0001209191-12-016316.txt : 20120307
0001209191-12-016316.hdr.sgml : 20120307
20120307090144
ACCESSION NUMBER: 0001209191-12-016316
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120306
FILED AS OF DATE: 20120307
DATE AS OF CHANGE: 20120307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MATHEWS CHARLES
CENTRAL INDEX KEY: 0001190315
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15803
FILM NUMBER: 12672596
MAIL ADDRESS:
STREET 1: 11388 SORRENTO VALLEY RD
STREET 2: STE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVANIR PHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0000858803
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330314804
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 20 ENTERPRISE
STREET 2: SUITE 200
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
BUSINESS PHONE: 949-389-6700
MAIL ADDRESS:
STREET 1: 20 ENTERPRISE
STREET 2: SUITE 200
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
FORMER COMPANY:
FORMER CONFORMED NAME: AVANIR PHARMACEUTICALS
DATE OF NAME CHANGE: 19981207
FORMER COMPANY:
FORMER CONFORMED NAME: LIDAK PHARMACEUTICALS
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-03-06
0
0000858803
AVANIR PHARMACEUTICALS, INC.
AVNR
0001190315
MATHEWS CHARLES
20 ENTERPRISE, SUITE 200
ALISO VIEJO
CA
92656
1
0
0
0
Common Stock
2012-03-06
4
P
0
5000
2.6946
A
5000
I
By The Mathews Family Trust
Common Stock
270094
D
Common Stock
1875
I
By Individual Retirement Account
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.68 to $2.6993, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
Consists of (i) 267,594 shares underlying restricted stock units granted under the Issuer's equity plans, and (ii) 2,500 shares of common stock held by Mr. Mathews.
/s/ Christine G. Ocampo, by power of attorney for Charles A. Mathews
2012-03-07