-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Os2XsJvIbVpcLBEqeR4C+OXpA5ed2UzpMEPJSPM5Tz8nFPHgDG+FF6+c+vhspY2J lpB54N/JTYaFNoYfX6Wufg== 0000950130-97-002975.txt : 19970630 0000950130-97-002975.hdr.sgml : 19970630 ACCESSION NUMBER: 0000950130-97-002975 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970627 SROS: NYSE GROUP MEMBERS: ROYAL NEDLLOYD N.V. GROUP MEMBERS: SMIT INTERNATIONAL OVERSEAS B.V. GROUP MEMBERS: SMIT INTERNATIONALE N.V. GROUP MEMBERS: SMIT INTERNATIONALE NV GROUP MEMBERS: VIGILANTER HOLDINGS N.V. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEACOR SMIT INC CENTRAL INDEX KEY: 0000859598 STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412] IRS NUMBER: 133542736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42593 FILM NUMBER: 97631629 BUSINESS ADDRESS: STREET 1: 11200 WESTHEIMER STE 850 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 7137825990 MAIL ADDRESS: STREET 1: 11200 WESTHEIMER STREET 2: SUITE 850 CITY: HOUSTON STATE: TX ZIP: 77042 FORMER COMPANY: FORMER CONFORMED NAME: SEACOR HOLDINGS INC DATE OF NAME CHANGE: 19950327 FORMER COMPANY: FORMER CONFORMED NAME: SEACORE HOLDINGS INC DATE OF NAME CHANGE: 19950313 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SMIT INTERNATIONALE NV CENTRAL INDEX KEY: 0001029640 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: ZALMATREAT 11 3016 DS STREET 2: BOTTERDAM CITY: THE NETHERLANDS STATE: P7 ZIP: 00000 BUSINESS PHONE: 31105459268 MAIL ADDRESS: STREET 1: ZALMATREAT 11 3016 DS STREET 2: BOTTERDAM CITY: THE NETHERLANDS STATE: P7 ZIP: 00000 SC 13D/A 1 AMENDMENT NO. 1 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) SEACOR Smit Inc. (formerly SEACOR Holdings, Inc.) - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 81190410-1 ----------------------------------------------------------------- (CUSIP Number) Cees W. D. Bom Cees W. D. Bom with a copy to Smit International Overseas B.V. Smit Internationale N.V. Myles C. Pollin Zalmstraat 1 Zalmstraat 1 Sidley & Austin 3016 DS Rotterdam 3016 DS Rotterdam 875 Third Avenue The Netherlands The Netherlands New York, NY 10022 Tel: (31-10) 454 99 11 Tel: (31-10) 454 99 11 Tel: (212) 906-2307 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 27, 1997 ----------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1 (b)(3) or (4), check the following box [_] . Check the following box if a fee is being paid with the statement [_]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Page 1 of 11 Pages SCHEDULE 13D CUSIP No. 81190410-1 Page 2 of 11 Pages ------------------------ --- ---- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Smit International Overseas B.V. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[X] (b)[_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [_] 6 CITIZENSHIP OR PLACE OF ORGANIZATION The Netherlands - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY ----------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER 943,060 Shares EACH REPORTING ----------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 943,060 Shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 943,060 Shares 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.4% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE AND THE SIGNATURE ATTESTATION SCHEDULE 13D CUSIP No. 81190410-1 Page 3 of 11 Pages ------------------------- --- ---- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS 2 Smit Internationale N.V. - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[X] (b)[_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION The Netherlands - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY ----------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER 943,060 Shares EACH REPORTING ----------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 943,060 Shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 943,060 Shares 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.4% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE AND THE SIGNATURE ATTESTATION SCHEDULE 13D CUSIP No. 81190410-1 Page 4 of 11 Pages -------------------- --- ---- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Royal Nedlloyd N.V. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION The Netherlands - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 Shares SHARES BENEFICIALLY ----------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER 0 Shares EACH REPORTING ----------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 0 Shares ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 Shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 Shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE AND THE SIGNATURE ATTESTATION SCHEDULE 13D CUSIP No. 81190410-1 Page 5 of 11 Pages -------------------- --- ---- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Vigilanter Holdings N.V. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION The Netherlands - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 Shares SHARES BENEFICIALLY ----------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER 0 Shares EACH REPORTING ----------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 0 Shares ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 Shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 Shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE AND THE SIGNATURE ATTESTATION This Statement is amended by this Amendment No. 1 to include the information and to effect the changes set forth in this Amendment No. 1. Terms used but not defined in this Amendment No. 1 are used as defined in this Statement as originally filed. A. Sales of Smit Capital Stock by Nedlloyd and Vigilanter. In June 1997, pursuant to an underwritten offering, Nedlloyd and Vigilanter sold capital stock of Smit held by them. After giving effect to such sales and certain related transactions by Smit with respect to its capital stock, (i) Royal Nedlloyd reduced its holdings in capital stock of Smit to 5.2% of the total nominal ordinary share capital of Smit (representing 5.2% of the voting interest in Smit, without giving effect to any possible future issuance of preferred protective shares of Smit), except that, if the underwriters' overallotment option is exercised in full, Royal Nedlloyd will have reduced its holdings in capital stock of Smit to zero, and (ii) Vigilanter reduced its holdings in capital stock of Smit to 9.7% of the total nominal ordinary share capital of Smit (representing 9.7% of the voting interest in Smit, without giving effect to any possible future issuance of preferred protective shares of Smit), except that, if the underwriters' overallotment option is exercised in full, Vigilanter will have reduced its holdings in capital stock of Smit to 5.1% of the total nominal ordinary share capital of Smit (representing 5.1% of the voting interest in Smit, without giving effect to any possible future issuance of preferred protective shares of Smit). In addition, in connection with such sales, members of the Supervisory Board of Smit who were associated with Nedlloyd and Vigilanter tendered their resignations from such Supervisory Board. Accordingly, effectively immediately after the filing of this Amendment No. 1, (i) each of Nedlloyd and Vigilanter will cease to be a reporting person under this Statement, (ii) notwithstanding the first paragraph of Item 2 of this Statement as originally filed, this Statement will cease to be or to be deemed filed by either Nedlloyd or Vigilanter, (iii) information with respect to Nedlloyd and Vigilanter will cease to be included on the cover pages of this Statement, (iv) the two paragraphs captioned "Nedlloyd" and the two paragraphs captioned "Vigilanter" in Item 2 of this Statement are deleted, (v) the sixth paragraph of Item 2 of this Statement before giving effect to the foregoing (which is the fourth such paragraph after giving effect to the foregoing) is amended to read in its entirety as follows: "As a result of the foregoing, Overseas and Smit each beneficially owns Common Stock.", (vi) for purposes of Item 5(e) of this Statement, the date on which each of Nedlloyd and Vigilanter ceased to be beneficial owners of Common Stock for purposes of this Statement (such beneficial ownership having been disclaimed) is June 27, 1997, and (vii) Schedules III and IV of this Statement are deleted. B. Change of Name of SEACOR. Effective May 7, 1997, SEACOR changed its name from "SEACOR Holdings, Inc." to "SEACOR Smit Inc.", consistent with the sixth paragraph of Item 3 of this Statement as originally filed. C. Election of SEACOR Director Designated by Smit. On April 17, 1997, Antoon W. Kienhuis was elected to the Board of Directors of SEACOR, consistent with the last paragraph of Item 3 of this Statement as originally filed (which paragraph is amended by this paragraph). Mr. Kienhuis, who was designated by Smit for such purpose, is a Managing Director and the Vice President of Smit and a member of its Supervisory Board. D. Other Matters. The registration referred to in Item 6 of this Statement as originally filed has been effected. Page 6 of 11 Pages Schedules I and II to this Statement as originally filed are amended to read in their respective entireties as Schedules I and II to this Amendment No. 1. No materials are filed as exhibits to this Amendment No. 1. This Amendment No. 1 is filed by Smit on behalf of Smit, Overseas, Nedlloyd and Vigilanter, pursuant to the Agreement with Respect to Schedule 13D filed as Exhibit 10 to this Statement. Page 7 of 11 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Dated: June 27, 1997 SMIT INTERNATIONALE N.V. By:/s/ Antoon W. Kienhuis - ----------------------------------------------- Name: Antoon W. Kienhuis Title: Managing Director and Vice President Page 8 of 11 Pages SCHEDULE I SINGLE SHAREHOLDER AND EXECUTIVE DIRECTORS OF SMIT INTERNATIONAL OVERSEAS B.V. The name, address, occupation and citizenship of each of the single shareholder and executive directors of Smit International Overseas B.V. are set forth below: Single Shareholder: - ------------------ Smit Internationale N.V. Zalmstraat 1 3016 DS Rotterdam The Netherlands Organized under the laws of The Netherlands Executive Directors: - ------------------- Kienhuis, Antoon Willem Raadhuislaan 38 3271 BT Mijnsheerenland The Netherlands Managing Director and Vice President, Smit Internationale N.V. Dutch Buis, Nico Wessel Gerrit Gooijergracht 165 1251 VE Laren The Netherlands Managing Director and President, Smit Internationale N.V. Dutch Page 9 of 11 Pages SCHEDULE II EXECUTIVE DIRECTORS AND SUPERVISORY DIRECTORS OF SMIT INTERNATIONALE N.V. The name, address, occupation and citizenship of each of the executive directors and supervisory directors of Smit Internationale N.V. are set forth below: Executive Directors: - ------------------- Kienhuis, Antoon Willem Raadhuislaan 38, 3271 BT Mijnsheerenland The Netherlands Managing Director and Vice President, Smit Internationale N.V. Dutch Buis, Nico Wessel Gerrit Gooijergracht 165 1251 VE Laren The Netherlands Managing Director and President, Smit Internationale N.V. Dutch Supervisory Directors: - --------------------- Busker, Manfred Albert Burg Lepelaarssngl 28 2925 ES Krimpen Aan Den Ijssel The Netherlands Former President, Smit Internationale N.V. Dutch Kraaijeveld van Hemert, Johannis (resignation tendered) Grotekerksbuurt 36 3311 CB Dordrecht The Netherlands Director Dutch Meijer, Hendrix Hadeweijn (resignation tendered) Emiliahof 35 3062 HT Rotterdam The Netherlands Director Dutch Page 10 of 11 Pages Mulock Houwer, Willem Antonie (resignation tendered) Curacaolaan 20 1213 VK Hilversum The Netherlands Director Dutch Rood, Max Gustaaf Koninginneweg 156 1075 EE Amsterdam The Netherlands Director Dutch van Beuningen, Willem Frederik (resignation tendered) 'S-Gravenweg 710 3065 SJ Rotterdam The Netherlands Director Dutch van Engelshoven, Jean Marie Hubert Julianaweg 4 2243 HT Wassenaar The Netherlands Director Dutch Page 11 of 11 Pages -----END PRIVACY-ENHANCED MESSAGE-----