-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MRM/EJdJKt3hK+1dhLRIxv4fJrJYCquh3Fv1VGqXWdiDip8ofHRrqGXV+gZXBUOD LRLJez35PZ65JBfDiJ1kSA== 0000903893-97-000222.txt : 19970221 0000903893-97-000222.hdr.sgml : 19970221 ACCESSION NUMBER: 0000903893-97-000222 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970211 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DYNAGEN INC CENTRAL INDEX KEY: 0000857171 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 043029787 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49025 FILM NUMBER: 97524398 BUSINESS ADDRESS: STREET 1: 99 ERIE ST CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 6174912527 MAIL ADDRESS: STREET 1: 99 ERIE ST CITY: CAMBRIDGE STATE: MA ZIP: 02139 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WADEKAR DHANANJAY G CENTRAL INDEX KEY: 0000908555 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 99 ERIE STREET STREET 2: C/O DYNAGEN INC CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 6174912527 MAIL ADDRESS: STREET 1: C/O DYNAGEN INC STREET 2: 99 ERIE STREET CITY: CAMBRIDGE STATE: MA ZIP: 02139 SC 13G/A 1 SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ____5____ )* DynaGen, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.01 - -------------------------------------------------------------------------------- (Title of Class of Securities) 267917-10-2 - -------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- CUSIP No. 267917-10-2 13G Page 2 of 6 Pages ----------- ------- ------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Dhananjay Wadekar ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 1,351,250 NUMBER OF ----------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH ----------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 1,351,250 ----------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,351,250 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.7% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON * IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Schedule 13G Item 1(a). Name of Issuer: DynaGen, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 99 Erie Street, Cambridge, Massachusetts 02139. Item 2(a). Name of Person Filing: Dhananjay G. Wadekar. Item 2(b). Address of Principal Business Office or, if None, Residence: The address of the principal business office of Mr. Wadekar is 99 Erie Street, Cambridge, Massachusetts 02139. Item 2(c). Citizenship: Mr. Wadekar is a United States citizen. Item 2(d). Title of Class of Securities: Common Stock, $.01 par value per share. Item 2(e). CUSIP Number: 267917-10-2 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Securities Exchange Act of 1934 (the "Act"). (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940. (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) of the Act. (g) [ ] Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G) of the Act. (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H) of the Act. None. Page 3 of 6 Pages Item 4. Ownership. (a) Amount Beneficially Owned: Mr. Wadekar owns beneficially and of record 1,351,250 shares of Common Stock as of December 31, 1996. (b) Percent of Class: 4.7% (Based on 28,877,436 shares of Common Stock reported to be outstanding on Form 10-Q for the fiscal quarter ended September 30, 1996, as adjusted pursuant to Rule 13d-3(d)(1).) (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,351,250 shares. (ii) shared power to vote or to direct the vote: -0- shares. (iii) sole power to dispose or direct the disposition of: 1,351,250 shares. (iv) shared power to dispose or direct the disposition of: -0- shares. Item 5. Ownership of Five Percent or Less of a Class. Mr. Wadekar has ceased to be the beneficial owner of more than five percent of the Common Stock of DynaGen, Inc. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Page 4 of 6 Pages Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. Not Applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b). [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] Page 5 of 6 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 10, 1997 /s/ Dhananjay G. Wadekar - ------------------------------ Dhananjay G. Wadekar Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----