30231G102 3437 83383 SH SOLE 79433 0 3950 FACEBOOK INC CL A 30303m102 21517 78772 SH SOLE 78097 0 675 FEDEX CORPORATION COM 31428X106 15005 57795 SH SOLE 56420 0 1375 FIDELITY NATIONAL INFORMATION COM 31620M106 9992 70637 SH SOLE 67298 0 3339 FINANCIAL SELECT SECTOR SPDR SBI INT-FINL 81369Y605 1511 51253 SH SOLE 51253 0 0 FIRST HORIZON NATIONAL CORPORA COM 320517105 541 42437 SH SOLE 42437 0 0 FORD MOTOR CO COM 345370860 1761 200348 SH SOLE 187991 0 12357 FORTIVE CORP COM 34959j108 2174 30693 SH SOLE 28404 0 2289 FOX CORP COM 35137l204 405 14014 SH SOLE 13555 0 459 FREEPORT McMORAN COPPER & GOLD CL B 35671D857 5308 203986 SH SOLE 203986 0 0 GAMING AND LEISURE PROPERTIES COM 36467J108 2085 49180 SH SOLE 45460 0 3720 GENERAL DYNAMICS CORPORATION COM 369550108 223 1499 SH SOLE 1499 0 0 GENERAL ELEC CO COM 369604103 1320 122264 SH SOLE 119528 0 2736 GENERAL MILLS INC COM 370334104 423 7198 SH SOLE 7198 0 0 GENERAL MOTORS CO COM 37045v100 3614 86789 SH SOLE 80283 0 6506 GILEAD SCIENCES INC COM 375558103 306 5260 SH SOLE 5260 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 16628 63054 SH SOLE 60160 0 2894 GRAPHIC PACKAGING HOLDING CO COM 388689101 4533 267599 SH SOLE 247371 0 20228 HANOVER INSURANCE GROUP COM 410867105 3755 32118 SH SOLE 29730 0 2388 HCA HEALTHCARE INC COM 40412c101 3944 23981 SH SOLE 22197 0 1784 HEWLETT PACKARD ENTERPRISE CO COM 42824c109 3628 306174 SH SOLE 283339 0 22835 HILTON WORLDWIDE HOLDINGS INC COM 43300A203 4440 39903 SH SOLE 36905 0 2998 HOLOGIC INC COM 436440101 2435 33433 SH SOLE 33433 0 0 HOME DEPOT INC COM 437076102 13094 49295 SH SOLE 47616 0 1679 HONEYWELL INTL INC COM 438516106 5931 27886 SH SOLE 25747 0 2139 HORIZON THERAPEUTICS PLC SHS g46188101 2575 35203 SH SOLE 35203 0 0 HUMANA INC COM 444859102 6187 15081 SH SOLE 14806 0 275 IDEXX LABORATORIES INC COM 45168D104 505 1010 SH SOLE 1010 0 0 INGREDION INC COM 457187102 2768 35190 SH SOLE 32587 0 2603 INPHI CORP COM 45772F107 2494 15543 SH SOLE 15543 0 0 INSULET CORP COM 45784P101 2216 8668 SH SOLE 8668 0 0 INTEL CORP COM 458140100 574 11524 SH SOLE 11524 0 0 INTERNATIONAL BUSINESS MACHINE COM 459200101 266 2113 SH SOLE 2113 0 0 INVESCO LTD SHS g491bt108 747 42841 SH SOLE 42841 0 0 INVESCO QQQ TRUST SER 1 UNIT SER 1 46090E103 536 1710 SH SOLE 1710 0 0 iSHARES MSCI ACWI INDEX FUND MSCI ACWI ETF 464288240 2313 43605 SH SOLE 43605 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 4224 25590 SH SOLE 23630 0 1960 JOHNSON & JOHNSON COM 478160104 18023 114517 SH SOLE 108069 0 6448 JONES LANG LASALLE INC COM 48020Q107 3390 22850 SH SOLE 21120 0 1730 JP MORGAN CHASE & CO COM 46625h100 30796 242355 SH SOLE 230580 0 11775 KANDI TECHNOLOGIES GROUP COM 483709101 100 14500 SH SOLE 2500 0 12000 KIMBERLY CLARK CORP COM 494368103 449 3330 SH SOLE 3330 0 0 KINDER MORGAN INC COM 49456B101 138 10115 SH SOLE 10115 0 0 KONINKLIJKE PHILIPS N V NY REG SH 500472303 218 4023 SH SOLE 4023 0 0 LABRATORY CORPORATION OF AMERI COM 50540R409 4426 21742 SH SOLE 19973 0 1769 LAM RESH CORP COM 512807108 236 500 SH SOLE 500 0 0 LAS VEGAS SANDS CORP COM 517834107 6328 106175 SH SOLE 98120 0 8055 LENDING TREE INC COM 52603B107 1632 5960 SH SOLE 5960 0 0 LENNAR CORP CL A 526057104 6712 88055 SH SOLE 87055 0 1000 LINCOLN NATL CORP IND COM 534187109 2039 40525 SH SOLE 37517 0 3008 LINDE PLC SHS g5494j103 706 2678 SH SOLE 2678 0 0 LOCKHEED MARTIN CORP COM 539830109 6544 18434 SH SOLE 17951 0 483 LOWES COS INC COM 548661107 14273 88922 SH SOLE 86822 0 2100 LULULEMON ATHLETICA INC COM 550021109 2658 7638 SH SOLE 7638 0 0 LYONDELLBASELL INDUSTRIES N V SHS A n53745100 4969 54213 SH SOLE 50185 0 4028 MACYS INC COM 55616P104 350 31074 SH SOLE 26074 0 5000 MAGAL SECURITY SYS LET LTD ORD M6786D104 75 19300 SH SOLE 19300 0 0 MARATHON OIL CORP COM 565849106 1630 244411 SH SOLE 225907 0 18504 MASTEC INC COM 576323109 2446 35870 SH SOLE 33170 0 2700 MASTERCARD INC CL A 57636q104 6428 18009 SH SOLE 18009 0 0 MCDONALDS CORP COM 580135101 6094 28401 SH SOLE 26732 0 1669 MEDALLIA INC COM 584021109 2202 66299 SH SOLE 66299 0 0 MEDTRONIC PLC SHS G5960L103 2202 18800 SH SOLE 17677 0 1123 MERCK & CO INC COM 58933y105 34263 418862 SH SOLE 416562 0 2300 METTLER-TOLEDO INTL COM 592688105 541 475 SH SOLE 475 0 0 MICRON TECHNOLOGY INC COM 595112103 14773 196508 SH SOLE 191950 0 4558 MICROSOFT CORP COM 594918104 82213 369628 SH SOLE 363928 0 5700 MID-AMERICA APARTMENT COMMUNIT COM 59522J103 1909 15070 SH SOLE 15070 0 0 MONDELEZ INTERNATIONAL INC CL A 609207105 8835 151105 SH SOLE 148305 0 2800 MOODYS CORP COM 615369105 580 2000 SH SOLE 0 0 2000 MURPHY OIL CORP COM 626717102 686 56659 SH SOLE 52242 0 4417 NASDAQ STK MKT INC COM 631103108 4662 35120 SH SOLE 32282 0 2838 NETFLIX.COM INC COM 64110L106 2758 5101 SH SOLE 5101 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 1016 10602 SH SOLE 10602 0 0 NEWMONT MINING CORPORATION COM 651639106 2713 45306 SH SOLE 42108 0 3198 NEXTERA ENERGY INC COM 65339f101 4891 63402 SH SOLE 58546 0 4856 NIKE INC CL B 654106103 10102 71408 SH SOLE 70408 0 1000 NORFOLK SOUTHERN CORP COM 655844108 6425 27039 SH SOLE 25000 0 2039 NORTHROP GRUMMAN CORP COM 666807102 3649 11976 SH SOLE 11007 0 969 NVIDIA CORP COM 67066g104 3976 7614 SH SOLE 7614 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 794 45884 SH SOLE 42466 0 3418 OLIN CORP COM PAR $1 680665205 2765 112598 SH SOLE 104124 0 8474 ORACLE CORP COM 68389x105 4518 69843 SH SOLE 66590 0 3253 OSHKOSH CORP COM 688239201 2224 25839 SH SOLE 23910 0 1929 OTIS WORLDWIDE CORPORATION COM 68902V107 1193 17664 SH SOLE 16322 0 1342 PAYPAL HOLDINGS INC COM 70450y103 3907 16682 SH SOLE 16682 0 0 PEPSICO INC COM 713448108 18445 124379 SH SOLE 117691 0 6688 PFIZER INC COM 717081103 9986 271283 SH SOLE 254967 0 16316 PINTEREST INC CL A 72352L106 1861 28236 SH SOLE 28236 0 0 PPG INDUSTRIES INC COM 693506107 375 2600 SH SOLE 2600 0 0 PROCTER & GAMBLE CO COM 742718109 18717 134521 SH SOLE 127829 0 6692 PROLOGIS INC COM 74340w103 2064 20714 SH SOLE 19147 0 1567 PROOFPOINT COM 743424103 1797 13172 SH SOLE 13172 0 0 PULTE GROUP INC COM 745867101 4434 102833 SH SOLE 94659 0 8174 QUALCOMM INC COM 747525103 13011 85409 SH SOLE 84284 0 1125 RAYTHEON TECHNOLOGIES CORP COM 75513E101 9043 126459 SH SOLE 120347 0 6112 REGIONS FINANCIAL CORP COM 7591ep100 5597 347187 SH SOLE 325202 0 21985 RENASANT CORP COM 75970E107 247 7337 SH SOLE 7337 0 0 RESONANT INC COM 76118L102 28 10439 SH SOLE 10439 0 0 ROPER TECHNOLOGIES INC COM 776696106 530 1230 SH SOLE 1230 0 0 S&P GLOBAL INC COM 78409V104 526 1600 SH SOLE 0 0 1600 SALESFORCE.COM INC COM 79466l302 8866 39840 SH SOLE 39230 0 610 SAVARA INC COM 805111101 11 10000 SH SOLE 10000 0 0 SCHLUMBERGER LTD COM 806857108 509 23324 SH SOLE 23324 0 0 SEAGEN INC COM 81181C104 2116 12083 SH SOLE 12083 0 0 SERVICENOW INC COM 81762p102 2485 4514 SH SOLE 4514 0 0 SHERWIN WILLIAMS CO COM 824348106 1286 1750 SH SOLE 1750 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 4316 28234 SH SOLE 26055 0 2179 SQUARE INC CL A 852234103 227 1045 SH SOLE 1045 0 0 STARBUCKS CORP COM 855244109 10600 99081 SH SOLE 97111 0 1970 STATE STREET CORPORATION COM 857477103 255 3500 SH SOLE 3500 0 0 SYNCHRONY FINANCIAL COM 87165B103 2579 74305 SH SOLE 66542 0 7763 SYSCO CORP COM 871829107 867 11675 SH SOLE 175 0 11500 TARGET CORP COM 87612E106 8216 46543 SH SOLE 43095 0 3448 TERADYNE INC COM 880770102 294 2450 SH SOLE 2450 0 0 TESLA MOTORS INC COM 88160R101 7249 10272 SH SOLE 10272 0 0 TEXAS INSTRUMENTS INC COM 882508104 5047 30748 SH SOLE 27509 0 3239 THERMO FISHER SCIENTIFIC INC COM 883556102 20115 43185 SH SOLE 42326 0 859 TRUIST FINANCIAL CORP COM 89832Q109 8488 177088 SH SOLE 169242 0 7846 TWILIO INC CL A 90138F102 2747 8116 SH SOLE 8116 0 0 UBER TECHNOLOGIES INC COM 90353T100 3118 61137 SH SOLE 61137 0 0 ULTA BEAUTY INC COM 90384S303 7441 25911 SH SOLE 25231 0 680 UNION PACIFIC CORP COM 907818108 461 2215 SH SOLE 2215 0 0 UNITED AIRLINES HOLDINGS INC COM 910047109 2240 51787 SH SOLE 47839 0 3948 UNITED PARCEL SERVICE INC CL B 911312106 1434 8514 SH SOLE 8514 0 0 UNITEDHEALTH GROUP INC COM 91324p102 7039 20073 SH SOLE 19463 0 610 UNIVERSAL INSURANCE HOLDINGS I COM 91359V107 338 22351 SH SOLE 22351 0 0 US BANCORP COM 902973304 7605 163228 SH SOLE 155633 0 7595 US FOODS HOLDING CORP COM 912008109 5318 159659 SH SOLE 147847 0 11812 VARIAN MEDICAL SYSTEMS INC COM 92220P105 433 2473 SH SOLE 2473 0 0 VEREIT INC COM 92339V100 378 10000 SH SOLE 10000 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 14790 251744 SH SOLE 241881 0 9863 VERTEX PHARMACEUTICALS INC COM 92532f100 2362 9993 SH SOLE 9993 0 0 VERTIV HOLDINGS CO COM CL A 92537N108 2629 140827 SH SOLE 140827 0 0 VIATRIS INC COM 92556V106 615 32800 SH SOLE 30777 0 2023 VISA INC COM CL A 92826c839 20828 95220 SH SOLE 94495 0 725 VONTIER CORPORATION COM 928881101 395 11822 SH SOLE 10915 0 907 WALGREENS BOOTS ALLIANCE INC COM 931427108 4315 108209 SH SOLE 100420 0 7789 WALMART INC COM 931142103 1027 7125 SH SOLE 7125 0 0 WALT DISNEY CO COM 254687106 21349 117834 SH SOLE 112169 0 5665 WAYFAIR INC CL A 94419L101 1979 8766 SH SOLE 8766 0 0 WELLS FARGO CO COM 949746101 5316 176142 SH SOLE 157650 0 18492 WESTROCK COMPANY COM 96145D105 3468 79660 SH SOLE 73660 0 6000 WEYERHAEUSER CO COM 962166104 3548 105820 SH SOLE 97810 0 8010 XYLINX INC COM 983919101 9060 63910 SH SOLE 61835 0 2075 ZOETIS INC CL A 98978v103 2844 17185 SH SOLE 17185 0 0 ZOOM VIDEO COMMUNICATIONS CL A 98980L101 1342 3979 SH SOLE 3979 0 0 ZSCALER INC COM 98980G102 2665 13345 SH SOLE 13345 0 0 ZYNGA INC CL A CL A 98986T108 1599 162036 SH SOLE 162036 0 0 AEGON N V ORD AMER REG ADR NY REGISTRY SHS 007924103 315 79651 SH SOLE 77048 0 2603 ALIBABA GROUP HOLDING ADR SPONSORED ADS 01609W102 1647 7077 SH SOLE 6850 0 227 ANHEUSER-BUSCH INBEV NV SPN AD SPONSORED ADR 03524A108 2228 31868 SH SOLE 30942 0 926 ARCELORMITTAL S A NY REGISTRY SH 03938l203 519 22659 SH SOLE 21699 0 960 AUTOLIV INC ADR 052800109 325 3525 SH SOLE 3525 0 0 BAIDU INC ADR SPON ADR REP A 056752108 1602 7409 SH SOLE 7100 0 309 BARRICK GOLD CORP ADR 067901108 1200 52698 SH SOLE 51100 0 1598 BP PLC SPONSORED ADR SPONSORED ADR 055622104 1516 73899 SH SOLE 71446 0 2453 BRIGHT SCHOLAR EDUCATION HOLDI SPONSORED ADS 109199109 115 20002 SH SOLE 19309 0 693 BROADCOM LTD ADR 11135F101 2483 5671 SH SOLE 5671 0 0 COPA HOLDINGS SA CL A CL A P31076105 670 8670 SH SOLE 8350 0 320 CREDIT SUISSE GROUP ADR 225401108 1839 143635 SH SOLE 139091 0 4544 CRH PLC ADR ONE ADR REPSTG ONE ADR 12626K203 1621 38079 SH SOLE 36706 0 1373 DEUTSCHE BANK AG NAMEN AKT d18190898 424 38914 SH SOLE 37717 0 1197 DIAGEO PLC SPONSORED ADR NEW ADR 25243Q205 2513 15826 SH SOLE 15244 0 582 ERICSSON AMERICAN DEP SHARES ADR B SEK 10 294821608 280 23410 SH SOLE 23410 0 0 FERRARI NV COM N3167Y103 1136 4950 SH SOLE 4750 0 200 GLAXOSMITHKLINE PLC ADR SPONSORED ADR 37733W105 3028 82278 SH SOLE 79647 0 2631 HONDA MOTOR CO LTD ADR AMERN SHS 438128308 3144 111276 SH SOLE 107346 0 3930 ING GROEP N V SPONSORED ADR 456837103 1174 124346 SH SOLE 120451 0 3895 INTERCONTINENTAL HOTELS ADR SPONSORED ADS 45857P806 2782 42725 SH SOLE 41208 0 1517 INVESCO LTD SHS G491BT108 670 38458 SH SOLE 37373 0 1085 IQIYI INC SPONSORED ADS 46267x108 352 20131 SH SOLE 19450 0 681 iSHARES MSCI EMERGING MKT IN MSCI EMG MKT ETF 464287234 1757 34009 SH SOLE 32780 0 1229 JD.COM INC SPON ADR CL A 47215P106 2013 22896 SH SOLE 22150 0 746 KONINKLIJKE PHILIPS ELECTRS N NY REG SH 500472303 4517 83391 SH SOLE 80641 0 2750 LINDE PLC SHS G5494J103 972 3688 SH SOLE 3550 0 138 NATIONAL GRID GROUP PLC SPONSO SPONSORED ADR NE 636274409 1031 17461 SH SOLE 16907 0 554 NEWS CORP CL B 65249b208 530 29851 SH SOLE 28366 0 1485 NOVARTIS AG ADR SPONSORED ADR 66987V109 922 9765 SH SOLE 9450 0 315 NXP SEMICONDUCTOR NV ADR n6596x109 985 6193 SH SOLE 5916 0 277 OVINTIV INC ADR 69047Q102 522 36347 SH SOLE 35200 0 1147 PRUDENTIAL PLC SPON ADR ADR 74435K204 966 26162 SH SOLE 25149 0 1013 ROYAL CARIBBEAN CRUISES LTD SPON ADR B V7780T103 1653 22125 SH SOLE 21740 0 385 ROYAL DUTCH SHELL PLC - ADR B SPON ADR B 780259107 949 28248 SH SOLE 27250 0 998 SAP SE SPON ADR 803054204 2994 22963 SH SOLE 22232 0 731 SENSATA TECHNOLOGIES HOLDING P SHS g8060n102 893 16932 SH SOLE 16286 0 646 SMITH AND NEPHEW PLC SPON ADR SPDN ADR 83175M205 1012 24000 SH SOLE 23164 0 836 SONY CORP AMER SH NEW ADR SPONSORED ADR 835699307 7123 70455 SH SOLE 67720 0 2735 STMICROELECTRONICS NV-NY SHS NY REGISTRY 861012102 5523 148791 SH SOLE 143492 0 5299 TAIWAN SEMICONDUCTOR MFG SPONSORED ADS 874039100 3168 29058 SH SOLE 28100 0 958 TENARIS SA SPONSORED ADS 88031m109 948 59461 SH SOLE 57499 0 1962 TORONTO DOMINION BK ONT NEW (U COM NEW 891160509 1654 29308 SH SOLE 28350 0 958 UBS GROUP AG SHS H42097107 1666 117874 SH SOLE 112926 0 4948 UNILEVER PLC SPON ADR 904767704 2241 37132 SH SOLE 35957 0 1175 VODAFONE GROUP PLC SPONSORED ADR 92857W308 590 35801 SH SOLE 34616 0 1185 YUM CHINA HOLDINGS INC ADR 98850P109 1052 18419 SH SOLE 17600 0 819 ALERIAN MLP ETF ALERIAN MLP 00162Q452 264 10280 SH SOLE 10280 0 0 COHEN & STEERS REALTY MAJORS I COHEN STEER REIT 464287564 680 12624 SH SOLE 12624 0 0 CONSUMER DISCRETIONARY SELECT SBI CONS DISCR 81369Y407 262 1631 SH SOLE 1631 0 0 CORE S&P 500 S&P 500 ETF 464287200 47229 125813 SH SOLE 72765 0 53048 CORE S&P MIDCAP S&P MCP ETF 464287507 5433 23639 SH SOLE 23639 0 0 CORE S&P SMALLCAP 600 INDEX S&P SCP ETF 464287804 2930 31879 SH SOLE 31879 0 0 FIDELITY MSCI REAL ESTATE ETF MSCI RL EST ETF 316092857 365 14400 SH SOLE 14400 0 0 HEALTH CARE SELECT SPDR SBI HEALTHCARE 81369Y209 535 4712 SH SOLE 4712 0 0 INVESCO S&P 500 EQUAL WEIGHT S&P500 EQL WGT 46137V357 1709 13396 SH SOLE 6562 0 6834 iSHARES CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 15721 227539 SH SOLE 141194 0 86345 iSHARES CORE MSCI EMERGING MAR CORE MSCI EMKT 46434G103 7707 124219 SH SOLE 79900 0 44319 ISHARES CURRENCY HEDGED MSCI E HDG MSCI EAFE 46434V803 278 9131 SH SOLE 9131 0 0 iSHARES DJ SELECT DIVIDEND IND SELECT DIVID ETF 464287168 5531 57512 SH SOLE 54304 0 3208 iSHARES MSCI ACWI INDEX FUND MSCI ACWI ETF 464288257 1239 13660 SH SOLE 13660 0 0 iSHARES MSCI EAFE GROWTH INDEX EAFE GRWTH ETF 464288885 460 4556 SH SOLE 4478 0 78 iSHARES MSCI EAFE SMALL CAP IN EAFE SML CP ETF 464288273 897 13128 SH SOLE 11600 0 1528 ISHARES MSCI EMERGING MKTS IND MSCI EMG MKT ETF 464287234 631 12214 SH SOLE 12214 0 0 iSHARES MSCI PACIFIC EX JAPAN MSCI PAC JP ETF 464286665 463 9666 SH SOLE 190 0 9476 iSHARES RUSSELL 1000 ETG RUS 1000 ETF 464287622 1837 8672 SH SOLE 8672 0 0 iSHARES RUSSELL 2000 INDEX FUN RUSSELL 2000 ETF 464287655 2492 12709 SH SOLE 12709 0 0 iSHARES RUSSELL 2000 INDEX FUN RUSSELL 2000 ETF 464287655 83 422 SH OTR 422 0 0 iSHARES S&P 100 INDEX FUND S&P 100 ETF 464287101 701 4084 SH SOLE 4084 0 0 iSHARES S&P 500 GROWTH INDEX S&P 500 GRWT ETF 464287309 244 3820 SH SOLE 3820 0 0 iSHARES S&P MIDCAP GROWTH INDE S&P mc 400GR ETF 464287606 280 3877 SH SOLE 3877 0 0 iSHARES SILVER TRUST ISHARES 46428Q109 535 21755 SH SOLE 837 0 20918 MSCI EAFE INDEX MSCI EAFE ETF 464287465 2690 36867 SH SOLE 36867 0 0 oSHARES FTSE US QUAL DIV ETF OSHARES US QUALT 67110P407 201 5240 SH SOLE 5240 0 0 POWERSHARES S&P 500 LOW VOLATI S&P500 LOW VOL 46138E354 577 10269 SH SOLE 10269 0 0 RUSSELL 1000 GROWTH INDEX RUS 1000 GRW ETF 464287614 13476 55886 SH SOLE 55886 0 0 RUSSELL 1000 VALUE INDEX RUS 1000 VAL ETF 464287598 5728 41896 SH SOLE 41896 0 0 RUSSELL 2000 GROWTH INDEX RUS 2000 GRW ETF 464287648 1830 6382 SH SOLE 6382 0 0 RUSSELL 2000 VALUE INDEX RUS 2000 VAL ETF 464287630 903 6852 SH SOLE 6852 0 0 RUSSELL MIDCAP GROWTH INDEX RUS MD CP GR ETF 464287481 2471 24068 SH SOLE 24068 0 0 RUSSELL MIDCAP INDEX RUS MID CAP ETF 464287499 2731 39834 SH SOLE 39834 0 0 RUSSELL MIDCAP INDEX RUS MID CAP ETF 464287499 79 1152 SH OTR 1152 0 0 RUSSELL MIDCAP VALUE INDEX RUS MDCP VAL ETF 464287473 682 7030 SH SOLE 7030 0 0 S&P 500 DEPOSITARY RECEIPTS TR UNIT 78462F103 1943 5197 SH SOLE 5197 0 0 SCHWAB US BROAD MARKET ETF US BRD MKT ETF 808524102 2809 30875 SH SOLE 30875 0 0 SCHWAB US LARGE CAP ETF US LRG CAP ETF 808524201 264 2903 SH SOLE 2903 0 0 SPDR PORTOFOLIO DEVELOPED WORL PORTFOLIO DEVLPD 78463X889 458 13570 SH SOLE 13570 0 0 TECHNOLOGY SELECT SECTOR SPDR TECHNOLOGY 81369Y803 237 1820 SH SOLE 1820 0 0 THE iSHARES CORE MSCI EUROPE E CORE MSCI EURO 46434V738 607 11845 SH SOLE 11845 0 0 VANGUARD DIVIDEND APP INDEX FU DIV APP ETF 921908844 2194 15539 SH SOLE 15539 0 0 VANGUARD EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 1944 38795 SH SOLE 38795 0 0 VANGUARD FTSE ALL WORLD EX US ALLWRLD EX US 922042775 1218 20875 SH SOLE 20875 0 0 VANGUARD FTSE ALL WORLD US SMA FTSE SMCAP ETF 922042718 1308 10732 SH SOLE 10732 0 0 VANGUARD FTSE DEVELOPED MARKET FTSE DEV MKT ETF 921943858 3641 77130 SH SOLE 77130 0 0 VANGUARD HEALTH CARE HEALTH CAR ETF 92204A504 394 1760 SH SOLE 1760 0 0 VANGUARD INFORMATION TECHNOLOG INF TECH ETF 92204A702 220 623 SH SOLE 623 0 0 VANGUARD INTL HIGH DIV YIELD F INTL HIGH ETF 921946794 218 3590 SH SOLE 0 0 3590 VANGUARD LARGE CAP ETF LARGE CAP ETF 922908637 274 1560 SH SOLE 1560 0 0 VANGUARD MID CAP ETF MID CAP ETF 922908629 1366 6605 SH SOLE 6605 0 0 VANGUARD MID CAP GROWTH INDEX MCAP GR IDXVIP 922908538 10427 49166 SH SOLE 35219 0 13947 VANGUARD MID CAP VALUE INDEX F MCAP VL IDXVIP 922908512 8234 69214 SH SOLE 37148 0 32066 VANGUARD MSCI EUROPEAN ETF FTSE EUROPE ETF 922042874 583 9678 SH SOLE 9678 0 0 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 1132 13333 SH SOLE 8837 0 4496 VANGUARD S&P 500 INDEX FUND S&P500 ETF SHS 922908363 413 1201 SH SOLE 1201 0 0 VANGUARD SMALL CAP ETF SMALL CP ETF 922908751 1506 7734 SH SOLE 7734 0 0 VANGUARD SMALL CAP GROWTH ETF SML CP GRW ETF 922908595 10472 39123 SH SOLE 31191 0 7932 VANGUARD SMALL CAP VALUE SM CP VAL ETF 922908611 10659 74951 SH SOLE 49122 0 25829 VANGUARD US TOTAL EQUITY MARKE TOTAL STK MKT 922908769 10617 54549 SH SOLE 54549 0 0 WISDOMTREE DEFA FUND INTL EQUITY FD 97717W703 319 6300 SH SOLE 6300 0 0