0000950142-11-000894.txt : 20110509 0000950142-11-000894.hdr.sgml : 20110509 20110509090404 ACCESSION NUMBER: 0000950142-11-000894 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110509 DATE AS OF CHANGE: 20110509 EFFECTIVENESS DATE: 20110509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF TOKYO - MITSUBISHI UFJ, LTD CENTRAL INDEX KEY: 0000852743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 135611741 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05836 FILM NUMBER: 11821509 BUSINESS ADDRESS: STREET 1: 7-1 MARUNOUCHI 2-CHOME STREET 2: CHIYODA-KU CITY: TOKYO 100-8388, STATE: M0 ZIP: 00000 BUSINESS PHONE: 2127824547 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020-1104 FORMER COMPANY: FORMER CONFORMED NAME: BANK OF TOKYO - MITSUBISHI LTD DATE OF NAME CHANGE: 20030908 FORMER COMPANY: FORMER CONFORMED NAME: BANK OF TOKYO MITSUBISHI LTD DATE OF NAME CHANGE: 19981209 FORMER COMPANY: FORMER CONFORMED NAME: MITSUBISHI BANK LTD DATE OF NAME CHANGE: 19981209 13F-HR 1 ea1100335_form13fhr.txt FOR QUARTER ENDED 3-31-2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Bank of Tokyo-Mitsubishi UFJ, Ltd. Address: 7-1, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-8388 Japan Form 13F File Number: 28-05836 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Keiji Yamaguchi Title: Senior Manager Phone: 81-3-3240-6199 Signature, Place, and Date of Signing: /s/ Keiji Yamaguchi Tokyo, Japan May 9, 2011 ----------------------------- ------------------------- --------------------- Signature City, State Date BTMU IS THE PARENT COMPANY OF A NUMBER OF OPERATING SUBSIDIARIES, SOME OF WHICH ARE OR MAY BE INSTITUTIONAL INVESTMENT MANAGERS FOR THE PURPOSES OF THE REPORTING REQUIREMENTS UNDER SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 (THE ACT) AND THE RULES PROMULGATED THEREUNDER. BTMU ITSELF DOES NOT DIRECTLY EXERCISE INVESTMENT DISCRETION WITH RESPECT TO ANY SECTION 13(F) SECURITIES POSITIONS EXCEPT THOSE INCLUDED IN THE FORM 13F INFORMATION TABLE BELOW. TO THE EXTENT THAT BTMU'S OWNERSHIP INTEREST IN SUCH OPERATING SUBSIDIARIES IS DEEMED THE EXERCISE OF INVESTMENT DISCRETION REGARDING CERTAIN OF SUCH SUBSIDIARIES' MANAGED ACCOUNTS, THE INFORMATION REQUIRED BY FORM 13F WITH RESPECT TO SUCH ACCOUNTS IS INCLUDED IN THE REPORT SEPARATELY FILED BY EACH OF THE OPERATING SUBSIDIARIES THAT ARE INSTITUTIONAL INVESTMENT MANAGERS SUBJECT TO SECTION 13(F) OF THE ACT. Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: FORM 13F FILE NUMBER NAME 28-04665 UnionBanCal Corporation FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ----------- Form 13F Information Table Entry Total: 8 ----------- Form 13F Information Table Value Total: $711,390 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. FORM 13F FILE NUMBER NAME 01 28-13582 Mitsubishi UFJ Financial Group, Inc. FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- -------- ---------- -------- ------------------- ---------- ---------- -------------------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- MSCI ISHARES INC BRAZIL 464286400 30,694 396,000 SH DEFINED 01 396,000 MSCI ISHARES INC TAIWAN 464286731 23,780 1,600,000 SH DEFINED 01 1,600,000 FTSE CHINA25 ISHARES TR IDX 464287184 51,647 1,150,000 SH DEFINED 01 1,150,000 POWERSHARES QQQ UNIT TRUST SER 1 73935A104 28,715 500,000 SH DEFINED 01 500,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 278,439 2,100,000 SH DEFINED 01 2,100,000 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 193,141 1,570,000 SH DEFINED 01 1,570,000 SELECT SECTOR SBI SPDR TR INT-FINL 81369Y605 24,585 1,500,000 SH DEFINED 01 1,500,000 VANGUARD INTL MSCI EMR EQUITY INDEX F MKT ETF 922042858 80,389 1,642,270 SH DEFINED 01 1,642,270 -----------------------------------------------------------------------------------------------------------------------------------