0001354488-16-008537.txt : 20161117
0001354488-16-008537.hdr.sgml : 20161117
20161117163857
ACCESSION NUMBER: 0001354488-16-008537
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161115
FILED AS OF DATE: 20161117
DATE AS OF CHANGE: 20161117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PTC INC.
CENTRAL INDEX KEY: 0000857005
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042866152
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 140 KENDRICK STREET
CITY: NEEDHAM
STATE: MA
ZIP: 02494
BUSINESS PHONE: 7813705000
MAIL ADDRESS:
STREET 1: 140 KENDRICK STREET
CITY: NEEDHAM
STATE: MA
ZIP: 02494
FORMER COMPANY:
FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DIBONA ANTHONY
CENTRAL INDEX KEY: 0001227524
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18059
FILM NUMBER: 162005392
MAIL ADDRESS:
STREET 1: C/O PARAMETRIC TECHNOLOGY CORP
STREET 2: 140 KENDRICK ST
CITY: NEEDHAM
STATE: MA
ZIP: 02494
4
1
issuerdirect_section16.xml
PRIMARY DOCUMENT
X0306
4
2016-11-15
0
0000857005
PTC INC.
PTC
0001227524
DIBONA ANTHONY
PTC INC.
140 KENDRICK STREET
NEEDHAM
MA
02494
1
EVP, Renewal Sales
Common Stock
2016-11-15
4
M
0
44385
0
D
66436
D
Common Stock
2016-11-15
4
F
0
18670
47.53
D
47766
D
Common Stock
2016-11-16
4
S
0
3857
47.5502
D
43909
D
Restricted Stock Units
2016-11-15
4
M
0
13926
0
D
Common Stock
13926
0
D
Restricted Stock Units
2016-11-15
4
A
0
4047
0
A
Common Stock
4047
4047
D
Restricted Stock Units
2016-11-15
4
M
0
4047
0
D
Common Stock
4047
0
D
Restricted Stock Units
2016-11-15
4
M
0
6041
0
D
Common Stock
6041
6041
D
Restricted Stock Units
2016-11-15
4
A
0
12826
0
A
Common Stock
12826
12826
D
Restricted Stock Units
2016-11-15
4
M
0
12826
0
D
Common Stock
12826
0
D
Restricted Stock Units
2016-11-15
4
M
0
7545
0
D
Common Stock
7545
15090
D
Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 44,385 shares of the Reporting Person's restricted stock unit awards on November 15, 2016.
Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.
This transaction was executed in multiple trades at prices ranging from $47.53 to $47.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016.
Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 4,047 RSUs were earned.
Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 4,047 RSUs vested.
RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017.
Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 12,826 RSUs were earned.
Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 12,826 RSUs vested.
RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.
This amount represents the total number of derivative securities beneficially owned of the class shown.
/s/Catherine Gorecki by power of attorney filed 11/2/2007
2016-11-17