0000860486-16-000016.txt : 20161013 0000860486-16-000016.hdr.sgml : 20161013 20161013121527 ACCESSION NUMBER: 0000860486-16-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161013 DATE AS OF CHANGE: 20161013 EFFECTIVENESS DATE: 20161013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0000860486 IRS NUMBER: 275440911 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03959 FILM NUMBER: 161934532 BUSINESS ADDRESS: STREET 1: 6075 POPLAR AVENUE STREET 2: SUITE 703 CITY: MEMPHIS STATE: TN ZIP: 38119 BUSINESS PHONE: 9017619500 MAIL ADDRESS: STREET 1: 6075 POPLAR AVENUE STREET 2: SUITE 703 CITY: MEMPHIS STATE: TN ZIP: 38119 FORMER COMPANY: FORMER CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19990326 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000860486 XXXXXXXX 09-30-2016 09-30-2016 HIGHLAND CAPITAL MANAGEMENT, LLC

6075 POPLAR AVENUE SUITE 703 MEMPHIS TN 38119

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0 CHICAGO BRIDGE & IRON ADR 167250109 1267 45216 SH SOLE 44016 0 1200 COPA HOLDINGS SA ADR P31076105 576 6545 SH SOLE 6380 0 165 CREDIT SUISSE GROUP ADR 225401108 901 68546 SH SOLE 67363 0 1183 CRH PLC ADR ADR 12626K203 1046 31451 SH SOLE 30771 0 680 DEUTSCHE BANK AG ADR D18190898 521 39822 SH SOLE 39042 0 780 DIAGEO ADR 25243Q205 1470 12669 SH SOLE 12379 0 290 GLAXO SMITHKLINE PLC ADR 37733W105 2729 63267 SH SOLE 62067 0 1200 HONDA MOTOR CO LTD ADR 438128308 2408 83256 SH SOLE 81566 0 1690 ING GROEP NV ADR ADR 456837103 1135 91956 SH SOLE 90701 0 1255 INTERCONTINENTAL HOTELS ADR ADR 45857P608 1666 40026 SH SOLE 39032 0 994 INVESCO LTD ADR G491BT108 844 26988 SH SOLE 26203 0 785 iSHARES MSCI EMERGING MKT IN ADR 464287234 930 24825 SH SOLE 23955 0 870 KONINKLIJKE PHILIPS NV ADR 500472303 2447 82705 SH SOLE 81180 0 1525 KYOCERA CORP ADR ADR 501556203 3032 62994 SH SOLE 61794 0 1200 L.M. ERICSSON SPONSORED ADR ADR 294821608 366 50745 SH SOLE 50745 0 0 MARINE HARVEST ASA ADR 56824R205 265 14800 SH SOLE 14500 0 300 NATIONAL GRID PLC ADR 636274300 890 12509 SH SOLE 12224 0 285 NEWS CORP - CLASS B ADR 65249B208 484 34024 SH SOLE 33249 0 775 NIPPON TELEGRAPH AND TELEPHONE ADR 654624105 1810 39501 SH SOLE 38846 0 655 PETROLEO BRASILEIRO S.A. ADR ADR 71654V408 743 79587 SH SOLE 78227 0 1360 PRUDENTIAL PLC-ADR ADR 74435K204 698 19559 SH SOLE 19054 0 505 ROYAL CARIBBEAN CRUISES LTD ADR V7780T103 2023 26987 SH SOLE 26362 0 625 ROYAL DUTCH SHELL PLC-ADR ADR 780259107 1162 22000 SH SOLE 21500 0 500 SAP SE ADR 803054204 2685 29377 SH SOLE 28662 0 715 SENSATA TECHNOLOGIES HOLDING ADR N7902X106 526 13551 SH SOLE 13246 0 305 SMITH & NEPHEW PLC ADR 83175M205 620 18924 SH SOLE 18489 0 435 SONY CORP ADR 835699307 2901 87350 SH SOLE 85825 0 1525 STMICROELECTRONICS NV-NY SHS ADR 861012102 1794 220097 SH SOLE 215137 0 4960 TENARIS SA-ADR ADR 88031M109 1318 46409 SH SOLE 45484 0 925 UBS GROUP AG ADR H42097107 1310 96151 SH SOLE 93216 0 2935 UNILEVER NV ADR 904784709 3833 83147 SH SOLE 81187 0 1960 VODAFONE GROUP PLC SP ADR ADR 92857W308 999 34288 SH SOLE 33739 0 549 XL GROUP LTD ADR G98294104 1414 42039 SH SOLE 41384 0 655 ALERIAN MLP ETF COM 00162Q866 1539 121241 SH SOLE 121241 0 0 COHEN & STEERS REALTY MAJORS I COM 464287564 1630 15536 SH SOLE 15536 0 0 CORE S&P 500 COM 464287200 18179 83557 SH SOLE 83557 0 0 CORE S&P MIDCAP COM 464287507 886 5727 SH SOLE 5727 0 0 CORE S&P SMALLCAP 600 INDEX COM 464287804 449 3619 SH SOLE 3619 0 0 GUGGENHEIM S&P 500 PURE VALUE COM 78355W304 8750 165495 SH SOLE 165495 0 0 iSHARES CORE MSCI EAFE ETF COM 46432F842 19965 362080 SH SOLE 362080 0 0 iSHARES CORE MSCI EMERGING MAR COM 46434G103 1503 32964 SH SOLE 32964 0 0 iSHARES DJ SELECT DIVIDEND IND COM 464287168 6546 76389 SH SOLE 76389 0 0 iSHARES DOW JONES EPAC DIVIDEN COM 464288448 226 7549 SH SOLE 7549 0 0 iSHARES DOW JONES U.S. TELECOM COM 464287713 240 7450 SH SOLE 7450 0 0 iSHARES DOW JONES U.S. UTILITI COM 464287697 319 2600 SH SOLE 2600 0 0 iSHARES EDGE MSCI EMERGING MKT COM 464286533 1244 23009 SH SOLE 23009 0 0 ISHARES Edge MSCI USA value COM 46432F388 1934 29630 SH SOLE 29630 0 0 iSHARES MSCI ACWI INDEX FUND COM 464288257 1635 27657 SH SOLE 27657 0 0 iSHARES MSCI BRIC INDEX FUND COM 464286657 329 9611 SH SOLE 9611 0 0 iSHARES MSCI EAFE GROWTH INDEX COM 464288885 1223 17880 SH SOLE 17880 0 0 iSHARES MSCI PACIFIC EX JAPAN COM 464286665 310 7335 SH SOLE 7335 0 0 iSHARES RUSSELL 1000 ETG COM 464287622 277 2300 SH SOLE 2300 0 0 iSHARES RUSSELL 2000 INDEX FUN COM 464287655 801 6447 SH SOLE 6447 0 0 iSHARES RUSSELL 2000 INDEX FUN COM 464287655 96 774 SH OTR 774 0 0 iSHARES S&P 100 INDEX FUND COM 464287101 3005 31324 SH SOLE 31324 0 0 iSHARES S&P GSCI COMMODITY IND COM 46428R107 484 32685 SH SOLE 32685 0 0 iSHARES S&P MIDCAP 400 VALUE I COM 464287705 1368 10288 SH SOLE 10288 0 0 iSHARES S&P MIDCAP GROWTH INDE COM 464287606 1814 10384 SH SOLE 10384 0 0 iSHARES SILVER TRUST COM 46428Q109 298 16369 SH SOLE 16369 0 0 MSCI EAFE INDEX COM 464287465 3739 63235 SH SOLE 63235 0 0 MSCI EMERGING MARKETS INDEX COM 464287234 256 6830 SH SOLE 6830 0 0 RUSSELL 1000 GROWTH INDEX COM 464287614 7268 69768 SH SOLE 69768 0 0 RUSSELL 1000 VALUE INDEX COM 464287598 3838 36335 SH SOLE 36335 0 0 RUSSELL 2000 GROWTH INDEX COM 464287648 1474 9899 SH SOLE 9899 0 0 RUSSELL 2000 VALUE INDEX COM 464287630 806 7698 SH SOLE 7698 0 0 RUSSELL MIDCAP GROWTH INDEX COM 464287481 2016 20701 SH SOLE 20701 0 0 RUSSELL MIDCAP INDEX COM 464287499 398 2286 SH SOLE 2286 0 0 RUSSELL MIDCAP INDEX COM 464287499 82 468 SH OTR 468 0 0 RUSSELL MIDCAP VALUE INDEX COM 464287473 1473 19190 SH SOLE 19190 0 0 RUSSELL MIDCAP VALUE INDEX COM 464287473 15 193 SH OTR 193 0 0 S&P 500 DEPOSITARY RECEIPTS COM 78462F103 2561 11838 SH SOLE 11838 0 0 SCHWAB US BROAD MARKET ETF COM 808524102 1243 23762 SH SOLE 23762 0 0 SPDR GOLD TRUST COM 78463V107 215 1715 SH SOLE 1715 0 0 VANGUARD DIVIDEND APP INDEX FU COM 921908844 1022 12179 SH SOLE 12179 0 0 VANGUARD EMERGING MARKETS ETF COM 922042858 482 12804 SH SOLE 12804 0 0 VANGUARD FTSE ALL WORLD US SMA COM 922042718 275 2764 SH SOLE 2764 0 0 VANGUARD FTSE DEVELOPED MARKET COM 921943858 1419 37922 SH SOLE 37922 0 0 VANGUARD GROWTH ETF COM 922908736 3144 28000 SH SOLE 28000 0 0 VANGUARD HEALTH CARE COM 92204A504 226 1701 SH SOLE 1701 0 0 VANGUARD MID CAP GROWTH INDEX COM 922908538 4291 40332 SH SOLE 40332 0 0 VANGUARD MID CAP VALUE INDEX F COM 922908512 2529 27032 SH SOLE 27032 0 0 VANGUARD MSCI EUROPEAN ETF COM 922042874 252 5170 SH SOLE 5170 0 0 VANGUARD REIT ETF COM 922908553 663 7643 SH SOLE 7643 0 0 VANGUARD SMALL CAP GROWTH ETF COM 922908595 3635 27587 SH SOLE 27587 0 0 VANGUARD SMALL CAP VALUE COM 922908611 4149 37491 SH SOLE 37491 0 0 VANGUARD US TOTAL EQUITY MARKE COM 922908769 3185 28612 SH SOLE 28612 0 0