0000859872-15-000003.txt : 20150204
0000859872-15-000003.hdr.sgml : 20150204
20150204105638
ACCESSION NUMBER: 0000859872-15-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150204
DATE AS OF CHANGE: 20150204
EFFECTIVENESS DATE: 20150204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KLINGENSTEIN FIELDS & CO LLC
CENTRAL INDEX KEY: 0000859872
IRS NUMBER: 133479093
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02588
FILM NUMBER: 15574021
BUSINESS ADDRESS:
STREET 1: 125 PARK AVENUE
STREET 2: SUITE 1700
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2124927000
MAIL ADDRESS:
STREET 1: 125 PARK AVENUE
STREET 2: SUITE 1700
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: KLINGENSTEIN FIELDS & CO L P
DATE OF NAME CHANGE: 19980824
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XXXXXXXX
12-31-2014
12-31-2014
KLINGENSTEIN FIELDS & CO LLC
125 PARK AVENUE
SUITE 1700
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-02588
N
Jonathan Roberts
Senior Vice President
2123-492-6177
Jonathan Roberts
New York
NY
02-04-2015
2
309
2243266000
false
1
028-06291
Brandywine Trust Company
2
028-12671
Seabridge Investment Advisors
INFORMATION TABLE
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COM
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SOLE
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COM
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4534
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SOLE
358738
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291011104
4025
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DFND
01
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SH
SOLE
75206
0
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COM
29266R108
270
2100
SH
SOLE
2100
0
0
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COM
293792107
760
21036
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SOLE
20836
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200
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COM
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SOLE
30528
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SOLE
1350
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COM
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12993
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141
1520
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DFND
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3433
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307000109
230
2900
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SOLE
2900
0
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COM
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571
12000
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12000
0
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COM
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SOLE
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Fedex Corp
COM
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0
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COM
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0
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Freeport-McMoran Inc
COM
35671D857
15713
672647
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DFND
01
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0
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707
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SOLE
3835
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COM
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39954
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SOLE
1563665
0
17400
General Electric Co
COM
369604103
8517
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DFND
01
337050
0
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Gilead Sciences Inc
COM
375558103
8832
93698
SH
SOLE
87513
0
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Google Inc Cl A
COM
38259P508
13820
26043
SH
SOLE
25916
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127
Google Inc Cl A
COM
38259P508
2176
4100
SH
DFND
01
4100
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COM
38259P706
17027
32346
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SOLE
31127
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Google Inc Cl C
COM
38259P706
2158
4100
SH
DFND
01
4100
0
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Halliburton Co
COM
406216101
825
20973
SH
SOLE
20973
0
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Hartford Financial Services Gr
COM
416515104
18969
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SOLE
454959
0
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Hartford Financial Services Gr
COM
416515104
5049
121100
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COM
419870100
205
6115
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SOLE
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COM
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294
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33528
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SOLE
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0
3295
Honeywell International Inc
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438516106
3807
38100
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DFND
01
38100
0
0
Hospira Inc
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441060100
766
12512
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SOLE
12512
0
0
Hudson Valley Holding Corp
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444172100
1488
54780
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SOLE
54780
0
0
Illinois Tool Works
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452308109
17666
186542
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SOLE
186442
0
100
Illinois Tool Works
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452308109
4356
46000
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01
46000
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0
Intel Corp
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458140100
2386
65753
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300
International Business Machine
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459200101
13133
81855
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5865
International Paper Co
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460146103
1607
30000
SH
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0
International Paper Co
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460146103
752
14040
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14040
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0
J P Morgan Chase & Co
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46625H100
5757
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0
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Janus Capital Group Inc
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47102X105
645
40000
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40000
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0
John Wiley & Sons Inc Cl A
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968223206
2608
44018
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44018
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Johnson & Johnson Co
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478160104
72431
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3900
Johnson & Johnson Co
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478160104
11633
111250
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0
Kansas City Southern Industrie
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485170302
14995
122880
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Kansas City Southern Industrie
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485170302
2221
18200
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18200
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0
Kimberly Clark Corp
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494368103
340
2944
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65
Kraft Food Group Inc
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50076Q106
1333
21277
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Laboratory Corp America Holdin
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50540R409
19160
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1690
Laboratory Corp America Holdin
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50540R409
3906
36200
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36200
0
0
Lexicon Genetics Inc
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528872104
95
104327
SH
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104327
0
0
Lockheed Martin Corp
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539830109
5985
31082
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31027
0
55
Loews Corp
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540424108
876
20850
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SOLE
20850
0
0
Lowes Cos Inc
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548661107
532
7730
SH
SOLE
7730
0
0
Macys Inc
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55616P104
3215
48890
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40990
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7900
Maiden Holdings Ltd
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G5753U112
182
14200
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SOLE
14200
0
0
Marathon Oil Corp
COM
565849106
498
17600
SH
SOLE
15000
0
2600
Marathon Petroleum Corp
COM
56585A102
460
5100
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3500
0
1600
Mastercard Inc Class A
COM
57636q104
402
4670
SH
SOLE
4670
0
0
McDermott International Inc
COM
580037109
100
34370
SH
SOLE
34370
0
0
McDonalds Corp
COM
580135101
1503
16036
SH
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15246
0
790
Medtronic Inc
COM
585055106
25784
357126
SH
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347096
0
10030
Medtronic Inc
COM
585055106
4931
68300
SH
DFND
01
68300
0
0
Merck & Co Inc
COM
58933Y105
2715
47806
SH
SOLE
44121
0
3685
Metlife Inc
COM
59156R108
16937
313121
SH
SOLE
302706
0
10415
Metlife Inc
COM
59156R108
1471
27200
SH
DFND
01
27200
0
0
Microsoft Corp
COM
594918104
6475
139387
SH
SOLE
135687
0
3700
Mondelez International Inc
COM
609207105
6152
169353
SH
SOLE
153608
0
15745
Morgan Stanley
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617446448
241
6200
SH
SOLE
6200
0
0
Newmont Mining Corp
COM
651639106
6375
337310
SH
SOLE
337010
0
300
Newmont Mining Corp
COM
651639106
1890
100000
SH
DFND
01
100000
0
0
News Corp New Cl A
COM
65249B109
54
3423
SH
SOLE
3423
0
0
News Corp New Cl A
COM
65249B109
161
10230
SH
DFND
01
10230
0
0
NextEra Energy Inc
COM
65339F101
551
5182
SH
SOLE
5182
0
0
Norfolk Southern Corp
COM
655844108
6016
54885
SH
SOLE
54885
0
0
Norfolk Southern Corp
COM
655844108
3749
34200
SH
DFND
01
34200
0
0
Northern Trust Corp
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665859104
539
8000
SH
SOLE
8000
0
0
Occidental Petroleum Corp
COM
674599105
481
5970
SH
SOLE
5970
0
0
Oracle Corp
COM
68389X105
548
12192
SH
SOLE
6172
0
6020
Pall Corp
COM
696429307
152
1500
SH
SOLE
1500
0
0
Pall Corp
COM
696429307
162
1600
SH
DFND
02
0
0
1600
Paychex Inc
COM
704326107
1016
22000
SH
SOLE
22000
0
0
Pepsico Inc
COM
713448108
93631
990173
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SOLE
983123
0
7050
Pepsico Inc
COM
713448108
35006
370200
SH
DFND
01
370200
0
0
Pfizer Inc
COM
717081103
7962
255608
SH
SOLE
238143
0
17465
Philip Morris International In
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718172109
7427
91180
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SOLE
91180
0
0
Phillips 66
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718546104
219
3058
SH
SOLE
3058
0
0
PNC Financial Services Group
COM
693475105
2844
31170
SH
SOLE
26240
0
4930
PPL Corp
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69351T106
438
12064
SH
SOLE
12064
0
0
Praxair Inc
COM
74005P104
290
2238
SH
SOLE
2238
0
0
Procter & Gamble Co
COM
742718109
34545
379239
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SOLE
376944
0
2295
Procter & Gamble Co
COM
742718109
21497
236000
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DFND
01
236000
0
0
QEP Resources Inc
COM
74733V100
437
21600
SH
SOLE
21600
0
0
Qualcomm Inc
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747525103
1650
22199
SH
SOLE
20424
0
1775
Quest Diagnostics Inc
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74834L100
268
4000
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SOLE
4000
0
0
Questar Corp
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748356102
546
21600
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SOLE
21600
0
0
Raytheon Co
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755111507
22225
205464
SH
SOLE
203264
0
2200
Raytheon Co
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755111507
4446
41100
SH
DFND
01
41100
0
0
Robert Half International Inc
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770323103
776
13285
SH
SOLE
11410
0
1875
Rockwell Automation Inc
COM
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368
3310
SH
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2810
0
500
Rockwell Collins Inc
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16180
191519
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325
Rockwell Collins Inc
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774341101
4790
56700
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56700
0
0
Royal Bank Of Canada
COM
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609
8810
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0
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806857108
29916
350264
SH
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343929
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6335
Schlumberger Ltd
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4040
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DFND
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47300
0
0
Seacor Holdings Inc
COM
811904101
2253
30528
SH
SOLE
30528
0
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Shaw Communications Inc Cl B
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82028K200
389
14400
SH
SOLE
14400
0
0
Sigma Aldrich Corp
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826552101
247
1800
SH
SOLE
1800
0
0
Signature Bank
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82669g104
368
2925
SH
SOLE
2925
0
0
Southern Co
COM
842587107
470
9574
SH
SOLE
9574
0
0
SPX Corp
COM
784635104
241
2810
SH
DFND
02
0
0
2810
St. Jude Medical Inc
COM
790849103
477
7340
SH
SOLE
7340
0
0
Starbucks Corp
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902
10994
SH
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10994
0
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State Street Corp
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617
7862
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0
0
SVB Financial Group
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78486Q101
244
2100
SH
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0
0
Target Corp
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87612E106
520
6845
SH
SOLE
6845
0
0
Time Warner Inc
COM
887317303
23312
272912
SH
SOLE
265482
0
7430
Time Warner Inc
COM
887317303
3596
42100
SH
DFND
01
42100
0
0
TJX Cos Inc
COM
872540109
3052
44500
SH
SOLE
44500
0
0
Torchmark Corp
COM
891027104
3916
72289
SH
SOLE
72289
0
0
Torchmark Corp
COM
891027104
3900
72004
SH
DFND
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0
0
Twenty-First Century Fox Inc C
COM
90130A101
553
14394
SH
SOLE
14394
0
0
Twenty-First Century Fox Inc C
COM
90130A101
1572
40920
SH
DFND
01
40920
0
0
UIL Holdings Corp
COM
902748102
218
4999
SH
SOLE
4999
0
0
Union Pacific Corp
COM
907818108
51108
429011
SH
SOLE
429011
0
0
Union Pacific Corp
COM
907818108
18942
159000
SH
DFND
01
159000
0
0
United Parcel Service Inc Cl B
COM
911312106
14170
127460
SH
SOLE
125195
0
2265
United Parcel Service Inc Cl B
COM
911312106
1579
14200
SH
DFND
01
14200
0
0
United Technologies Corp
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913017109
30294
263423
SH
SOLE
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215
United Technologies Corp
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913017109
5911
51400
SH
DFND
01
51400
0
0
US Bancorp
COM
902973304
201
4478
SH
SOLE
4478
0
0
Varian Medical Systems Inc
COM
92220P105
1472
17020
SH
SOLE
17020
0
0
Vectren Corp
COM
92240G101
222
4795
SH
SOLE
4795
0
0
Verizon Communications
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92343V104
2954
63145
SH
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57792
0
5353
Waddell & Reed Financial Inc C
COM
930059100
722
14486
SH
SOLE
14486
0
0
Waddell & Reed Financial Inc C
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930059100
691
13863
SH
DFND
01
13863
0
0
Wal Mart Stores Inc
COM
931142103
502
5847
SH
SOLE
5847
0
0
Walgreen Boots Alliance Inc
COM
931427108
724
9500
SH
SOLE
9500
0
0
Wells Fargo & Co
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949746101
3266
59574
SH
SOLE
57574
0
2000
White Mountains Insurance Grou
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G9618E107
938
1488
SH
SOLE
1488
0
0
Whole Foods Market Inc
COM
966837106
268
5310
SH
SOLE
5310
0
0
Yum Brands Inc
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988498101
9629
132182
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132182
0
0
Yum Brands Inc
COM
988498101
10928
150000
SH
DFND
01
150000
0
0
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81369Y605
275
11100
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11080
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20
IShares China Large-Cap ETF
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464287184
15664
376351
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SOLE
376201
0
150
IShares China Large-Cap ETF
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464287184
4557
109500
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DFND
01
109500
0
0
IShares Dow Jones Select Divid
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464287168
294
3700
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3700
0
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IShares MSCI Emerging Markets
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464287234
12691
323017
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1775
IShares MSCI Emerging Markets
COM
464287234
2000
50900
SH
DFND
01
50900
0
0
IShares Russell 1000 Growth ET
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464287614
246
2575
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2575
0
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IShares Trust MSCI EAFE ETF
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0
0
JPMorgan Alerian MLP Index
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46625h365
499
10865
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Powershares QQQ Trust
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SPDR MSCI All Country World Ex
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0
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SPDR S&P 500 ETF Trust
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78462F103
8851
43064
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SOLE
42914
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150
Technology Sector SPDR
COM
81369Y803
474
11465
SH
SOLE
11465
0
0