0000950142-11-001402.txt : 20110805 0000950142-11-001402.hdr.sgml : 20110805 20110805090935 ACCESSION NUMBER: 0000950142-11-001402 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110805 DATE AS OF CHANGE: 20110805 EFFECTIVENESS DATE: 20110805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF TOKYO - MITSUBISHI UFJ, LTD CENTRAL INDEX KEY: 0000852743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 135611741 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05836 FILM NUMBER: 111012308 BUSINESS ADDRESS: STREET 1: 7-1 MARUNOUCHI 2-CHOME STREET 2: CHIYODA-KU CITY: TOKYO 100-8388, STATE: M0 ZIP: 00000 BUSINESS PHONE: 2127824547 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020-1104 FORMER COMPANY: FORMER CONFORMED NAME: BANK OF TOKYO - MITSUBISHI LTD DATE OF NAME CHANGE: 20030908 FORMER COMPANY: FORMER CONFORMED NAME: BANK OF TOKYO MITSUBISHI LTD DATE OF NAME CHANGE: 19981209 FORMER COMPANY: FORMER CONFORMED NAME: MITSUBISHI BANK LTD DATE OF NAME CHANGE: 19981209 13F-HR 1 ea1100576_13fhq0211.txt QUARTER ENDED JUNE 30, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ------------------- Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Bank of Tokyo-Mitsubishi UFJ, Ltd. Address: 7-1, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-8388 Japan Form 13F File Number: 28-05836 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Keiji Yamaguchi Title: Senior Manager Phone: 81-3-3240-6199 Signature, Place, and Date of Signing: /s/ Keiji Yamaguchi Tokyo, Japan August 5, 2011 ----------------------------- ------------------------- --------------------- Signature City, State Date THE BANK OF TOKYO-MITSUBISHI UFJ, LTD. (BTMU) IS THE PARENT COMPANY OF A NUMBER OF OPERATING SUBSIDIARIES, SOME OF WHICH ARE OR MAY BE INSTITUTIONAL INVESTMENT MANAGERS FOR THE PURPOSES OF THE REPORTING REQUIREMENTS UNDER SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 (THE ACT) AND THE RULES PROMULGATED THEREUNDER. BTMU ITSELF DOES NOT DIRECTLY EXERCISE INVESTMENT DISCRETION WITH RESPECT TO ANY SECTION 13(F) SECURITIES POSITIONS EXCEPT THOSE INCLUDED IN THE FORM 13F INFORMATION TABLE BELOW. TO THE EXTENT THAT BTMU'S OWNERSHIP INTEREST IN SUCH OPERATING SUBSIDIARIES IS DEEMED THE EXERCISE OF INVESTMENT DISCRETION REGARDING CERTAIN OF SUCH SUBSIDIARIES' MANAGED ACCOUNTS, THE INFORMATION REQUIRED BY FORM 13F WITH RESPECT TO SUCH ACCOUNTS IS INCLUDED IN THE REPORT SEPARATELY FILED BY EACH OF THE OPERATING SUBSIDIARIES THAT ARE INSTITUTIONAL INVESTMENT MANAGERS SUBJECT TO SECTION 13(F) OF THE ACT. Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: FORM 13F FILE NUMBER NAME -------------------- ----- 28-04665 UnionBanCal Corporation FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ----------- Form 13F Information Table Entry Total: 10 ----------- Form 13F Information Table Value Total: $814,197 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. FORM 13F FILE NUMBER NAME --- -------------------- ----- 01 28-13582 Mitsubishi UFJ Financial Group, Inc. FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- -------- ---------- -------- ------------------- ---------- ---------- -------------------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- MSCI ISHARES INC BRAZIL 464286400 47,898 653,000 SH DEFINED 01 653,000 MSCI CDA ISHARES INC INDEX 464286509 31,670 1,000,000 SH DEFINED 01 1,000,000 MSCI MEX ISHARES INC INVEST 464286822 39,413 630,000 SH DEFINED 01 630,000 FTSE ISHARES TR CHINA25 IDX 464287184 92,343 2,150,000 SH DEFINED 01 2,150,000 MSCI ISHARES TR EMERG MKT 464287234 86,727 1,822,000 SH DEFINED 01 1,822,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 277,137 2,100,000 SH DEFINED 01 2,100,000 SPDR GOLD TRUST GOLD SHS 78463V107 10,001 68,500 SH DEFINED 01 68,500 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 97,826 790,000 SH DEFINED 01 790,000 SELECT SECTOR SBI INT- SPDR TR FINL 81369Y605 35,305 2,300,000 SH DEFINED 01 2,300,000 VANGUARD INTL MSCI EMR EQUITY INDEX F MKT ETF 922042858 95,879 1,972,000 SH DEFINED 01 1,972,000 -----------------------------------------------------------------------------------------------------------------------------------