0000908662-14-000258.txt : 20140930 0000908662-14-000258.hdr.sgml : 20140930 20140930150216 ACCESSION NUMBER: 0000908662-14-000258 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140926 FILED AS OF DATE: 20140930 DATE AS OF CHANGE: 20140930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAND WORLDWIDE INC CENTRAL INDEX KEY: 0000852437 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 841035353 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 161 WORCESTER ROAD STREET 2: SUITE 401 CITY: FRAMINGHAM STATE: MA ZIP: 01701 BUSINESS PHONE: 508-663-1400 MAIL ADDRESS: STREET 1: 161 WORCESTER ROAD STREET 2: SUITE 401 CITY: FRAMINGHAM STATE: MA ZIP: 01701 FORMER COMPANY: FORMER CONFORMED NAME: AVATECH SOLUTIONS INC DATE OF NAME CHANGE: 20021121 FORMER COMPANY: FORMER CONFORMED NAME: PLANETCAD INC DATE OF NAME CHANGE: 20001117 FORMER COMPANY: FORMER CONFORMED NAME: SPATIAL TECHNOLOGY INC DATE OF NAME CHANGE: 19960708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMP-06 MC LLC CENTRAL INDEX KEY: 0001497795 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31265 FILM NUMBER: 141129458 BUSINESS ADDRESS: STREET 1: C/O AMPERSAND VENTURES STREET 2: 55 WILLIAM STREET, SUITE 240 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 781-239-0700 MAIL ADDRESS: STREET 1: C/O AMPERSAND VENTURES STREET 2: 55 WILLIAM STREET, SUITE 240 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMP-06 Management Co Limited Partnership CENTRAL INDEX KEY: 0001497796 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31265 FILM NUMBER: 141129459 BUSINESS ADDRESS: STREET 1: C/O AMPERSAND VENTURES STREET 2: 55 WILLIAM STREET, SUITE 240 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 781-239-0700 MAIL ADDRESS: STREET 1: C/O AMPERSAND VENTURES STREET 2: 55 WILLIAM STREET, SUITE 240 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMPERSAND 2006 L P CENTRAL INDEX KEY: 0001360456 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31265 FILM NUMBER: 141129460 BUSINESS ADDRESS: STREET 1: 55 WILLIAM ST SUITE 240 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 781-239-0700 MAIL ADDRESS: STREET 1: 55 WILLIAM ST SUITE 240 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RWWI Holdings LLC CENTRAL INDEX KEY: 0001499333 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31265 FILM NUMBER: 141129461 BUSINESS ADDRESS: STREET 1: C/O AMPERSAND VENTURES STREET 2: 55 WILLIAM STREET, SUITE 240 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 781-239-0700 MAIL ADDRESS: STREET 1: C/O AMPERSAND VENTURES STREET 2: 55 WILLIAM STREET, SUITE 240 CITY: WELLESLEY STATE: MA ZIP: 02481 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-09-26 0000852437 RAND WORLDWIDE INC RWWI 0001499333 RWWI Holdings LLC C/O AMPERSAND VENTURES 55 WILLIAM STREET, SUITE 240 WELLESLEY MA 02481 0 0 1 0 0001360456 AMPERSAND 2006 L P C/O AMPERSAND VENTURES 55 WILLIAM STREET, SUITE 240 WELLESLEY MA 02481 0 0 1 0 0001497796 AMP-06 Management Co Limited Partnership C/O AMPERSAND VENTURES 55 WILLIAM STREET, SUITE 240 WELLESLEY MA 02481 0 0 1 0 0001497795 AMP-06 MC LLC C/O AMPERSAND VENTURES 55 WILLIAM STREET, SUITE 240 WELLESLEY MA 02481 0 0 1 0 Common Stock 2014-09-26 4 S 0 9000000 1.20 D 25232682 D These shares are directly owned by RWWI Holdings LLC ("Holdings"). Ampersand 2006 Limited Partnership ("Fund I") is the sole manager of Holdings with the exclusive right and full authority to manage and operate Holdings, including with respect to the voting and disposition of the Common Stock held by Holdings. AMP-06 Management Company Limited Partnership ("Fund 2") is the General Partner of Fund I, and AMP-06 MC LLC ("Fund 3", and together with Fund 1 and Fund 2, the "Funds") is the General Partner of Fund 2. Each of the Funds disclaims beneficial ownership of the Common Stock except to the extent of its respective pecuniary interest therein. Herbert H. Hooper, Principal Managing Member of AMP-06 MC LLC, the General Partner of AMP-06 Management Company Limited Partnership, the General Partner of Ampersand 2006 Limited Partnership, the Manager of RWWI Holdings LLC 2014-09-29 Herbert H. Hooper, Principal Managing Member of AMP-06 MC LLC, the General Partner of AMP-06 Management Company Limited Partnership, the General Partner of Ampersand 2006 Limited Partnership 2014-09-29 Herbert H. Hooper, Principal Managing Member of AMP-06 MC LLC, the General Partner of AMP-06 Management Company Limited Partnership 2014-09-29 Herbert H. Hooper, Principal Managing Member of AMP-06 MC LLC 2014-09-29