0001242538-14-000001.txt : 20140624
0001242538-14-000001.hdr.sgml : 20140624
20140605133253
ACCESSION NUMBER: 0001242538-14-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140605
FILED AS OF DATE: 20140605
DATE AS OF CHANGE: 20140605
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD TOTAL RETURN FUND INC
CENTRAL INDEX KEY: 0000851169
IRS NUMBER: 132529369
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE
STREET 2: 250 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
BUSINESS PHONE: 212-549-8328
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE
STREET 2: 250 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
FORMER COMPANY:
FORMER CONFORMED NAME: HELIOS TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 20090107
FORMER COMPANY:
FORMER CONFORMED NAME: HYPERION BROOKFIELD TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 20070620
FORMER COMPANY:
FORMER CONFORMED NAME: HYPERION TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRAKE RODMAN L
CENTRAL INDEX KEY: 0001242538
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05820
FILM NUMBER: 14893167
MAIL ADDRESS:
STREET 1: C/O BROOKFIELD INVESTMENT MANAGEMENT INC
STREET 2: BROOKFIELD PLACE, 250 VESEY ST, 15TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-06-05
0
0000851169
BROOKFIELD TOTAL RETURN FUND INC
HTR
0001242538
DRAKE RODMAN L
C/O BROOKFIELD INVESTMENT MANAGEMENT INC
BROOKFIELD PLACE, 250 VESEY ST, 15TH FL
NEW YORK
NY
10281-1023
1
0
0
0
Common Stock
2014-06-05
4
P
0
390
24.531
A
6711.6282
I
Parent of Philip L. Drake
Common Stock
2014-06-05
4
P
0
610
24.531
A
7321.6282
I
Parent of Stephan R. Drake
Philip L. Drake Trust
Total shares own by the Trust is 1,152.3906 after this filing
Stephan R. Drake Trust
Total Shares own by the Trust is 1,372.3906 after this filing
/s/Waheed Olowa, on behalf of Rodman L. Drake
2014-06-05