0000860486-19-000009.txt : 20191120 0000860486-19-000009.hdr.sgml : 20191120 20191120100923 ACCESSION NUMBER: 0000860486-19-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191120 DATE AS OF CHANGE: 20191120 EFFECTIVENESS DATE: 20191120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0000860486 IRS NUMBER: 275440911 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03959 FILM NUMBER: 191233276 BUSINESS ADDRESS: STREET 1: 6075 POPLAR AVENUE STREET 2: SUITE 703 CITY: MEMPHIS STATE: TN ZIP: 38119 BUSINESS PHONE: 9017619500 MAIL ADDRESS: STREET 1: 6075 POPLAR AVENUE STREET 2: SUITE 703 CITY: MEMPHIS STATE: TN ZIP: 38119 FORMER COMPANY: FORMER CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19990326 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000860486 XXXXXXXX 09-30-2019 09-30-2019 HIGHLAND CAPITAL MANAGEMENT, LLC

6075 POPLAR AVENUE SUITE 703 MEMPHIS TN 38119

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78060 SH SOLE 75060 0 3000 STMICROELECTRONICS NV-NY SHS NY REGISTRY 861012102 2921 151047 SH SOLE 145287 0 5760 TENARIS SA ADR SPONSORED ADS 88031M109 1177 55594 SH SOLE 53459 0 2135 TORONTO DOMINION BK ONT NEW (U COM 891160509 1550 26600 SH SOLE 25550 0 1050 UBS GROUP AG SHS H42097107 1284 113526 SH SOLE 107921 0 5605 UNILEVER NV NY SHS 904784709 2518 41947 SH SOLE 40307 0 1640 VODAFONE GROUP PLC SPONSORED ADR 92857W308 668 33559 SH SOLE 32270 0 1289 YUM CHINA HOLDINGS INC COM 98850P109 868 19100 SH SOLE 18200 0 900 ALERIAN MLP ETF ALERIAN MLP 00162Q866 1068 116802 SH SOLE 116802 0 0 COHEN & STEERS REALTY MAJORS I COHEN STEER REIT 464287564 1618 13477 SH SOLE 13477 0 0 CORE S&P 500 S&P500 ETF 464287200 37987 127252 SH SOLE 70035 0 57217 CORE S&P MIDCAP S&P MCP ETF 464287507 4796 24821 SH SOLE 24821 0 0 CORE S&P SMALLCAP 600 INDEX S&P SCP ETF 464287804 2585 33204 SH SOLE 33204 0 0 FIDELITY MSCI REAL ESTATE ETF MSCI RL EST ETF 316092857 402 14400 SH SOLE 14400 0 0 HEALTH CARE SELECT SPDR SBI HEALTHCARE 81369Y209 325 3610 SH SOLE 3610 0 0 INVESCO S&P 500 EQUAL WEIGHT S&P500 EQL WGT 46137V357 760 7036 SH SOLE 0 0 7036 iSHARES CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 26984 441847 SH SOLE 358559 0 83288 iSHARES CORE MSCI EMERGING MAR CORE MSCI EMKT 46434G103 4648 94826 SH SOLE 54651 0 40175 iSHARES DJ SELECT DIVIDEND IND SELECT DIVID ETF 464287168 6925 67924 SH SOLE 66168 0 1756 iSHARES MSCI ACWI INDEX FUND MSCI ACWI ETF 464288257 1380 18718 SH SOLE 18718 0 0 iSHARES MSCI EAFE GROWTH INDEX EAFE GRWTH ETF 464288885 436 5421 SH SOLE 5421 0 0 iSHARES MSCI PACIFIC EX JAPAN MSCI PAC JP ETF 464286665 406 9083 SH SOLE 440 0 8643 iSHARES RUSSELL 1000 ETG RUS 1000 ETF 464287622 523 3181 SH SOLE 3181 0 0 iSHARES RUSSELL 2000 INDEX FUN RUSSELL 2000 ETF 464287655 1425 9418 SH SOLE 9418 0 0 iSHARES RUSSELL 2000 INDEX FUN RUSSELL 2000 ETF 464287655 64 422 SH OTR 422 0 0 iSHARES RUSSELL 3000 VALUE CORE S&P US VLU 464287663 2103 36385 SH SOLE 36385 0 0 iSHARES S&P 100 INDEX FUND S&P 100 ETF 464287101 1826 13884 SH SOLE 13884 0 0 iSHARES S&P MIDCAP GROWTH INDE S&P MC 400GR ETF 464287606 259 1156 SH SOLE 1156 0 0 iSHARES SILVER TRUST ISHARES 46428Q109 486 30507 SH SOLE 1737 0 28770 MIDCAP SPDR TRUST SER 1 UTSER1 S&PDCRP 78467Y107 1220 3462 SH SOLE 3462 0 0 MSCI EAFE INDEX MSCI EAFE ETF 464287465 4593 70427 SH SOLE 70427 0 0 POWERSHARES S&P 500 LOW VOLATI S&P500 LOW VOL 46138E354 582 10056 SH SOLE 10056 0 0 RUSSELL 1000 GROWTH INDEX RUS 1000 GRW ETF 464287614 10218 64011 SH SOLE 64011 0 0 RUSSELL 1000 VALUE INDEX RUS 1000 VAL ETF 464287598 5959 46458 SH SOLE 46458 0 0 RUSSELL 2000 GROWTH INDEX RUS 2000 GRW ETF 464287648 1406 7297 SH SOLE 7297 0 0 RUSSELL 2000 VALUE INDEX RUS 2000 VAL ETF 464287630 882 7387 SH SOLE 7387 0 0 RUSSELL MIDCAP GROWTH INDEX RUS MD CP GR ETF 464287481 1768 12507 SH SOLE 12507 0 0 RUSSELL MIDCAP INDEX RUS MID CAP ETF 464287499 1712 30595 SH SOLE 30595 0 0 RUSSELL MIDCAP INDEX RUS MID CAP ETF 464287499 65 1167 SH OTR 1167 0 0 RUSSELL MIDCAP VALUE INDEX RUS MDCP VAL ETF 464287473 1401 15621 SH SOLE 15621 0 0 S&P 500 DEPOSITARY RECEIPTS TR UNIT 78462F103 2452 8261 SH SOLE 8261 0 0 SCHWAB US BROAD MARKET ETF US BRD MKT ETF 808524102 2349 33070 SH SOLE 33070 0 0 THE iSHARES CORE MSCI EUROPE E CORE MSCI EURO 46434V738 664 14523 SH SOLE 14523 0 0 VANGUARD DIVIDEND APP INDEX FU DIV APP ETF 921908844 1942 16240 SH SOLE 16240 0 0 VANGUARD EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 1556 38647 SH SOLE 38647 0 0 VANGUARD FTSE ALL WORLD EX US ALLWRLD EX US 922042775 1042 20875 SH SOLE 20875 0 0 VANGUARD FTSE ALL WORLD US SMA FTSE SMCAP ETF 922042718 459 4503 SH SOLE 4503 0 0 VANGUARD FTSE DEVELOPED MARKET FTSE DEV MKT ETF 921943858 3151 76703 SH SOLE 76703 0 0 VANGUARD GROWTH ETF GROWTH ETF 922908736 665 4000 SH SOLE 4000 0 0 VANGUARD HEALTH CARE HEALTH CAR ETF 92204A504 359 2139 SH SOLE 2139 0 0 VANGUARD LARGE CAP ETF LARGE CAP ETF 922908637 213 1560 SH SOLE 1560 0 0 VANGUARD MID CAP ETF MID CAP ETF 922908629 823 4908 SH SOLE 4908 0 0 VANGUARD MID CAP GROWTH INDEX MCAP GR IDXVIP 922908538 8269 55827 SH SOLE 38922 0 16905 VANGUARD MID CAP VALUE INDEX F MCAP VL IDXVIP 922908512 8021 70982 SH SOLE 41053 0 29929 VANGUARD MSCI EUROPEAN ETF FTSE EUROPE ETF 922042874 564 10528 SH SOLE 10528 0 0 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 2146 23014 SH SOLE 18997 0 4017 VANGUARD SMALL CAP ETF SMALL CP ETF 922908751 734 4768 SH SOLE 4768 0 0 VANGUARD SMALL CAP GROWTH ETF SML CP GRW ETF 922908595 7254 39849 SH SOLE 30973 0 8876 VANGUARD SMALL CAP VALUE SM CP VAL ETF 922908611 9447 73315 SH SOLE 50788 0 22527 VANGUARD US TOTAL EQUITY MARKE TOTAL STK MKT 922908769 9371 62059 SH SOLE 62059 0 0 VANGUARD VALUE VALUE ETF 922908744 368 3300 SH SOLE 3300 0 0 WISDOMTREE DEFA FUND INTL EQUITY FD 97717W703 328 6600 SH SOLE 6600 0 0 XOP S&P OILGAS EXP 78464A730 263 11764 SH SOLE 73 0 11691