0001144204-11-068357.txt : 20111205
0001144204-11-068357.hdr.sgml : 20111205
20111205162128
ACCESSION NUMBER: 0001144204-11-068357
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111201
FILED AS OF DATE: 20111205
DATE AS OF CHANGE: 20111205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ICONIX BRAND GROUP, INC.
CENTRAL INDEX KEY: 0000857737
STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140]
IRS NUMBER: 112481903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1450 BROADWAY, 4TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 212-730-0030
MAIL ADDRESS:
STREET 1: 1450 BROADWAY, 4TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: CANDIES INC
DATE OF NAME CHANGE: 19930604
FORMER COMPANY:
FORMER CONFORMED NAME: MILLFELD TRADING CO INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COLE NEIL
CENTRAL INDEX KEY: 0000944791
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10593
FILM NUMBER: 111243258
MAIL ADDRESS:
STREET 1: 1450 BROADWAY, 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
4
1
v242387_4.xml
OWNERSHIP DOCUMENT
X0304
4
2011-12-01
0
0000857737
ICONIX BRAND GROUP, INC.
ICON
0000944791
COLE NEIL
C/O ICONIX BRAND GROUP, INC.
1450 BROADWAY
NEW YORK
NY
10018
1
1
0
0
CEO and President
Common Stock
2011-12-01
4
M
0
48700
2.75
A
1766679
D
Common Stock
2011-12-01
4
S
0
48700
17.04
D
1717979
D
Common Stock
2011-12-02
4
M
0
99442
2.75
A
1817421
D
Common Stock
2011-12-02
4
S
0
99442
17.04
D
1717979
D
Common Stock
20000
I
As custodian for children
Common Stock
15194
I
By 401(K) Plan
Employee Stock Option (Right to Buy)
2.75
2011-12-01
4
M
0
48700
0
D
2002-04-23
2012-04-23
Common Stock
48700
351300
D
Employee Stock Option (Right to Buy)
2.75
2011-12-02
4
M
0
99442
0
D
2002-04-23
2012-04-23
Common Stock
99442
251858
D
The reported sales transactions were executed pursuant to a Sales Plan with a brokerage firm under Rule 10b5-1 of the Securities Exchange Act of 1934. Mr. Cole's 10b5-1 plan was implemented because of the short duration remaining on previously granted ten-year stock options covered by the 10b5-1 plan and applies only to options that expire by their terms on or before May 22, 2012.
The reported sales transactions were executed in multiple trades at prices ranging from $17.00 to $17.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were affected.
The reported sales transactions were executed in multiple trades at prices ranging from $17.00 to $17.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were affected.
Includes 1,181,684 unissued shares underlying RSUs that were granted to the reporting person pursuant to the terms of his 2008 employment agreement with the issuer and a related RSU Agreement.
The filing of this Statement shall not be construed to mean that the reporting person is, for the purposes of Section 16 of the Securities and Exchange Act of 1934 (as amended), the beneficial owner of the common stock of the issuer reported as indirectly owned by the reporting person as custodian for his children.
/s/ Andrew Tarshis, Attorney-In-Fact
2011-12-05