0000909518-12-000075.txt : 20120214 0000909518-12-000075.hdr.sgml : 20120214 20120214170538 ACCESSION NUMBER: 0000909518-12-000075 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PENFORD CORP CENTRAL INDEX KEY: 0000739608 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 911221360 STATE OF INCORPORATION: WA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35244 FILM NUMBER: 12612281 BUSINESS ADDRESS: STREET 1: 7094 SOUTH REVERE PARKWAY CITY: CENTENNIAL STATE: CO ZIP: 80112-3932 BUSINESS PHONE: 303-649-1900 MAIL ADDRESS: STREET 1: 7094 SOUTH REVERE PARKWAY CITY: CENTENNIAL STATE: CO ZIP: 80112-3932 FORMER COMPANY: FORMER CONFORMED NAME: PENWEST LTD DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SEACOR HOLDINGS INC /NEW/ CENTRAL INDEX KEY: 0000859598 STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412] IRS NUMBER: 133542736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 11200 RICHMOND AVENUE STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77082 BUSINESS PHONE: 2818994800 MAIL ADDRESS: STREET 1: 11200 RICHMOND AVENUE STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77082 FORMER COMPANY: FORMER CONFORMED NAME: SEACOR SMIT INC DATE OF NAME CHANGE: 19970515 FORMER COMPANY: FORMER CONFORMED NAME: SEACOR HOLDINGS INC DATE OF NAME CHANGE: 19950327 FORMER COMPANY: FORMER CONFORMED NAME: SEACORE HOLDINGS INC DATE OF NAME CHANGE: 19950313 SC 13G/A 1 mm02-1412pen_sc13ga1.htm AMENDMENT NO.1 mm02-1412pen_sc13ga1.htm
 
 
   
OMB APPROVAL
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB Number:  3235-0145
Expires:  February 28, 2009
Estimated average burden hours per response. . . . . . . . 10.4
     
______________
 
SCHEDULE 13G

Under the Securities Exchange Act of 1934
 
(Amendment No. 1)*
 
 
Penford Corporation


Common Stock

(Title of Class of Securities)
 
707051108

(CUSIP Number)


February 14, 2012

(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o   Rule 13d-1(b)
x  Rule 13d-1(c)
o   Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number. 
SEC 1745(3-06)
 
Page 1 of 4 pages

 


 
 

1. Names of Reporting Persons.
SEACOR Holdings Inc.
I.R.S. Identification Nos. of above persons (entities only):
13-3542736
 
 
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
 
(b)
 
 
3. SEC Use Only
 
4. Citizenship or Place of Organization      Delaware
 
Number of
shares
Beneficially
Owned by
Each
Reporting
Person
With:
5.  Sole Voting Power:  1,090,000
 
6.  Shared Voting Power:  0
 
7.  Sole Dispositive Power:  1,090,000
 
8.  Shared Dispositive Power:  0
 
9.  Aggregate Amount Beneficially Owned by Each Reporting Person:  1,090,000
 
10.  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
11.  Percent of Class Represented by Amount in Row (9):  9.62%
 
12.  Type of Reporting Person (See Instructions):  CO: HC
 
 
 
 
 
 
 
 
 
 
 
 

 
 
 
 
Page 2 of 4 pages

 
 
 
 
Item 1.
 
(a) Name of Issuer:  Penford Corporation
 
(b) Address of Issuer’s Principal Executive Offices:
 
7094 S. Revere Parkway
Centennial, CO  80112-3932
 
Item 2.
 
(a) Name of Person Filing:  SEACOR Holdings Inc.
 
(b) Address of Principal Business Office or, if none, Residence:
 
2200 Eller Drive
PO Box 13038
Fort Lauderdale, FL  33316

 
(c) Citizenship:  Delaware
 
(d) Title of Class of Securities:  Common Stock
 
(e) CUSIP Number:  707051108
 
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
(a)
¨
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
     
(b)
¨
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
     
(c)
¨
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
     
(d)
¨
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
     
(e)
¨
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
     
(f)
¨
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
     
(g)
x
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
     
(h)
¨
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
     
(i)
¨
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
     
(j)
¨
Group, in accordance with §240.1 3d-1 (b)(1 )(ii)(J).
 

Item 4. Ownership.
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
(a) Amount beneficially owned:  1,090,000
 
(b)Percent of class:   9.62%
 
(c) Number of shares as to which the person has:
 
(i) Sole power to vote or to direct the vote                         1,090,000
 
(ii) Shared power to vote or to direct the vote                    0
 
(iii) Sole power to dispose or to direct the disposition of:                              1,090,000
 
(iv) Shared power to dispose or to direct the disposition of                           0
 
 
 
Page 3 of 4 pages

 

 
Item 5. Ownership of Five Percent or Less of a Class
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following
 
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
 
Not applicable.
 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
 
F2 SEA Inc., a subsidiary of the Reporting Person, directly owns the shares.
 
Item 8. Identification and Classification of Members of the Group
 
Not applicable.
 
Item 9. Notice of Dissolution of Group
 
Not applicable.
 
Item 10. Certification
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
Date February 14, 2012
 
SEACOR HOLDINGS INC.
 
 
 
By:    /s/  Richard Ryan               
Name:  Richard Ryan
Title:    Senior Vice President and Chief Financial Officer
 
 
 
 
 
 
 
 
 
Page 4 of 4 pages