-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V35O6L5yE6tJ/0+cNNHP6I9dkwrLzWEL5HRS9P1w+O0AKW2NSDV68LhNw/QERkIu EMb7lEr3WBYvFs9umEzCuQ== 0001032210-02-000206.txt : 20020414 0001032210-02-000206.hdr.sgml : 20020414 ACCESSION NUMBER: 0001032210-02-000206 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BORLAND SOFTWARE CORP CENTRAL INDEX KEY: 0000853273 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942895440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39448 FILM NUMBER: 02543459 BUSINESS ADDRESS: STREET 1: 100 ENTERPRISE WAY CITY: SCOTTS VALLEY STATE: CA ZIP: 95066-3249 BUSINESS PHONE: 8314311000 MAIL ADDRESS: STREET 1: 100 ENTERPRISE WAY CITY: SCOTTS VALLEY STATE: CA ZIP: 95066-3249 FORMER COMPANY: FORMER CONFORMED NAME: INPRISE CORP DATE OF NAME CHANGE: 19980813 FORMER COMPANY: FORMER CONFORMED NAME: BORLAND INTERNATIONAL INC /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BORLAND INTERNATIONAL DELAWARE INC DATE OF NAME CHANGE: 19891011 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MICROSOFT CORP CENTRAL INDEX KEY: 0000789019 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911144442 STATE OF INCORPORATION: WA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE MICROSOFT WAY #BLDG 8 STREET 2: NORTH OFFICE 2211 CITY: REDMOND STATE: WA ZIP: 98052 BUSINESS PHONE: 4258828080 MAIL ADDRESS: STREET 1: ONE MICROSOFT WAY - BLDG 8 STREET 2: NORTH OFFICE 2211 CITY: REDMOND STATE: WA ZIP: 98052-6399 SC 13G/A 1 dsc13ga.txt AM. NO.1 TO SC 13G - BORLAND SOFTWARE CORP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 1 Borland Software Corporation (formerly Inprise Corp) - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 099849101 - -------------------------------------------------------------------------------- (CUSIP Number) February 14, 2002 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) John Seethoff Deputy General Counsel, Finance and Operations One Microsoft Way Redmond, Washington 98052-6399 (425) 882-8080 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Check the appropriate box to designate the rule pursuant to which this schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 099849101 - -------------------------------------------------------------------------------- 1. Name of reporting person S.S., or I.R.S. Identification No. of above person Microsoft Corporation 91-1144442 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization State of Washington - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 5,203,152 Shares Beneficially -------------------------------------------------------- Owned by Each 6. Shared Voting Power -0- Reporting Person With: -------------------------------------------------------- 7. Sole Dispositive Power 5,203,152 -------------------------------------------------------- 8. Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 5,203,152 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [__] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 7.94% - -------------------------------------------------------------------------------- 12. Type of Reporting Person CO - -------------------------------------------------------------------------------- Item 1. (a) Name of Issuer: Borland Software Corporation (the "Company") (b) Address of principal executive offices of the Issuer: 100 Enterprise Way, Scotts Valley, CA 95066-3249 Item 2. (a) Name of Person Filing: Microsoft Corporation, a Washington corporation (b) Address of Principal Business Office: One Microsoft Way, Redmond, Washington 98052 Attention: Deputy General Counsel, Finance and Operations (c) Citizenship: State of Washington. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 09984901 Item 3. Not Applicable. Item 4. Ownership (a) Amount beneficially owned: 5,203,152, comprising 2,138,547 shares of common stock and 285 shares of Series C preferred stock, convertible at a rate of 10,753 shares of common stock per share of Series C stock. (b) Percent of class: 7.94%, based upon 65,559,233 shares of Common Stock outstanding as of October 31, 2001, and Microsoft's right to convert, effective June 11, 2001, 625 shares of Series C Convertible Preferred Stock in Common Stock of Borland. This assumes a conversion rate of 10,753 and a conversion value of $3.72 per common share as described in the Certificate of Designation of Series C Convertible Preferred Stock of Inprise Corporation, as corrected (as filed with the Commission July 6, 1999). Since June 11, 2001, a total of 340 shares of Series C stock have been converted to Common Stock. (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 5,203,152 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 5,203,152 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class: Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable. Item 8. Identification and Classification of Members of the Group: Not Applicable. Item 9. Notice of Dissolution of a Group: Not Applicable. Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2002 MICROSOFT CORPORATION By /s/ John G. Connors ------------------------------------------- John G. Connors Senior Vice President; Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----