0001398344-15-006140.txt : 20150908 0001398344-15-006140.hdr.sgml : 20150907 20150908161130 ACCESSION NUMBER: 0001398344-15-006140 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150709 FILED AS OF DATE: 20150908 DATE AS OF CHANGE: 20150908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MFS INTERMARKET INCOME TRUST I CENTRAL INDEX KEY: 0000853770 IRS NUMBER: 043060853 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 111 HUNTINGTON AVENUE STREET 2: 24TH FLOOR CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-954-5000 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVENUE STREET 2: 24TH FLOOR CITY: BOSTON STATE: MA ZIP: 02199 FORMER COMPANY: FORMER CONFORMED NAME: COLONIAL INTERMARKET INCOME TRUST I DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Samuels Steven CENTRAL INDEX KEY: 0001561169 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-05851 FILM NUMBER: 151096968 MAIL ADDRESS: STREET 1: 72 COLEYTOWN ROAD CITY: WESTPORT STATE: CT ZIP: 06882 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dakos Andrew CENTRAL INDEX KEY: 0001341021 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-05851 FILM NUMBER: 151096969 MAIL ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE. STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP CENTRAL INDEX KEY: 0001067621 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-05851 FILM NUMBER: 151096970 MAIL ADDRESS: STREET 1: 60 HERITAGE DRIVE CITY: PLEASANTVILLE STATE: NY ZIP: 10570 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bulldog Investors, LLC CENTRAL INDEX KEY: 0001504304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-05851 FILM NUMBER: 151096971 BUSINESS ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 556-0092 MAIL ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 FORMER NAME: FORMER CONFORMED NAME: Brooklyn Capital Management LLC DATE OF NAME CHANGE: 20101026 4/A 1 fp0015953_4a.xml OWNERSHIP DOCUMENT X0306 4/A 2015-07-09 2015-07-13 0 0000853770 MFS INTERMARKET INCOME TRUST I CMK 0001504304 Bulldog Investors, LLC PARK 80 WEST - PLAZA TWO 250 PEHLE AVE. SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001067621 GOLDSTEIN PHILLIP PARK 80 WEST - PLAZA TWO 250 PEHLE AVE. SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001341021 Dakos Andrew PARK 80 WEST - PLAZA TWO 250 PEHLE AVE. SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001561169 Samuels Steven PARK 80 WEST - PLAZA TWO 250 PEHLE AVE. SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 Common Stock 2015-07-09 4 P 0 3700 8.5157 A 815317 I By Clients Common Stock 5400 D Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Shares are held by Phillip Goldstein This amendment is being filed in order to revise the Ownership Form of certain securities beneficially owned by the Reporting Persons. The aggregate number of shares beneficially owned by the Reporting Persons has not changed. /s/ Phillip Goldstein on behalf of Bulldog Investors, LLC 2015-09-08 /s/ Phillip Goldstein 2015-09-08 /s/ Andrew Dakos 2015-09-08 /s/ Steven Samuels 2015-09-08