0000950123-20-001793.txt : 20200213
0000950123-20-001793.hdr.sgml : 20200213
20200213093532
ACCESSION NUMBER: 0000950123-20-001793
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200213
DATE AS OF CHANGE: 20200213
EFFECTIVENESS DATE: 20200213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penn Mutual Asset Management, LLC
CENTRAL INDEX KEY: 0000855702
IRS NUMBER: 232566941
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18923
FILM NUMBER: 20607324
BUSINESS ADDRESS:
STREET 1: 600 DRESHER ROAD
STREET 2: SUITE 100
CITY: HORSHAM
STATE: PA
ZIP: 19044
BUSINESS PHONE: 215-956-8114
MAIL ADDRESS:
STREET 1: 600 DRESHER ROAD
STREET 2: SUITE 100
CITY: HORSHAM
STATE: PA
ZIP: 19044
FORMER COMPANY:
FORMER CONFORMED NAME: INDEPENDENCE CAPITAL MANAGEMENT INC /ADV
DATE OF NAME CHANGE: 19890926
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000855702
XXXXXXXX
12-31-2019
12-31-2019
Penn Mutual Asset Management, LLC
600 Dresher Road
Suite 100
Horsham
PA
19044
13F COMBINATION REPORT
028-18923
028-10904
Janus Henderson Group Plc
028-10368
Ivy Investment Management Co.
028-10562
AllianceBernstein L.P.
028-01091
American Century Investment Management, Inc.
028-11197
Cohen & Steers Capital Management, Inc.
028-10981
Goldman Sachs Asset Management, L.P.
028-04968
MFS Investment Management
028-03432
Morgan Stanley Investment Management, Inc.
028-13573
Neuberger Berman Investment Advisors LLC
028-00399
SSgA Funds Management, Inc.
028-00115
T. Rowe Price Associates, Inc.
028-04490
Vontobel Asset Management, Inc.
028-04139
Eaton Vance Management
N
Keith Huckerby
President and Chief Operating Officer
215-956-8033
Keith Huckerby
Horsham
PA
02-07-2020
13
30
124192
false
1
028-10904
Janus Henderson Group Plc
2
028-10368
Ivy Investment Management Co.
3
028-10562
AllianceBernstein L.P.
4
028-01091
American Century Investment Management, Inc.
5
028-11197
Cohen & Steers Capital Management, Inc.
6
028-10981
Goldman Sachs Asset Management, L.P.
7
028-04968
MFS Investment Management
8
028-03432
Morgan Stanley Investment Management, Inc.
9
028-13573
Neuberger Berman Investment Advisors LLC
10
028-00399
SSgA Funds Management, Inc.
11
028-00115
T. Rowe Price Associates, Inc.
12
028-04490
Vontobel Asset Management, Inc.
13
028-04139
Eaton Vance Management
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ABERDEEN ASIA-PACIFIC INCOME FUND INC
COM
003009107
11837
2785083
SH
SOLE
2785083
0
0
AGNC INVESTMENT CORP
COM
00123Q104
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698800
SH
SOLE
698800
0
0
AKERO THERAPEUTICS INC
COM
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231
10409
SH
SOLE
10409
0
0
ANNALY CAPITAL MANAGEMENT INC
COM
035710409
12103
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SH
SOLE
1284800
0
0
BARRICK GOLD CORP COM
COM
067901108
3263
175500
SH
SOLE
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BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST
COM
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1215
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BROOKFIELD REAL ASSETS INCOME FUND INC
COM
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0
CAPSTEAD MORTGAGE CORP
COM
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3747
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SOLE
473165
0
0
COLONY CAPITAL INC
COM
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SOLE
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DOMINION ENERGY INC
COM
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SH
SOLE
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ENERGY TRANSFER LP
COM
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ENTERPRISE PRODUCTS PARTNERS LP
COM
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327
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SH
SOLE
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MAGELLAN MIDSTREAM PARTNERS LP
COM
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321
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SH
SOLE
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0
MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC
COM
617477104
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SH
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MPLX LP
COM
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318
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NEW RESIDENTIAL INVESTMENT CORP
COM
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432000
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NUSTAR ENERGY LP
COM
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277
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PGIM GLOBAL HIGH YIELD FUND INC
COM
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2483
165301
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165301
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PHILLIPS 66 PARTNERS LP
COM
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336
5450
SH
SOLE
5450
0
0
PLAINS ALL AMERICAN PIPELINE LP
COM
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726
39500
SH
SOLE
39500
0
0
SHELL MIDSTREAM PARTNERS LP
COM
822634101
303
15000
SH
SOLE
15000
0
0
SIMON PROPERTY GROUP INC
COM
828806109
4618
31000
SH
SOLE
31000
0
0
TALLGRASS ENERGY LP
COM
874696107
369
16700
SH
SOLE
16700
0
0
TWO HARBORS INVESTMENT CORP
COM
90187B408
731
50000
SH
SOLE
50000
0
0
UPWORK INC
COM
91688F104
403
37723
SH
SOLE
37723
0
0
VALE SA
COM
91912E105
723
28953
SH
SOLE
28953
0
0
VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF
COM
92189H300
31472
926100
SH
SOLE
926100
0
0
WELLS FARGO & CO
COM
949746804
8700
6000
SH
SOLE
6000
0
0
WESTERN ASSET EMERGING MARKETS DEBT FUND INC
COM
95766A101
4982
349101
SH
SOLE
349101
0
0
WESTERN MIDSTREAM PARTNERS LP
COM
958669103
325
16500
SH
SOLE
16500
0
0