0000855658-22-000281.txt : 20221104 0000855658-22-000281.hdr.sgml : 20221104 20221104171708 ACCESSION NUMBER: 0000855658-22-000281 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221102 FILED AS OF DATE: 20221104 DATE AS OF CHANGE: 20221104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NELSON MARK JON CENTRAL INDEX KEY: 0001554623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 221363088 MAIL ADDRESS: STREET 1: 101 INNOVATION DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2022-11-02 0 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001554623 NELSON MARK JON 5555 NE MOORE COURT HILLSBORO OR 97124 0 1 0 0 SVP, Sales Common Stock 2022-11-02 4 M 0 1878 0.0 A 41602 D Common Stock 2022-11-02 4 F 0 932 50.24 D 40670 D Common Stock 2022-11-02 4 S 0 6987 52.4014 D 33683 D Common Stock 2022-11-03 4 S 0 946 50.0 D 32737 D Restricted Stock Unit (RSU) 2022-11-02 4 M 0 1878 0.0 D 2022-02-19 Common Stock 1878 51710 D Restricted Stock Units - no purchase price for this transaction. These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. The transaction indicated was conducted under an approved 10b5-1 Plan. This transaction was executed in multiple trades at prices ranging from $51.844 to $52.88. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Restricted Stock Units - no exercise price for this transaction. Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. Not applicable. By: Tracy Feanny, Attorney in Fact For: Mark J. Nelson 2022-11-04