0000950142-11-001402.txt : 20110805
0000950142-11-001402.hdr.sgml : 20110805
20110805090935
ACCESSION NUMBER: 0000950142-11-001402
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110805
DATE AS OF CHANGE: 20110805
EFFECTIVENESS DATE: 20110805
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANK OF TOKYO - MITSUBISHI UFJ, LTD
CENTRAL INDEX KEY: 0000852743
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 135611741
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05836
FILM NUMBER: 111012308
BUSINESS ADDRESS:
STREET 1: 7-1 MARUNOUCHI 2-CHOME
STREET 2: CHIYODA-KU
CITY: TOKYO 100-8388,
STATE: M0
ZIP: 00000
BUSINESS PHONE: 2127824547
MAIL ADDRESS:
STREET 1: 1251 AVENUE OF THE AMERICAS 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020-1104
FORMER COMPANY:
FORMER CONFORMED NAME: BANK OF TOKYO - MITSUBISHI LTD
DATE OF NAME CHANGE: 20030908
FORMER COMPANY:
FORMER CONFORMED NAME: BANK OF TOKYO MITSUBISHI LTD
DATE OF NAME CHANGE: 19981209
FORMER COMPANY:
FORMER CONFORMED NAME: MITSUBISHI BANK LTD
DATE OF NAME CHANGE: 19981209
13F-HR
1
ea1100576_13fhq0211.txt
QUARTER ENDED JUNE 30, 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
-------------------
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: The Bank of Tokyo-Mitsubishi UFJ, Ltd.
Address: 7-1, Marunouchi 2-chome
Chiyoda-ku, Tokyo 100-8388
Japan
Form 13F File Number: 28-05836
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Keiji Yamaguchi
Title: Senior Manager
Phone: 81-3-3240-6199
Signature, Place, and Date of Signing:
/s/ Keiji Yamaguchi Tokyo, Japan August 5, 2011
----------------------------- ------------------------- ---------------------
Signature City, State Date
THE BANK OF TOKYO-MITSUBISHI UFJ, LTD. (BTMU) IS THE PARENT COMPANY OF A NUMBER
OF OPERATING SUBSIDIARIES, SOME OF WHICH ARE OR MAY BE INSTITUTIONAL INVESTMENT
MANAGERS FOR THE PURPOSES OF THE REPORTING REQUIREMENTS UNDER SECTION 13(F) OF
THE SECURITIES EXCHANGE ACT OF 1934 (THE ACT) AND THE RULES PROMULGATED
THEREUNDER. BTMU ITSELF DOES NOT DIRECTLY EXERCISE INVESTMENT DISCRETION WITH
RESPECT TO ANY SECTION 13(F) SECURITIES POSITIONS EXCEPT THOSE INCLUDED IN THE
FORM 13F INFORMATION TABLE BELOW. TO THE EXTENT THAT BTMU'S OWNERSHIP INTEREST
IN SUCH OPERATING SUBSIDIARIES IS DEEMED THE EXERCISE OF INVESTMENT DISCRETION
REGARDING CERTAIN OF SUCH SUBSIDIARIES' MANAGED ACCOUNTS, THE INFORMATION
REQUIRED BY FORM 13F WITH RESPECT TO SUCH ACCOUNTS IS INCLUDED IN THE REPORT
SEPARATELY FILED BY EACH OF THE OPERATING SUBSIDIARIES THAT ARE INSTITUTIONAL
INVESTMENT MANAGERS SUBJECT TO SECTION 13(F) OF THE ACT.
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
FORM 13F FILE NUMBER NAME
-------------------- -----
28-04665 UnionBanCal Corporation
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
-----------
Form 13F Information Table Entry Total: 10
-----------
Form 13F Information Table Value Total: $814,197
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NO. FORM 13F FILE NUMBER NAME
--- -------------------- -----
01 28-13582 Mitsubishi UFJ Financial Group, Inc.
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------------- -------- ---------- -------- ------------------- ---------- ---------- --------------------------
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
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MSCI
ISHARES INC BRAZIL 464286400 47,898 653,000 SH DEFINED 01 653,000
MSCI CDA
ISHARES INC INDEX 464286509 31,670 1,000,000 SH DEFINED 01 1,000,000
MSCI MEX
ISHARES INC INVEST 464286822 39,413 630,000 SH DEFINED 01 630,000
FTSE
ISHARES TR CHINA25 IDX 464287184 92,343 2,150,000 SH DEFINED 01 2,150,000
MSCI
ISHARES TR EMERG MKT 464287234 86,727 1,822,000 SH DEFINED 01 1,822,000
SPDR S&P 500
ETF TR TR UNIT 78462F103 277,137 2,100,000 SH DEFINED 01 2,100,000
SPDR GOLD
TRUST GOLD SHS 78463V107 10,001 68,500 SH DEFINED 01 68,500
SPDR DOW JONES
INDL AVRG ETF UT SER 1 78467X109 97,826 790,000 SH DEFINED 01 790,000
SELECT SECTOR SBI INT-
SPDR TR FINL 81369Y605 35,305 2,300,000 SH DEFINED 01 2,300,000
VANGUARD INTL MSCI EMR
EQUITY INDEX F MKT ETF 922042858 95,879 1,972,000 SH DEFINED 01 1,972,000
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