0001209191-15-015246.txt : 20150219 0001209191-15-015246.hdr.sgml : 20150219 20150218160555 ACCESSION NUMBER: 0001209191-15-015246 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150215 FILED AS OF DATE: 20150218 DATE AS OF CHANGE: 20150218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALLAGHER PATRICK CENTRAL INDEX KEY: 0001221168 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 15628021 MAIL ADDRESS: STREET 1: 9 S STREET CITY: LONDON ENGLAND STATE: X0 ZIP: 99999999 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-15 0 0000851310 HARMONIC INC HLIT 0001221168 GALLAGHER PATRICK 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 0 0 0 Common Stock 2015-02-15 4 M 0 16949 0.00 A 109717 D Common Stock 2015-02-17 4 S 0 9717 7.8849 D 100000 D Restricted Stock Units 0.00 2015-02-15 4 M 0 16949 0.00 D 2015-02-15 2015-02-15 Common Stock 16949 0 D These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2015. These restricted stock units were initially granted to the recipient on 3/14/2014, and were identified on a Form 4 filed 3/18/2014. Per 10b5-1 Plan dated November 25, 2014. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2015-02-18