0001193125-11-219687.txt : 20110811 0001193125-11-219687.hdr.sgml : 20110811 20110811163845 ACCESSION NUMBER: 0001193125-11-219687 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110811 DATE AS OF CHANGE: 20110811 EFFECTIVENESS DATE: 20110811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RCM CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000085080 IRS NUMBER: 941753550 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00223 FILM NUMBER: 111028205 BUSINESS ADDRESS: STREET 1: SUITE 2900 FOUR EMBARCADERO CTR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (949)219-2200 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE, SUITE 100 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: DRESDNER RCM GLOBAL INVESTORS LLC DATE OF NAME CHANGE: 19980707 FORMER COMPANY: FORMER CONFORMED NAME: RCM CAPITAL MANAGEMENT LLC /CA DATE OF NAME CHANGE: 19961221 FORMER COMPANY: FORMER CONFORMED NAME: ROSENBERG CAPITAL MANAGEMENT DATE OF NAME CHANGE: 19871113 13F-HR 1 d13fhr.txt RCM CAPITAL MANAGEMENT LLC FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] Is a restatement. [_] Adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RCM Capital Management LLC Address: 555 Mission Street, 17th Floor, San Francisco, CA 94105 Form 13 F File number: 028-00223 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Koo Title: Chief Compliance Officer Phone: (415) 954-5400 Signature, Place, and Date of Signing: /s/ Paul Koo San Francisco, CA 94105 August 11, 2011 ---------------------------- ----------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X]13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_]13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager (s).) Report Summary: Number of Other Included Managers: 1 Form 13-F Information Table Entry Total: 732 Form 13-F Information Table Value Total: $21,747,760 (thousands) List of Other Included Managers Name and Form 13-F File numbers of all institutional investment managers with respect to which this Report is filed, other than the manager filing this Report. No 13F File No.: Name: -- ------------- ------------------------------------- 1. 28-05759 Caywood-Scholl Capital Management LLC SCHEDULE 13F RCM FILE NO. 28-223 94-3244780 ID: SCHED13F 6/30/2011
INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) SHARE MARKET OR (B) (C) VALUE PRINCIPAL SH/ PUTS/ (A) SHARED SHARED (A) (B) (C) NAME OF ISSUER CLASS CUSIP X 1000 AMOUNT PRN CALLS SOLE DEFINED OTHER MANAGER SOLE SHARED NONE ------------------- ------------ ----------- ------- --------- --- ----- ---- ------- ------ ------- --------- ------ --------- A123 Systems Inc COM 03739T 10 8 4,337 815,140 SH X 0 0 815,140 Abbott Laboratories COM 002824 10 0 421 8,000 SH X 0 0 8,000 Abbott Laboratories COM 002824 10 0 190,021 3,611,202 SH X 466,277 0 3,144,925 Accenture PLC SHS CLASS A G1151C 10 1 949 15,705 SH 0 0 15,705 IRELAND Accenture PLC SHS CLASS A G1151C 10 1 199,696 3,305,137 SH X 2,595,827 0 709,310 IRELAND Acme Packet Inc COM 004764 10 6 1,608 22,930 SH X 0 0 22,930 Acme Packet Inc COM 004764 10 6 59,919 854,395 SH X 706,670 0 147,725 Activision COM 00507V 10 9 81,742 6,998,460 SH X 828,030 0 6,170,430 Blizzard Inc Actuant Corp CL A NEW 00508X 20 3 722 26,915 SH X 26,915 0 0 Adobe Systems Inc COM 00724F 10 1 172,878 5,496,930 SH X 611,220 0 4,885,710 ADTRAN Inc COM 00738A 10 6 3,213 83,005 SH X 0 0 83,005 ADTRAN Inc COM 00738A 10 6 107,749 2,783,490 SH X 1,862,820 0 920,670 Aegerion COM 00767E 10 2 49 3,090 SH X 3,090 0 0 Pharmaceuticals Inc AEterna Zentaris COM 007975 20 4 4,344 1,974,581 SH X 854,566 0 1,120,015 Inc Aetna Inc COM 00817Y 10 8 4,582 103,935 SH X 103,935 0 0 Aflac Inc COM 001055 10 2 433 9,275 SH 0 0 9,275 Aflac Inc COM 001055 10 2 72,742 1,558,319 SH X 1,410,989 0 147,330 AGCO Corp COM 001084 10 2 9,999 202,565 SH X 0 0 202,565 Agilent COM 00846U 10 1 362 7,080 SH X 7,080 0 0 Technologies Inc Agilent COM 00846U 10 1 13,779 269,604 SH X 183,629 0 85,975 Technologies Inc Agrium Inc COM 008916 10 8 16,732 190,655 SH X 0 0 190,655 Air Products & COM 009158 10 6 155,536 1,627,281 SH X 416,916 0 1,210,365 Chemicals Inc Akamai COM 00971T 10 1 414 13,170 SH 0 0 13,170 Technologies Inc Akamai COM 00971T 10 1 431 13,690 SH X 13,690 0 0 Technologies Inc Akamai COM 00971T 10 1 99,004 3,145,976 SH X 2,323,092 0 822,884 Technologies Inc Alexandria Real COM 015271 10 9 3,562 46,005 SH X 46,005 0 0 Estate Equities Inc Alimera Sciences COM 016259 10 3 77 9,503 SH X 9,503 0 0 Inc Allegheny COM 01741R 10 2 733 11,545 SH 0 0 11,545 Technologies Inc Allegheny COM 01741R 10 2 112,922 1,779,144 SH X 1,595,524 0 183,620 Technologies Inc Allergan COM 018490 10 2 786 9,440 SH 0 0 9,440 Inc/United States Allergan COM 018490 10 2 178,074 2,139,024 SH X 1,683,064 0 455,960 Inc/United States Alpha Natural COM 02076X 10 2 602 13,241 SH X 13,241 0 0 Resources Inc Altria Group Inc COM 02209S 10 3 396 15,000 SH X 0 0 15,000 Amazon.com Inc COM 023135 10 6 672 3,285 SH 0 0 3,285 Amazon.com Inc COM 023135 10 6 3,088 15,100 SH X 0 0 15,100 Amazon.com Inc COM 023135 10 6 288,388 1,410,280 SH X 1,159,132 0 251,148 American Express Co COM 025816 10 9 321 6,203 SH 0 0 6,203 American Express Co COM 025816 10 9 34,670 670,595 SH X 576,471 0 94,124 American Tower Corp CL A 029912 20 1 114 2,185 SH X 2,185 0 0 American Water COM 030420 10 3 2,887 98,044 SH X 98,044 0 0 Works Co Inc AMERIGROUP Corp COM 03073T 10 2 2,964 42,060 SH X 25,515 0 16,545 AMETEK Inc COM 031100 10 0 9,780 217,826 SH X 167,396 0 50,430 Amgen Inc COM 031162 10 0 199,249 3,414,720 SH X 390,330 0 3,024,390 Amphenol Corp CL A 032095 10 1 570 10,555 SH X 0 0 10,555 Amphenol Corp CL A 032095 10 1 19,302 357,518 SH X 292,273 0 65,245 AMR Corp COM 001765 10 6 24 4,400 SH X 4,400 0 0 Amylin COM 032346 10 8 82 6,113 SH X 6,113 0 0 Pharmaceuticals Inc Anadarko Petroleum COM 032511 10 7 2,172 28,300 SH X 28,300 0 0 Corp Analog Devices Inc COM 032654 10 5 294 7,515 SH X 7,515 0 0 Analog Devices Inc COM 032654 10 5 2,191 55,990 SH X 0 0 55,990 Analog Devices Inc COM 032654 10 5 91,094 2,327,395 SH X 1,481,285 0 846,110 Anthera COM 03674U 10 2 1,126 137,848 SH X 83,590 0 54,258 Pharmaceuticals Inc
INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) SHARE MARKET OR (B) (C) VALUE PRINCIPAL SH/ PUTS/ (A) SHARED SHARED (A) (B) (C) NAME OF ISSUER CLASS CUSIP X 1000 AMOUNT PRN CALLS SOLE DEFINED OTHER MANAGER SOLE SHARED NONE ---------------------- ------- ----------- -------- ---------- --- ----- ---- ------- ------ ------- --------- ------ ---------- Apple Inc COM 037833 10 0 2,798 8,335 SH 0 0 8,335 Apple Inc COM 037833 10 0 8,330 24,815 SH X 0 0 24,815 Apple Inc COM 037833 10 0 901,003 2,684,194 SH X 1,951,902 0 732,292 Aqua America Inc COM 03836W 10 3 2,156 98,081 SH X 98,081 0 0 Arch Capital Group COM G0450A 10 5 3,847 120,505 SH X 100,300 0 20,205 Ltd Arch Coal Inc COM 039380 10 0 332 12,470 SH X 12,470 0 0 Arch Coal Inc COM 039380 10 0 9,067 340,110 SH X 287,825 0 52,285 COM 039483 10 2 193,666 6,423,405 SH X 721,160 0 5,702,245 Archer-Daniels-Midland Co Ardea Biosciences COM 03969P 10 7 3,595 141,210 SH X 83,640 0 57,570 Inc Ariba Inc COM 04033V 20 3 32,678 948,000 SH X 81,200 0 866,800 Aruba Networks Inc COM 043176 10 6 946 32,020 SH X 32,020 0 0 Aspen Technology COM 045327 10 3 14,598 849,695 SH X 849,695 0 0 Inc Atlas Air COM 049164 20 5 578 9,710 SH X 9,710 0 0 Worldwide Holdings Inc Atmel Corp COM 049513 10 4 1,207 85,820 SH X 0 0 85,820 Atmel Corp COM 049513 10 4 38,778 2,756,105 SH X 2,179,070 0 577,035 AT&T Inc COM 00206R 10 2 224,695 7,153,611 SH X 865,590 0 6,288,021 Atwood Oceanics Inc COM 050095 10 8 496 11,230 SH X 11,230 0 0 Autodesk Inc COM 052769 10 6 117,971 3,056,255 SH X 363,255 0 2,693,000 Avago Technologies SHS Y0486S 10 4 294 7,725 SH X 7,725 0 0 Ltd Avago Technologies SHS Y0486S 10 4 1,625 42,750 SH X 0 0 42,750 Ltd Avago Technologies SHS Y0486S 10 4 65,255 1,717,235 SH X 1,353,765 0 363,470 Ltd Avis Budget Group COM 053774 10 5 3,162 185,000 SH X 185,000 0 0 Inc Axis Capital SHS G0692U 10 9 2,700 87,215 SH X 87,215 0 0 Holdings Ltd Baidu Inc/China SPON 056752 10 8 3,418 24,390 SH X 0 0 24,390 ADR REP A Baidu Inc/China SPON 056752 10 8 145,103 1,035,485 SH X 883,950 0 151,535 ADR REP A Baker Hughes Inc COM 057224 10 7 23,247 320,380 SH X 306,470 0 13,910 Bank of America COM 060505 10 4 72 6,540 SH X 6,540 0 0 Corp Bank of Nova Scotia COM 064149 10 7 74 1,227 SH X 1,227 0 0 BE Aerospace Inc COM 073302 10 1 842 20,620 SH X 20,620 0 0 Becton Dickinson COM 075887 10 9 467 5,425 SH X 5,425 0 0 and Co Bed Bath & Beyond COM 075896 10 0 25,215 431,991 SH X 431,991 0 0 Inc Berkshire Hathaway CL B 084670 70 2 2,144 27,700 SH X 22,100 0 5,600 Inc NEW Blue Coat Systems COM 09534T 50 8 10,860 496,800 SH X 0 0 496,800 Inc NEW Boeing Co (The) COM 097023 10 5 321,861 4,353,597 SH X 529,400 0 3,824,197 BorgWarner Inc COM 099724 10 6 254 3,150 SH 0 0 3,150 BorgWarner Inc COM 099724 10 6 60,022 742,942 SH X 655,862 0 87,080 Boston Scientific COM 101137 10 7 132 19,080 SH X 19,080 0 0 Corp Brigham COM 109178 10 3 396 13,240 SH X 13,240 0 0 Exploration Co Brigham COM 109178 10 3 7,424 248,040 SH X 192,180 0 55,860 Exploration Co Bristol-Myers COM 110122 10 8 449 15,500 SH X 15,500 0 0 Squibb Co Broadcom Corp CL A 111320 10 7 2,390 71,050 SH X 54,945 0 16,105 BroadSoft Inc COM 11133B 40 9 652 17,105 SH X 17,105 0 0 Brocade COM 111621 30 6 482 74,640 SH X 74,640 0 0 Communications NEW Systems Inc Brocade COM 111621 30 6 103,691 16,051,204 SH X 2,986,609 0 13,064,595 Communications NEW Systems Inc Cabot Oil & Gas COM 127097 10 3 1,180 17,795 SH X 17,795 0 0 Corp Calgon Carbon Corp COM 129603 10 6 728 42,813 SH X 42,813 0 0 Calix Inc COM 13100M 50 9 953 45,790 SH X 45,790 0 0 Cameron COM 13342B 10 5 797 15,850 SH 0 0 15,850 International Corp Cameron COM 13342B 10 5 452 8,980 SH X 8,980 0 0 International Corp Cameron COM 13342B 10 5 354,527 7,049,646 SH X 3,396,551 0 3,653,095 International Corp Cardinal Health Inc COM 14149Y 10 8 973 21,420 SH 0 0 21,420 Cardinal Health Inc COM 14149Y 10 8 219,419 4,830,898 SH X 3,770,435 0 1,060,463 Caribou Coffee Co COM 142042 20 9 777 58,710 SH X 58,710 0 0 Inc Carnival Corp PAIRED 143658 30 0 2,141 56,900 SH X 56,900 0 0 CTF Carpenter COM 144285 10 3 8,824 152,980 SH X 125,650 0 27,330 Technology Corp Carrizo Oil & Gas COM 144577 10 3 713 17,085 SH X 17,085 0 0 Inc Caterpillar Inc COM 149123 10 1 45,240 424,947 SH X 54,995 0 369,952 Cavium Inc COM 14965A 10 1 622,683 14,285 SH X 14,285 0 0 CBS Corp CL B 124857 20 2 640 22,480 SH 0 0 22,480 CBS Corp CL B 124857 20 2 521 18,275 SH X 18,275 0 0 CBS Corp CL B 124857 20 2 132,331 4,644,809 SH X 4,174,982 0 469,827 Celanese Corp COM 150870 10 3 332 6,230 SH X 6,230 0 0 SER A
INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) SHARE MARKET OR (B) (C) VALUE PRINCIPAL SH/ PUTS/ (A) SHARED SHARED (A) (B) (C) NAME OF ISSUER CLASS CUSIP X 1000 AMOUNT PRN CALLS SOLE DEFINED OTHER MANAGER SOLE SHARED NONE ------------------ -------------- ----------- ------- --------- --- ----- ---- ------- ------ ------- --------- ------ --------- Celanese Corp COM SER A 150870 10 3 1,093 20,505 SH X 11,070 0 9,435 Centene Corp COM 15135B 10 1 245 6,885 SH X 6,885 0 0 Centene Corp COM 15135B 10 1 11,277 317,385 SH X 249,225 0 68,160 Cepheid Inc COM 15670R 10 7 816 23,570 SH X 23,570 0 0 Cerner Corp COM 156782 10 4 10,624 173,850 SH X 121,040 0 52,810 CF Industries COM 125269 10 0 37,681 265,980 SH X 0 0 265,980 Holdings Inc Changyou.com Ltd ADS REP CL A 15911M 10 7 570 12,950 SH X 12,950 0 0 ADR Charles Schwab COM 808513 10 5 580 35,261 SH X 0 0 35,261 Corp (The) Charles Schwab COM 808513 10 5 761 46,275 SH X 39,575 0 6,700 Corp (The) Chart Industries COM PAR $0.01 16115Q 30 8 780 14,455 SH X 14,455 0 0 Inc Check Point ORD M22465 10 4 378 6,643 SH X 6,643 0 0 Software Technologies Ltd Cheesecake Factory COM 163072 10 1 609 19,410 SH X 19,410 0 0 Inc (The) Chevron Corp NEW COM 166764 10 0 1,390 13,515 SH X 0 0 13,515 Chevron Corp NEW COM 166764 10 0 218,743 2,127,024 SH X 256,544 0 1,870,480 China Automotive COM 16936R 10 5 718 83,205 SH X 0 0 83,205 Systems Inc ChinaCache SPONSORED 16950M 10 7 1 100 SH X 100 0 0 International ADR Holdings Ltd Chipotle Mexican COM 169656 10 5 402 1,305 SH X 1,305 0 0 Grill Inc Class A Chipotle Mexican COM 169656 10 5 2,519 8,175 SH X 2,460 0 5,715 Grill Inc Class A Chubb Corp COM 171232 10 1 61,329 979,540 SH X 117,840 0 861,700 Cia de Saneamento SPONSORED 20441A 10 2 1,841 30,854 SH X 30,854 0 0 Basico do Estado ADR de Sao Paulo Ciena Corp COM NEW 171779 30 9 977 53,180 SH X 53,180 0 0 Cirrus Logic Inc COM 172755 10 0 99 6,210 SH X 0 0 6,210 Cirrus Logic Inc COM 172755 10 0 9,040 568,540 SH X 170,650 0 397,890 Cisco Systems Inc COM 17275R 10 2 204 13,065 SH 0 0 13,065 Cisco Systems Inc COM 17275R 10 2 51,016 3,268,181 SH X 1,628,665 0 1,639,516 Citrix Systems Inc COM 177376 10 0 2,941 36,760 SH X 0 0 36,760 Citrix Systems Inc COM 177376 10 0 83,033 1,037,911 SH X 672,835 0 365,076 Clean Harbors Inc COM 184496 10 7 315 3,050 SH X 3,050 0 0 Cliffs Natural COM 18683K 10 1 422 4,560 SH X 4,560 0 0 Resources Inc Cliffs Natural COM 18683K 10 1 11,339 122,650 SH X 94,380 0 28,270 Resources Inc CMS Energy Corp COM 125896 10 0 3,314 168,320 SH X 168,320 0 0 CNH Global NV SHS NEW N20935 20 6 15,822 409,360 SH X 0 0 409,360 Coach Inc COM 189754 10 4 323 5,060 SH X 5,060 0 0 Coach Inc COM 189754 10 4 2,502 39,135 SH X 13,490 0 25,645 Coca-Cola Co (The) COM 191216 10 0 1,327 19,720 SH 0 0 19,720 Coca-Cola Co (The) COM 191216 10 0 203,411 3,022,897 SH X 2,297,091 0 725,806 Coca-Cola COM 19122T 10 9 495 16,950 SH X 16,950 0 0 Enterprises Inc Coca-Cola COM 19122T 10 9 6,653 227,995 SH X 169,200 0 58,795 Enterprises Inc Codexis Inc COM 192005 10 6 523 54,320 SH X 46,875 0 7,445 Coinstar Inc COM 19259P 30 0 2,259 41,420 SH X 9,200 0 32,220 Community Health COM 203668 10 8 34 1,340 SH X 1,340 0 0 Systems Inc CommVault Systems COM 204166 10 2 777 17,475 SH X 17,475 0 0 Inc Concho Resources COM 20605P 10 1 1,083 11,795 SH X 11,795 0 0 Inc/Midland TX Consol Energy Inc COM 20854P 10 9 4,761 98,200 SH X 98,200 0 0 Consolidated COM 209115 10 4 871 16,355 SH X 16,355 0 0 Edison Inc Cooper Cos Inc COM NEW 216648 40 2 328 4,145 SH X 4,145 0 0 (The) Cooper Cos Inc COM NEW 216648 40 2 13,741 173,415 SH X 121,545 0 51,870 (The) Cooper Industries SHS G24140 10 8 507 8,495 SH 0 0 8,495 PLC Class A Cooper Industries SHS G24140 10 8 848 14,205 SH X 0 0 14,205 PLC Class A Cooper Industries SHS G24140 10 8 176,987 2,966,095 SH X 2,003,980 0 962,115 PLC Class A Core Laboratories COM N22717 10 7 5,156 46,230 SH X 46,230 0 0 NV Corning Inc COM 219350 10 5 170,384 9,387,550 SH X 1,134,630 0 8,252,920 Corn Products COM 219023 10 8 16,635 300,915 SH X 0 0 300,915 International Inc Costco Wholesale COM 22160K 10 5 602 7,410 SH 0 0 7,410 Corp Costco Wholesale COM 22160K 10 5 62,948 774,845 SH X 654,630 0 120,215 Corp Covanta Holding COM 22282E 10 2 1,115 67,611 SH X 67,611 0 0 Corp Cree Inc COM 225447 10 1 1,713 50,998 SH X 50,998 0 0 Crown Castle COM 228227 10 4 90 2,205 SH X 2,205 0 0 International Corp CSX Corp COM 126408 10 3 1,928 73,530 SH X 38,580 0 34,950 Ctrip.com AMERICAN 22943F 10 0 756 17,555 SH X 0 0 17,555 International Ltd DEP SHS ADR Ctrip.com AMERICAN 22943F 10 0 35,059 813,822 SH X 699,762 0 114,060 International Ltd DEP SHS ADR Cullen/Frost COM 229899 10 9 2,709 47,650 SH X 47,650 0 0 Bankers Inc
INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) SHARE MARKET OR (B) (C) VALUE PRINCIPAL SH/ PUTS/ (A) SHARED SHARED (A) (B) (C) NAME OF ISSUER CLASS CUSIP X 1000 AMOUNT PRN CALLS SOLE DEFINED OTHER MANAGER SOLE SHARED NONE ---------------- -------------- ----------- ------- ---------- --- ----- ---- ------- ------ ------- ---------- ------ --------- CVS Caremark COM 126650 10 0 97 2,574 SH X 2,574 0 0 Corp Cymer Inc COM 232572 10 7 4,050 81,800 SH X 66,515 0 15,285 Cypress COM 232806 10 9 1,710 80,870 SH X 0 0 80,870 Semiconductor Corp Cypress COM 232806 10 9 45,426 2,148,815 SH X 1,627,800 0 521,015 Semiconductor Corp Danaher Corp COM 235851 10 2 18,557 350,195 SH X 137,219 0 212,976 Darling COM 237266 10 1 12,930 730,530 SH X 0 0 730,530 International Inc DaVita Inc COM 23918K 10 8 7,599 87,740 SH X 67,020 0 20,720 Deckers COM 243537 10 7 270 3,065 SH X 3,065 0 0 Outdoor Corp Deckers COM 243537 10 7 3,922 44,500 SH X 33,410 0 11,090 Outdoor Corp Deere & Co COM 244199 10 5 870 10,555 SH 0 0 10,555 Deere & Co COM 244199 10 5 208,012 2,522,885 SH X 1,799,030 0 723,855 Dell Inc COM 24702R 10 1 2,379 142,700 SH X 142,700 0 0 Dendreon Corp COM 24823Q 10 7 362 9,180 SH X 9,180 0 0 Dendreon Corp COM 24823Q 10 7 11,737 297,584 SH X 197,884 0 99,700 Deutsche Bank NAMEN AKT D18190 89 8 36 602 SH X 602 0 0 AG Devon Energy COM 25179M 10 3 695 8,825 SH X 0 0 8,825 Corp DeVry Inc DEL COM 251893 10 3 5,386 91,090 SH X 79,415 0 11,675 Diamond Foods COM 252603 10 5 805 10,550 SH X 10,550 0 0 Inc Dick's Sporting COM 253393 10 2 402 10,450 SH X 10,450 0 0 Goods Inc Dick's Sporting COM 253393 10 2 9,902 257,540 SH X 169,085 0 88,455 Goods Inc Digital Realty COM 253868 10 3 3,342 54,095 SH X 54,095 0 0 Trust Inc Discover COM 254709 10 8 8,663 323,845 SH X 323,845 0 0 Financial Services Dollar Tree Inc COM 256746 10 8 558 8,375 SH X 8,375 0 0 Dollar Tree Inc COM 256746 10 8 7,071 106,139 SH X 73,964 0 32,175 Donaldson Co COM 257651 10 9 2,564 42,248 SH X 42,248 0 0 Inc Dow Chemical COM 260543 10 3 194 5,400 SH X 0 0 5,400 Co (The) Dril-Quip Inc COM 262037 10 4 1,403 20,680 SH X 14,300 0 6,380 Duoyuan SPONSORED ADR 266043 10 8 14 14,000 SH X 14,000 0 0 Global Water Inc ADR Dynavax COM 268158 10 2 26 9,528 SH X 9,528 0 0 Technologies Corp Eastman COM 277432 10 0 66 646 SH X 0 0 646 Chemical Co Eaton Corp COM 278058 10 2 760 14,770 SH 0 0 14,770 Eaton Corp COM 278058 10 2 203,112 3,947,754 SH X 3,012,264 0 935,490 eBay Inc COM 278642 10 3 1,333 41,310 SH X 0 0 41,310 eBay Inc COM 278642 10 3 205,063 6,354,599 SH X 1,876,784 0 4,477,815 Echelon Corp COM 27874N 10 5 8,908 980,000 SH X 0 0 980,000 E-Commerce SPN ADS COM A 26833A 10 5 1 100 SH X 100 0 0 China Dangdang Inc ADR Edwards COM 28176E 10 8 303 3,475 SH X 3,475 0 0 Lifesciences Corp Edwards COM 28176E 10 8 40,449 463,967 SH X 391,792 0 72,175 Lifesciences Corp Electronic Arts COM 285512 10 9 88,985 3,770,530 SH X 439,320 0 3,331,210 Inc EMC Corp/ COM 268648 10 2 1,014 36,820 SH 0 0 36,820 Massachusetts EMC Corp/ COM 268648 10 2 3,866 140,325 SH X 0 0 140,325 Massachusetts EMC Corp/ COM 268648 10 2 487,877 17,708,770 SH X 10,728,845 0 6,979,925 Massachusetts Emerson COM 291011 10 4 902 16,040 SH X 16,040 0 0 Electric Co Endologix Inc COM 29266S 10 6 672 72,286 SH X 72,286 0 0 Endo COM 29264F 20 5 84 2,103 SH X 2,103 0 0 Pharmaceuticals Holdings Inc Energy XXI USD UNRS SHS G10082 14 0 611 18,400 SH X 18,400 0 0 Bermuda Ltd EnerNOC Inc COM 292764 10 7 2,476 157,275 SH X 33,375 0 123,900 EnerSys COM 29275Y 10 2 21,303 618,910 SH X 618,910 0 0 Ensco PLC SPONSORED ADR 29358Q 10 9 1,372 25,750 SH X 25,750 0 0 ESCO COM 296315 10 4 7,278 197,775 SH X 0 0 197,775 Technologies Inc Estee Lauder CL A 518439 10 4 935 8,886 SH X 8,886 0 0 Cos Inc (The) ExamWorks COM 30066A 10 5 676 26,640 SH X 26,640 0 0 Group Inc Express Inc COM 30219E 10 3 643 29,500 SH X 29,500 0 0 Express Scripts COM 302182 10 0 408 7,550 SH 0 0 7,550 Inc Express Scripts COM 302182 10 0 92,614 1,715,708 SH X 1,353,234 0 362,474 Inc Exxon Mobil COM 30231G 10 2 377 4,632 SH X 0 0 4,632 Corp Exxon Mobil COM 30231G 10 2 329,526 4,049,230 SH X 489,110 0 3,560,120 Corp F5 Networks COM 315616 10 2 59,608 540,664 SH X 242,624 0 298,040 Inc Fairchild COM 303726 10 3 2,553 152,755 SH X 152,755 0 0 Semiconductor International Inc FedEx Corp COM 31428X 10 6 4,356 45,930 SH X 36,430 0 9,500 Fifth Third COM 316773 10 0 183 14,325 SH X 14,325 0 0 Bancorp Fifth Third COM 316773 10 0 7,597 595,815 SH X 528,495 0 67,320 Bancorp
INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) SHARE MARKET OR (B) (C) VALUE PRINCIPAL SH/ PUTS/ (A) SHARED SHARED (A) (B) (C) NAME OF ISSUER CLASS CUSIP X 1000 AMOUNT PRN CALLS SOLE DEFINED OTHER MANAGER SOLE SHARED NONE --------------------- -------- ----------- -------- ---------- --- ----- ---- ------- ------ ------- --------- ------ ---------- Finisar Corp COM NEW 31787A 50 7 5,056 280,430 SH X 226,755 0 53,675 First Solar Inc COM 336433 10 7 7,258 54,875 SH X 52,742 0 2,133 FLIR Systems Inc COM 302445 10 1 133,203 3,951,430 SH X 445,250 0 3,506,180 Flowserve Corp COM 34354P 10 5 722 6,570 SH 0 0 6,570 Flowserve Corp COM 34354P 10 5 167,600 1,525,158 SH X 1,209,268 0 315,890 Fluor Corp NEW COM 343412 10 2 133 2,050 SH X 2,050 0 0 FMC Technologies Inc COM 30249U 10 1 1,339 29,890 SH X 29,890 0 0 Ford Motor Co COM PAR 345370 86 0 1,371 99,445 SH X 52,090 0 47,355 $0.01 Fortress Investment CL A 34958B 10 6 569 118,030 SH X 118,030 0 0 Group LLC Franklin Electric Co COM 353514 10 2 1,521 32,404 SH X 32,404 0 0 Inc Franklin Resources COM 354613 10 1 446 3,400 SH X 3,400 0 0 Inc Freeport-McMoRan COM 35671D 85 7 820 15,495 SH 0 0 15,495 Copper & Gold Inc Class B Freeport-McMoRan COM 35671D 85 7 311,407 5,886,718 SH X 2,451,128 0 3,435,590 Copper & Gold Inc Class B Fresh Market Inc COM 35804H 10 6 271 6,995 SH X 6,995 0 0 (The) Fresh Market Inc COM 35804H 10 6 2,028 52,441 SH X 25,741 0 26,700 (The) Fusion-io Inc COM 36112J 10 7 486 16,165 SH X 16,165 0 0 Gardner Denver Inc COM 365558 10 5 7,216 85,850 SH X 66,250 0 19,600 Garmin Ltd SHS H2906T 10 9 310 9,400 SH X 9,400 0 0 General Electric Co COM 369604 10 3 1,568 83,120 SH X 0 0 83,120 General Electric Co COM 369604 10 3 318,773 16,902,043 SH X 2,039,140 0 14,862,903 Genesee & Wyoming Inc CL A 371559 10 5 769 13,120 SH X 13,120 0 0 Gen-Probe Inc NEW COM 36866T 10 3 327 4,734 SH X 4,734 0 0 Geron Corp COM 374163 10 3 669 166,800 SH X 0 0 166,800 G-III Apparel Group COM 36237H 10 1 657 19,065 SH X 19,065 0 0 Ltd Globe Specialty COM 37954N 20 6 832 37,100 SH X 37,100 0 0 Metals Inc Goldman Sachs Group COM 38141G 10 4 2,485 18,670 SH X 15,200 0 3,470 Inc (The) Goodrich Corp COM 382388 10 6 34,881 365,245 SH X 339,440 0 25,805 Google Inc CL A 38259P 50 8 1,367 2,699 SH 0 0 2,699 Google Inc CL A 38259P 50 8 2,317 4,575 SH X 0 0 4,575 Google Inc CL A 38259P 50 8 366,366 723,501 SH X 583,603 0 139,898 Greif Inc CL A 397624 10 7 3,206 49,300 SH X 49,300 0 0 Guess? Inc COM 401617 10 5 19,415 461,601 SH X 461,601 0 0 Gulfport Energy Corp COM NEW 402635 30 4 766 25,815 SH X 25,815 0 0 Hain Celestial Group COM 405217 10 0 3,994 119,725 SH X 72,630 0 47,095 Inc (The) Halliburton Co COM 406216 10 1 1,257 24,645 SH X 24,645 0 0 Halozyme COM 40637H 10 9 60 8,670 SH X 8,670 0 0 Therapeutics Inc Hansen Natural Corp COM 411310 10 5 6,624 81,825 SH X 61,630 0 20,195 Hasbro Inc COM 418056 10 7 600 13,660 SH 0 0 13,660 Hasbro Inc COM 418056 10 7 484 11,015 SH X 11,015 0 0 Hasbro Inc COM 418056 10 7 149,598 3,405,376 SH X 2,674,276 0 731,100 HCA Holdings Inc COM 40412C 10 1 6,630 200,915 SH X 120,890 0 80,025 Health Management CL A 421933 10 2 611 56,660 SH X 56,660 0 0 Associates Inc NEW Health Net Inc COM 42222G 10 8 75 2,328 SH X 2,328 0 0 Hecla Mining Co COM 422704 10 6 55,896 7,268,600 SH X 847,600 0 6,421,000 Helmerich & Payne Inc COM 423452 10 1 505 7,640 SH X 7,640 0 0 Henry Schein Inc COM 806407 10 2 365 5,102 SH 0 0 5,102 Henry Schein Inc COM 806407 10 2 45,452 634,891 SH X 526,584 0 108,307 Herbalife Ltd COM USD G4412G 10 1 3,844 66,695 SH X 40,460 0 26,235 SHS Hershey Co (The) COM 427866 10 8 416 7,325 SH X 7,325 0 0 Hershey Co (The) COM 427866 10 8 17,087 300,570 SH X 280,060 0 20,510 Hertz Global COM 42805T 10 5 3,132 197,200 SH X 197,200 0 0 Holdings Inc Hess Corp COM 42809H 10 7 1,672 22,360 SH X 22,360 0 0 Hewlett-Packard Co COM 428236 10 3 919 25,245 SH X 0 0 25,245 Hewlett-Packard Co COM 428236 10 3 21,640 594,510 SH X 436,490 0 158,020 Hitachi Ltd ADR 10 433578 50 7 517 8,680 SH X 8,680 0 0 COM HMS Holdings Corp COM 40425J 10 1 773 10,060 SH X 10,060 0 0 Hospira Inc COM 441060 10 0 249 4,395 SH X 4,395 0 0 Hospira Inc COM 441060 10 0 9,708 171,344 SH X 122,519 0 48,825 Human Genome COM 444903 10 8 224 9,120 SH X 9,120 0 0 Sciences Inc Human Genome COM 444903 10 8 6,900 281,183 SH X 160,838 0 120,345 Sciences Inc Huntington Ingalls COM 446413 10 6 1 28 SH X 0 0 28 Industries Inc Iberiabank Corp COM 450828 10 8 3,209 55,680 SH X 55,680 0 0
INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) SHARE MARKET OR (B) (C) VALUE PRINCIPAL SH/ PUTS/ (A) SHARED SHARED (A) (B) (C) NAME OF ISSUER CLASS CUSIP X 1000 AMOUNT PRN CALLS SOLE DEFINED OTHER MANAGER SOLE SHARED NONE ------------------- ---------- ----------- -------- ---------- --- ----- ---- ------- ------ ------- ---------- ------ ---------- ICICI Bank Ltd ADR 45104G 10 4 1,778 36,055 SH X 0 0 36,055 IDEX Corp COM 45167R 10 4 3,709 80,904 SH X 80,904 0 0 Illinois Tool COM 452308 10 9 1,926 34,095 SH X 30,975 0 3,120 Works Inc Illumina Inc COM 452327 10 9 5,521 73,470 SH X 36,765 0 36,705 Informatica Corp COM 45666Q 10 2 1,830 31,320 SH X 0 0 31,320 Informatica Corp COM 45666Q 10 2 78,305 1,340,155 SH X 1,129,155 0 211,000 Infosys Ltd SPONSORED 456788 10 8 398 6,100 SH X 6,100 0 0 ADR Inhibitex Inc COM 45719T 10 3 1,137 290,020 SH X 181,890 0 108,130 Insulet Corp COM 45784P 10 1 597 26,925 SH X 26,925 0 0 Intel Corp COM 458140 10 0 923 41,665 SH 0 0 41,665 Intel Corp COM 458140 10 0 177 8,000 SH X 0 0 8,000 Intel Corp COM 458140 10 0 3,823 172,525 SH X 0 0 172,525 Intel Corp COM 458140 10 0 487,149 21,983,272 SH X 10,478,464 0 11,504,808 InterMune Inc COM 45884X 10 3 61 1,688 SH X 1,688 0 0 International COM 459200 10 1 2,488 14,505 SH X 0 0 14,505 Business Machines Corp International COM 459200 10 1 76,112 443,670 SH X 353,545 0 90,125 Business Machines Corp International COM 459506 10 1 335 5,215 SH X 5,215 0 0 Flavors & Fragrances Inc International COM 459506 10 1 5,201 80,955 SH X 65,640 0 15,315 Flavors & Fragrances Inc International COM 460146 10 3 44 1,480 SH X 0 0 1,480 Paper Co International COM 460146 10 3 6,032 202,275 SH X 202,275 0 0 Paper Co Interpublic Group COM 460690 10 0 513 41,015 SH X 41,015 0 0 of Cos Inc (The) Interpublic Group COM 460690 10 0 4,761 380,875 SH X 270,005 0 110,870 of Cos Inc (The) Intrepid Potash Inc COM 46121Y 10 2 10,836 333,400 SH X 0 0 333,400 Intuit Inc COM 461202 10 3 4,112 79,300 SH X 0 0 79,300 Intuit Inc COM 461202 10 3 157,968 3,046,050 SH X 1,677,450 0 1,368,600 Intuitive Surgical COM NEW 46120E 60 2 9,304 25,004 SH X 15,654 0 9,350 Inc Invesco Ltd SHS G491BT 10 8 247 10,575 SH X 10,575 0 0 Invesco Ltd SHS G491BT 10 8 1,234 52,745 SH X 36,720 0 16,025 IPC The COM 44984A 10 5 654 14,105 SH X 14,105 0 0 Hospitalist Co Inc Ironwood COM CL A 46333X 10 8 57 3,633 SH X 3,633 0 0 Pharmaceuticals Inc iShares TR MSCI 464287 23 4 5 100 SH X 100 0 0 EMERG MKT Isis COM 464330 10 9 73 8,000 SH X 8,000 0 0 Pharmaceuticals Inc Itau Unibanco SPON ADR 465562 10 6 313 13,277 SH X 13,277 0 0 Holding SA REP PFD Itron Inc COM 465741 10 6 10,503 218,093 SH X 31,528 0 186,565 ITT Corp NEW COM 450911 10 2 5,672 96,243 SH X 96,243 0 0 JB Hunt Transport COM 445658 10 7 7,145 151,735 SH X 112,800 0 38,935 Services Inc JDS Uniphase Corp COM PAR 46612J 50 7 2 100 SH X 100 0 0 $0.01 Johnson Controls COM 478366 10 7 3,130 75,130 SH X 75,130 0 0 Inc Johnson & Johnson COM 478160 10 4 346 5,200 SH X 0 0 5,200 Johnson & Johnson COM 478160 10 4 141,502 2,127,205 SH X 274,420 0 1,852,785 Joy Global Inc COM 481165 10 8 809 8,497 SH 0 0 8,497 Joy Global Inc COM 481165 10 8 204,546 2,147,695 SH X 1,678,016 0 469,679 JPMorgan Chase & Co COM 46625H 10 0 162,218 3,962,331 SH X 1,321,711 0 2,640,620 KBR Inc COM 48242W 10 6 6,664 176,820 SH X 145,720 0 31,100 Kennametal Inc COM 489170 10 0 865 20,485 SH X 8,150 0 12,335 Keryx COM 492515 10 1 924 195,450 SH X 124,300 0 71,150 Biopharmaceuticals Inc Key Energy COM 492914 10 6 888 49,330 SH X 49,330 0 0 Services Inc KLA-Tencor Corp COM 482480 10 0 405 10,000 SH X 10,000 0 0 Koppers Holdings COM 50060P 10 6 536 14,125 SH X 14,125 0 0 Inc Kraft Foods Inc CL A 50075N 10 4 366 10,380 SH X 0 0 10,380 Kroger Co (The) COM 501044 10 1 3,405 137,300 SH X 137,300 0 0 KV Pharmaceutical CL A 482740 20 6 783 287,728 SH X 30,168 0 257,560 Co Lam Research Corp COM 512807 10 8 1,580 35,685 SH X 8,400 0 27,285 Las Vegas Sands COM 517834 10 7 4,114 97,470 SH X 97,470 0 0 Corp Lattice COM 518415 10 4 761 116,675 SH X 116,675 0 0 Semiconductor Corp Lazard Ltd SHS A G54050 10 2 260 7,000 SH X 7,000 0 0 Lazard Ltd SHS A G54050 10 2 6,648 179,195 SH X 135,220 0 43,975 Lear Corp COM NEW 521865 20 4 499 9,323 SH 0 0 9,323 Lear Corp COM NEW 521865 20 4 93,979 1,757,271 SH X 1,581,745 0 175,526 Lindsay Corp COM 535555 10 6 15,341 222,974 SH X 17,299 0 205,675 LinkedIn Corp COM CL A 53578A 10 8 242 2,685 SH X 2,685 0 0 LinkedIn Corp COM CL A 53578A 10 8 6,439 71,469 SH X 48,649 0 22,820
INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) SHARE MARKET OR (B) (C) VALUE PRINCIPAL SH/ PUTS/ (A) SHARED SHARED (A) (B) (C) NAME OF ISSUER CLASS CUSIP X 1000 AMOUNT PRN CALLS SOLE DEFINED OTHER MANAGER SOLE SHARED NONE ---------------- --------------- ----------- ------- --------- --- ----- ---- ------- ------ ------- --------- ------ --------- LivePerson Inc COM 538146 10 1 740 52,355 SH X 52,355 0 0 Lockheed COM 539830 10 9 866 10,700 SH X 8,800 0 1,900 Martin Corp Longtop ADR 54318P 10 8 183 60,865 SH X 0 0 60,865 Financial Technologies Ltd Longtop ADR 54318P 10 8 8,004 2,667,870 SH X 2,111,710 0 556,160 Financial Technologies Ltd Lowe's Cos Inc COM 548661 10 7 62 2,643 SH X 2,643 0 0 Lufkin COM 549764 10 8 551 6,400 SH X 6,400 0 0 Industries Inc Lululemon COM 550021 10 9 3,622 32,390 SH X 19,650 0 12,740 Athletica Inc LyondellBasell SHS A N53745 10 0 320 8,315 SH X 8,315 0 0 Industries NV LyondellBasell SHS A N53745 10 0 7,988 207,370 SH X 159,990 0 47,380 Industries NV Magellan COM NEW 559079 20 7 155 2,829 SH X 2,829 0 0 Health Services Inc MAKO COM 560879 10 8 2,791 93,880 SH X 0 0 93,880 Surgical Corp Manitowoc Co COM 563571 10 8 3,406 202,255 SH X 168,265 0 33,990 Inc (The) MAP COM 56509R 10 8 43 2,695 SH X 2,695 0 0 Pharmaceuticals Inc Marathon Oil COM 565849 10 6 3,443 65,365 SH X 65,365 0 0 Corp Market Vectors GOLD MINER ETF 57060U 10 0 661 12,100 SH X 12,100 0 0 Gold Miners ETF Marvell ORD G5876H 10 5 413 27,975 SH X 27,975 0 0 Technology Group Ltd Marvell ORD G5876H 10 5 36,359 2,462,530 SH X 699,695 0 1,762,835 Technology Group Ltd Masimo Corp COM 574795 10 0 565 19,040 SH X 19,040 0 0 Mastercard Inc CL A 57636Q 10 4 1,365 4,530 SH X 0 0 4,530 Mastercard Inc CL A 57636Q 10 4 41,906 139,065 SH X 110,750 0 28,315 Mattel Inc COM 577081 10 2 100 3,635 SH X 3,635 0 0 Maxwell COM 577767 10 6 9,079 560,800 SH X 0 0 560,800 Technologies Inc McDonald's COM 580135 10 1 1,052 12,480 SH 0 0 12,480 Corp McDonald's COM 580135 10 1 307,667 3,648,808 SH X 2,131,594 0 1,517,214 Corp McGraw-Hill COM 580645 10 9 6,114 145,885 SH X 119,365 0 26,520 Cos Inc (The) McKesson Corp COM 58155Q 10 3 77 919 SH X 919 0 0 MDC Partners CL A SUB VTG 552697 10 4 688 38,085 SH X 38,085 0 0 Inc Mead Johnson COM 582839 10 6 30 446 SH X 446 0 0 Nutrition Co Medicis CL A NEW 584690 30 9 92 2,405 SH X 2,405 0 0 Pharmaceutical Corp Medivation Inc COM 58501N 10 1 2,621 122,317 SH X 44,637 0 77,680 Medtronic Inc COM 585055 10 6 156,686 4,066,592 SH X 462,579 0 3,604,013 MEMC COM 552715 10 4 1,274 149,400 SH X 149,400 0 0 Electronic Materials Inc Merck & Co COM 58933Y 10 5 3,508 99,391 SH X 86,991 0 12,400 Inc Meredith Corp COM 589433 10 1 2,622 84,240 SH X 84,240 0 0 MetLife Inc COM 59156R 10 8 150,934 3,440,490 SH X 406,140 0 3,034,350 Microchip COM 595017 10 4 797 21,015 SH 0 0 21,015 Technology Inc Microchip COM 595017 10 4 228,819 6,035,858 SH X 4,160,528 0 1,875,330 Technology Inc Micron COM 595112 10 3 4,398 588,019 SH X 588,019 0 0 Technology Inc Microsemi COM 595137 10 0 2,091 101,991 SH X 101,991 0 0 Corp Microsoft Corp COM 594918 10 4 546 21,000 SH X 0 0 21,000 Microsoft Corp COM 594918 10 4 102,339 3,936,104 SH X 3,416,516 0 519,588 Mindray SPON ADR 602675 10 0 485 17,295 SH X 0 0 17,295 Medical International Ltd Monsanto Co COM 61166W 10 1 9,024 124,400 SH X 34,070 0 90,330 NEW Morgan Stanley COM NEW 617446 44 8 77,039 3,348,050 SH X 399,240 0 2,948,810 Mosaic Co COM 61945C 10 3 44,591 658,370 SH X 152,340 0 506,030 NEW Motorola COM 620097 10 5 101 4,582 SH X 4,582 0 0 Mobility Holdings Inc Motorola COM NEW 620076 30 7 241 5,240 SH X 5,240 0 0 Solutions Inc M&T Bank COM 55261F 10 4 1,179 13,400 SH X 11,000 0 2,400 Corp Nalco Holding COM 62985Q 10 1 9,263 333,074 SH X 275,434 0 57,640 Co National COM 637071 10 1 910 11,640 SH 0 0 11,640 Oilwell Varco Inc National COM 637071 10 1 298,607 3,818,019 SH X 1,947,774 0 1,870,245 Oilwell Varco Inc Natus Medical COM 639050 10 3 640 42,230 SH X 42,230 0 0 Inc Navistar COM 63934E 10 8 6,620 117,255 SH X 91,220 0 26,035 International Corp NEW NeoPhotonics COM 64051T 10 0 341 49,215 SH X 49,215 0 0 Corp NetApp Inc COM 64110D 10 4 805 15,255 SH 0 0 15,255 NetApp Inc COM 64110D 10 4 265 5,015 SH X 5,015 0 0 NetApp Inc COM 64110D 10 4 2,473 46,850 SH X 0 0 46,850 NetApp Inc COM 64110D 10 4 243,703 4,617,334 SH X 3,063,802 0 1,553,532 Netease.com SPONSORED ADR 64110W 10 2 1,654 36,690 SH X 0 0 36,690 Netease.com SPONSORED ADR 64110W 10 2 50,754 1,125,620 SH X 895,315 0 230,305 Netflix Inc COM 64110L 10 6 929 3,535 SH 0 0 3,535 Netflix Inc COM 64110L 10 6 525 2,000 SH X 2,000 0 0
INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) SHARE MARKET OR (B) (C) VALUE PRINCIPAL SH/ PUTS/ (A) SHARED SHARED (A) (B) (C) NAME OF ISSUER CLASS CUSIP X 1000 AMOUNT PRN CALLS SOLE DEFINED OTHER MANAGER SOLE SHARED NONE ------------------ ---------- ----------- ------- ---------- --- ----- ---- ------- ------ ------- --------- ------ --------- Netflix Inc COM 64110L 10 6 6,000 22,840 SH X 0 0 22,840 Netflix Inc COM 64110L 10 6 397,088 1,511,622 SH X 1,166,247 0 345,375 NetSuite Inc COM 64118Q 10 7 8,348 212,960 SH X 0 0 212,960 NewStar COM 65251F 10 5 936 87,680 SH X 87,680 0 0 Financial Inc New York CL A 650111 10 7 2,139 245,300 SH X 0 0 245,300 Times Co (The) NII Holdings Inc CL B NEW 62913F 20 1 630 14,870 SH X 0 0 14,870 NIKE Inc CL B 654106 10 3 453 5,035 SH 0 0 5,035 NIKE Inc CL B 654106 10 3 83,580 928,877 SH X 826,122 0 102,755 Noble Energy COM 655044 10 5 962 10,730 SH X 0 0 10,730 Inc Nokia OYJ SPONSORED 654902 20 4 51 8,000 SH X 8,000 0 0 ADR Northeast COM 664397 10 6 928 26,380 SH X 26,380 0 0 Utilities Northern Trust COM 665859 10 4 137,175 2,984,670 SH X 347,100 0 2,637,570 Corp Northrop COM 666807 10 2 12 172 SH X 0 0 172 Grumman Corp Nuance COM 67020Y 10 0 98,378 4,582,125 SH X 358,400 0 4,223,725 Communications Inc NuVasive Inc COM 670704 10 5 228 6,930 SH X 6,930 0 0 NuVasive Inc COM 670704 10 5 4,254 129,378 SH X 73,873 0 55,505 NVIDIA Corp COM 67066G 10 4 829 52,030 SH X 20,810 0 31,220 NXP COM N6596X 10 9 1,528 57,156 SH X 57,156 0 0 Semiconductor NV Oasis Petroleum COM 674215 10 8 1,277 43,020 SH X 43,020 0 0 Inc NEW Occidental COM 674599 10 5 936 9,000 SH 0 0 9,000 Petroleum Corp Occidental COM 674599 10 5 209,487 2,013,523 SH X 1,586,329 0 427,194 Petroleum Corp ON COM 682189 10 5 423 40,435 SH X 40,435 0 0 Semiconductor Corp ON COM 682189 10 5 2,204 210,525 SH X 0 0 210,525 Semiconductor Corp ON COM 682189 10 5 78,531 7,500,575 SH X 6,007,740 0 1,492,835 Semiconductor Corp Oracle Corp COM 68389X 10 5 1,321 40,150 SH 0 0 40,150 Oracle Corp COM 68389X 10 5 5,530 168,030 SH X 0 0 168,030 Oracle Corp COM 68389X 10 5 368,826 11,207,109 SH X 8,875,449 0 2,331,660 O'Reilly COM 67103H 10 7 791 12,070 SH X 4,785 0 7,285 Automotive Inc Ormat COM 686688 10 2 392 17,788 SH X 17,788 0 0 Technologies Inc Owens-Illinois COM NEW 690768 40 3 126 4,880 SH X 4,880 0 0 Inc Owens-Illinois COM NEW 690768 40 3 5,044 195,445 SH X 140,970 0 54,475 Inc PACCAR Inc COM 693718 10 8 2,810 55,000 SH X 55,000 0 0 Pall Corp COM 696429 30 7 3,310 58,867 SH X 58,867 0 0 Patriot Coal COM 70336T 10 4 1,690 75,900 SH X 75,900 0 0 Corp Patterson-UTI COM 703481 10 1 506 16,000 SH X 16,000 0 0 Energy Inc Peabody Energy COM 704549 10 4 724 12,295 SH 0 0 12,295 Corp Peabody Energy COM 704549 10 4 408 6,925 SH X 6,925 0 0 Corp Peabody Energy COM 704549 10 4 164,000 2,783,914 SH X 2,182,009 0 601,905 Corp Pentair Inc COM 709631 10 5 2,018 50,000 SH X 50,000 0 0 PepsiCo Inc/NC COM 713448 10 8 279,747 3,971,989 SH X 1,067,850 0 2,904,139 Perrigo Co COM 714290 10 3 2,785 31,700 SH X 18,265 0 13,435 Petrohawk COM 716495 10 6 376 15,230 SH X 15,230 0 0 Energy Corp Petrohawk COM 716495 10 6 6,621 268,385 SH X 167,540 0 100,845 Energy Corp Petroleo SPONSORED 71654V 40 8 1,238 36,569 SH X 36,569 0 0 Brasileiro SA ADR Pfizer Inc COM 717081 10 3 2,328 113,000 SH X 0 0 113,000 Pfizer Inc COM 717081 10 3 222,064 10,779,803 SH X 3,102,259 0 7,677,544 Pharmacyclics COM 716933 10 6 1,386 132,730 SH X 87,000 0 45,730 Inc Pharmasset Inc COM 71715N 10 6 383 3,415 SH X 3,415 0 0 Pharmasset Inc COM 71715N 10 6 11,085 98,797 SH X 63,537 0 35,260 Philip Morris COM 718172 10 9 1,002 15,000 SH X 0 0 15,000 International Inc Philip Morris COM 718172 10 9 70 1,042 SH X 1,042 0 0 International Inc Phoenix New SPONSORED 71910C 10 3 427 47,633 SH X 0 0 47,633 Media Ltd ADR Phoenix New SPONSORED 71910C 10 3 13,943 1,554,450 SH X 1,259,353 0 295,097 Media Ltd ADR Pioneer Natural COM 723787 10 7 438 4,885 SH X 4,885 0 0 Resources Co Pioneer Natural COM 723787 10 7 2,544 28,400 SH X 15,105 0 13,295 Resources Co Plexus Corp COM 729132 10 0 685 19,685 SH X 19,685 0 0 PNC Financial COM 693475 10 5 99,810 1,674,377 SH X 199,220 0 1,475,157 Services Group Inc Polaris COM 731068 10 2 798 7,180 SH X 7,180 0 0 Industries Inc Polycom Inc COM 73172K 10 4 865 13,445 SH X 0 0 13,445 Polycom Inc COM 73172K 10 4 20,047 311,775 SH X 208,375 0 103,400 Polypore COM 73179V 10 3 1,455 21,444 SH X 21,444 0 0 International Inc Potash Corp of COM 73755L 10 7 761 13,360 SH 0 0 13,360 Saskatchewan Inc
INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) SHARE MARKET OR (B) (C) VALUE PRINCIPAL SH/ PUTS/ (A) SHARED SHARED (A) (B) (C) NAME OF ISSUER CLASS CUSIP X 1000 AMOUNT PRN CALLS SOLE DEFINED OTHER MANAGER SOLE SHARED NONE ----------------- ---------- ----------- -------- --------- --- ----- ---- ------- ------ ------- --------- ------ --------- Potash Corp of COM 73755L 10 7 207,370 3,638,702 SH X 2,228,502 0 1,410,200 Saskatchewan Inc PPL Corp COM 69351T 10 6 1,122 40,300 SH X 33,100 0 7,200 Precision COM 740189 10 5 939 5,705 SH 0 0 5,705 Castparts Corp Precision COM 740189 10 5 192,492 1,169,101 SH X 987,306 0 181,795 Castparts Corp priceline.com COM NEW 741503 40 3 993 1,940 SH X 0 0 1,940 Inc priceline.com COM NEW 741503 40 3 38,282 74,780 SH X 61,950 0 12,830 Inc Primo Water COM 74165N 10 5 615 42,765 SH X 42,765 0 0 Corp Procter & COM 742718 10 9 445 7,000 SH 0 0 7,000 Gamble Co (The) Procter & COM 742718 10 9 5,388 84,750 SH X 77,250 0 7,500 Gamble Co (The) Procter & COM 742718 10 9 254,120 3,997,486 SH X 1,251,197 0 2,746,289 Gamble Co (The) ProLogis Inc COM 74340W 10 3 3,710 103,515 SH X 103,515 0 0 Protalix COM 74365A 10 1 40 6,436 SH X 6,436 0 0 BioTherapeutics Inc Prudential COM 744320 10 2 38 592 SH X 592 0 0 Financial Inc QLIK COM 74733T 10 5 46,798 1,373,995 SH X 1,373,995 0 0 Technologies Inc Qualcomm Inc COM 747525 10 3 891 15,685 SH 0 0 15,685 Qualcomm Inc COM 747525 10 3 1,161 20,440 SH X 0 0 20,440 Qualcomm Inc COM 747525 10 3 345,997 6,092,572 SH X 2,751,766 0 3,340,806 Quanta Services COM 74762E 10 2 784 38,790 SH X 0 0 38,790 Inc Quanta Services COM 74762E 10 2 42,489 2,103,404 SH X 1,860,299 0 243,105 Inc Rackspace COM 750086 10 0 15,534 363,455 SH X 363,455 0 0 Hosting Inc Radiant COM 75025N 10 2 790 37,815 SH X 37,815 0 0 Systems Inc RADWARE ORD M81873 10 7 629 18,045 SH X 18,045 0 0 Ltd Range COM 75281A 10 9 4,191 75,515 SH X 75,515 0 0 Resources Corp Raytheon Co COM NEW 755111 50 7 943 18,910 SH X 15,430 0 3,480 RBC Bearings COM 75524B 10 4 873 23,125 SH X 23,125 0 0 Inc Red Hat Inc COM 756577 10 2 350 7,620 SH X 7,620 0 0 Red Hat Inc COM 756577 10 2 10,902 237,515 SH X 200,235 0 37,280 Regal-Beloit COM 758750 10 3 661 9,905 SH X 9,905 0 0 Corp Renesola Ltd SPONS ADR 75971T 10 3 21 4,037 SH X 4,037 0 0 Renren Inc SPONSORED 759892 10 2 3 375 SH X 0 0 375 ADR Renren Inc SPONSORED 759892 10 2 107 12,067 SH X 9,578 0 2,489 ADR Republic COM 760759 10 0 4,860 157,546 SH X 135,656 0 21,890 Services Inc Riverbed COM 768573 10 7 281 7,100 SH X 7,100 0 0 Technology Inc Riverbed COM 768573 10 7 2,640 66,675 SH X 0 0 66,675 Technology Inc Riverbed COM 768573 10 7 117,725 2,973,605 SH X 2,236,540 0 737,065 Technology Inc Roadrunner COM 76973Q 10 5 675 44,750 SH X 44,750 0 0 Transportation Systems Inc Robbins & COM 770196 10 3 898 16,995 SH X 16,995 0 0 Myers Inc Rockwell COM 773903 10 9 748 8,620 SH 0 0 8,620 Automation Inc Rockwell COM 773903 10 9 130,512 1,504,292 SH X 1,329,867 0 174,425 Automation Inc Rockwell COM 774341 10 1 1,091 17,680 SH X 0 0 17,680 Collins Inc Rockwood COM 774415 10 3 569 10,300 SH X 10,300 0 0 Holdings Inc Roper COM 776696 10 6 2,224 26,700 SH X 19,140 0 7,560 Industries Inc Ross Stores Inc COM 778296 10 3 89 1,110 SH X 1,110 0 0 Rovi Corp COM 779376 10 2 86 1,505 SH X 1,505 0 0 Rowan Cos Inc COM 779382 10 0 423 10,910 SH X 10,910 0 0 Rowan Cos Inc COM 779382 10 0 8,045 207,300 SH X 159,390 0 47,910 Rubicon COM 78112T 10 7 267 15,834 SH X 15,834 0 0 Technology Inc S1 Corp COM 78463B 10 1 704 94,090 SH X 94,090 0 0 Sagent COM 786692 10 3 1,107 41,015 SH X 24,880 0 16,135 Pharmaceuticals Inc Salesforce.com COM 79466L 30 2 720 4,832 SH 0 0 4,832 Inc Salesforce.com COM 79466L 30 2 370 2,485 SH X 2,485 0 0 Inc Salesforce.com COM 79466L 30 2 4,510 30,270 SH X 0 0 30,270 Inc Salesforce.com COM 79466L 30 2 378,218 2,538,719 SH X 1,826,852 0 711,867 Inc Sanderson COM 800013 10 4 11,410 238,800 SH X 0 0 238,800 Farms Inc Sangamo COM 800677 10 6 1,113 188,999 SH X 59,149 0 129,850 Biosciences Inc Sara Lee Corp COM 803111 10 3 61 3,200 SH X 0 0 3,200 Schlumberger COM 806857 10 8 1,573 18,210 SH 0 0 18,210 Ltd Schlumberger COM 806857 10 8 575,754 6,663,815 SH X 3,417,001 0 3,246,814 Ltd Scripps CL A COM 811065 10 1 820 16,785 SH X 6,665 0 10,120 Networks Interactive Inc Seattle Genetics COM 812578 10 2 777 37,845 SH X 37,845 0 0 Inc SEI Investments COM 784117 10 3 101,831 4,523,790 SH X 524,150 0 3,999,640 Co Shire PLC SPONSORED 82481R 10 6 226 2,400 SH X 2,400 0 0 ADR
INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) SHARE MARKET OR (B) (C) VALUE PRINCIPAL SH/ PUTS/ (A) SHARED SHARED (A) (B) (C) NAME OF ISSUER CLASS CUSIP X 1000 AMOUNT PRN CALLS SOLE DEFINED OTHER MANAGER SOLE SHARED NONE ------------------- ---------- ----------- -------- --------- --- ----- ---- ------- ------ ------- --------- ------ --------- Shire PLC SPONSORED 82481R 10 6 10,091 107,115 SH X 86,605 0 20,510 ADR Sina Corp/China ORD G81477 10 4 4,521 43,425 SH X 35,765 0 7,660 Sirona Dental COM 82966C 10 3 251 4,725 SH X 4,725 0 0 Systems Inc Sirona Dental COM 82966C 10 3 15,218 286,587 SH X 215,722 0 70,865 Systems Inc Skyworks Solutions COM 83088M 10 2 1,262 54,910 SH X 0 0 54,910 Inc Skyworks Solutions COM 83088M 10 2 47,467 2,065,580 SH X 1,715,085 0 350,495 Inc Smart Technologies CL A SUB 83172R 10 8 223 39,200 SH X 39,200 0 0 Inc VTG S Smithfield Foods COM 832248 10 8 15,541 710,600 SH X 0 0 710,600 Inc Snap-On Inc COM 833034 10 1 653 10,446 SH X 10,446 0 0 Sociedad Quimica y SPON ADR 833635 10 5 24,348 376,200 SH X 0 0 376,200 Minera de Chile SA SER B Solazyme Inc COM 83415T 10 1 1,755 76,400 SH X 0 0 76,400 Solera Holdings Inc COM 83421A 10 4 6,183 104,510 SH X 83,320 0 21,190 Sonic Automotive CL A 83545G 10 2 529 36,130 SH X 36,130 0 0 Inc Sourcefire Inc COM 83616T 10 8 642 21,585 SH X 21,585 0 0 Southwestern COM 845467 10 9 7,804 181,996 SH X 155,791 0 26,205 Energy Co Spansion Inc COM CL A 84649R 20 0 496 25,715 SH X 0 0 25,715 NEW Spansion Inc COM CL A 84649R 20 0 27,608 1,432,716 SH X 1,265,430 0 167,286 NEW Spectrum COM 84763A 10 8 51 5,495 SH X 5,495 0 0 Pharmaceuticals Inc Sprint Nextel Corp COM SER 1 852061 10 0 2,458 456,055 SH X 378,200 0 77,855 Stantec Inc COM 85472N 10 9 1,622 55,881 SH X 55,881 0 0 Starbucks Corp COM 855244 10 9 576 14,595 SH 0 0 14,595 Starbucks Corp COM 855244 10 9 137,753 3,488,305 SH X 2,778,085 0 710,220 Starwood Hotels & COM 85590A 40 1 778 13,888 SH 0 0 13,888 Resorts Worldwide Inc Starwood Hotels & COM 85590A 40 1 385 6,865 SH X 6,865 0 0 Resorts Worldwide Inc Starwood Hotels & COM 85590A 40 1 177,116 3,160,532 SH X 2,610,181 0 550,351 Resorts Worldwide Inc Steel Dynamics Inc COM 858119 10 0 1,919 118,100 SH X 118,100 0 0 Stericycle Inc COM 858912 10 8 3,857 43,283 SH X 43,283 0 0 Steven Madden Ltd COM 556269 10 8 795 21,182 SH X 21,182 0 0 Stifel Financial COM 860630 10 2 515 14,372 SH X 14,372 0 0 Corp St Jude Medical Inc COM 790849 10 3 7,967 167,090 SH X 99,990 0 67,100 Stratasys Inc COM 862685 10 4 525 15,577 SH X 15,577 0 0 SuccessFactors Inc COM 864596 10 1 3 100 SH X 100 0 0 Suncor Energy Inc COM 867224 10 7 2,348 59,942 SH X 59,942 0 0 Suncor Energy Inc COM 867224 10 7 524 13,405 SH 0 0 13,405 Suncor Energy Inc COM 867224 10 7 80,974 2,070,955 SH X 1,841,935 0 229,020 Sunesis COM NEW 867328 60 1 1,216 581,939 SH X 361,535 0 220,404 Pharmaceuticals Inc Sun Healthcare COM 86677E 10 0 74 9,181 SH X 9,181 0 0 Group Inc Sun Life Financial COM 866796 10 5 392 13,029 SH X 0 0 13,029 Inc SunOpta Inc COM 8676EP 10 8 962 135,310 SH X 82,085 0 53,225 SunPower Corp COM CL B 867652 30 7 824 49,542 SH X 49,542 0 0 Sunstone Hotel COM 867892 10 1 366 39,520 SH X 39,520 0 0 Investors Inc Suntech Power ADR 86800C 10 4 458 58,212 SH X 58,212 0 0 Holdings Co Ltd SunTrust Banks Inc COM 867914 10 3 432 16,750 SH X 0 0 16,750 SXC Health COM 78505P 10 0 3,354 56,930 SH X 48,950 0 7,980 Solutions Corp Sysco Corp COM 871829 10 7 667 21,400 SH X 0 0 21,400 Taiwan SPONSORED 874039 10 0 270 21,417 SH X 21,417 0 0 Semiconductor ADR Manufacturing Co Ltd Taleo Corp CL A 87424N 10 4 862 23,265 SH X 23,265 0 0 Talisman Energy Inc COM 87425E 10 3 26 1,286 SH X 1,286 0 0 Target Corp COM 87612E 10 6 47 1,000 SH X 1,000 0 0 Teck Resources Ltd COM 878742 20 4 789 15,555 SH X 15,555 0 0 Class B COM 294821 60 8 1,374 95,550 SH X 0 0 95,550 Telefonaktiebolaget LM Ericsson ADR COM 294821 60 8 60,261 4,190,590 SH X 3,593,290 0 597,300 Telefonaktiebolaget LM Ericsson ADR Tenaris SA SPONSORED 88031M 10 9 1,120 24,500 SH X 24,500 0 0 ADR Terex Corp COM 880779 10 3 2,612 91,800 SH X 91,800 0 0 Tesla Motors Inc COM 88160R 10 1 10 347 SH X 0 0 347 Tesla Motors Inc COM 88160R 10 1 52,800 1,812,559 SH X 503,908 0 1,308,651 Tesoro Corp COM 881609 10 1 591 25,790 SH X 25,790 0 0 Tetra Tech Inc COM 88162G 10 3 924 41,045 SH X 41,045 0 0 Teva ADR 881624 20 9 3,337 69,196 SH X 42,156 0 27,040 Pharmaceutical Industries Ltd Texas Instruments COM 882508 10 4 2,200 67,025 SH X 0 0 67,025 Inc Texas Instruments COM 882508 10 4 168,080 5,119,717 SH X 2,133,389 0 2,986,328 Inc Texas Roadhouse COM 882681 10 9 515 29,390 SH X 29,390 0 0 Inc Class A
INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) SHARE MARKET OR (B) (C) VALUE PRINCIPAL SH/ PUTS/ (A) SHARED SHARED (A) (B) (C) NAME OF ISSUER CLASS CUSIP X 1000 AMOUNT PRN CALLS SOLE DEFINED OTHER MANAGER SOLE SHARED NONE ------------------- -------- ----------- -------- --------- --- ----- ---- ------- ------ ------- --------- ------ --------- Thermo Fisher COM 883556 10 2 1,768 27,453 SH X 19,128 0 8,325 Scientific Inc TIBCO Software Inc COM 88632Q 10 3 243 8,385 SH X 8,385 0 0 TIBCO Software Inc COM 88632Q 10 3 4,768 164,315 SH X 0 0 164,315 TIBCO Software Inc COM 88632Q 10 3 169,501 5,840,836 SH X 4,754,541 0 1,086,295 Time Warner Cable COM 88732J 20 7 931 11,930 SH X 11,930 0 0 Inc Time Warner Inc COM 887317 30 3 451 12,405 SH 0 0 12,405 NEW Time Warner Inc COM 887317 30 3 73,938 2,032,948 SH X 1,844,783 0 188,165 NEW Titan COM 88830M 10 2 10,860 447,660 SH X 0 0 447,660 International Inc TiVo Inc COM 888706 10 8 401 39,005 SH X 39,005 0 0 Tower COM 891826 10 9 729 41,235 SH X 41,235 0 0 International Inc Toyota Motor Corp SP ADR 892331 30 7 445 5,400 SH X 5,400 0 0 REP2COM Tractor Supply Co COM 892356 10 6 28,311 423,307 SH X 405,457 0 17,850 Travelzoo Inc COM 89421Q 10 6 1,774 27,450 SH X 27,450 0 0 Trina Solar Ltd SPON 89628E 10 4 601 26,791 SH X 26,791 0 0 ADR TriQuint COM 89674K 10 3 662 64,985 SH X 64,985 0 0 Semiconductor Inc T Rowe Price Group COM 74144T 10 8 151 2,500 SH X 2,500 0 0 Inc T Rowe Price Group COM 74144T 10 8 5,302 87,874 SH X 62,119 0 25,755 Inc Tyco International SHS H89128 10 4 44 900 SH X 900 0 0 Ltd Tyson Foods Inc CL A 902494 10 3 18,828 969,500 SH X 0 0 969,500 UBS AG SHS NEW H89231 33 8 847 46,500 SH X 46,500 0 0 Ultimate Software COM 90385D 10 7 689 12,655 SH X 12,655 0 0 Group Inc Union Pacific Corp COM 907818 10 8 901 8,630 SH 0 0 8,630 Union Pacific Corp COM 907818 10 8 197,641 1,893,111 SH X 1,510,336 0 382,775 United Continental COM 910047 10 9 1,086 48,000 SH X 48,000 0 0 Holdings Inc UnitedHealth Group COM 91324P 10 2 631 12,240 SH 0 0 12,240 Inc UnitedHealth Group COM 91324P 10 2 157,761 3,058,576 SH X 2,348,029 0 710,547 Inc United Natural COM 911163 10 3 2,817 66,010 SH X 40,045 0 25,965 Foods Inc United Parcel CL B 911312 10 6 1,737 23,820 SH X 23,820 0 0 Service Inc United States COM 912909 10 8 2,168 47,100 SH X 47,100 0 0 Steel Corp NEW United COM 913017 10 9 939 10,605 SH 0 0 10,605 Technologies Corp United COM 913017 10 9 118,721 1,341,333 SH X 1,297,698 0 43,635 Technologies Corp Urban Outfitters COM 917047 10 2 14 500 SH X 500 0 0 Inc US Bancorp COM 902973 30 4 122,241 4,791,899 SH X 1,897,251 0 2,894,648 NEW Vale SA ADR 91912E 10 5 487 15,255 SH 0 0 15,255 Vale SA ADR 91912E 10 5 81,945 2,564,777 SH X 1,843,820 0 720,957 Valmont Industries COM 920253 10 1 964 10,000 SH X 10,000 0 0 Inc VanceInfo ADR 921564 10 0 707 30,580 SH X 30,580 0 0 Technologies Inc Varian Medical COM 92220P 10 5 123,427 1,762,740 SH X 185,510 0 1,577,230 Systems Inc Veeco Instruments COM 922417 10 0 15,107 312,065 SH X 312,065 0 0 Inc DEL Vera Bradley Inc COM 92335C 10 6 230 6,020 SH X 6,020 0 0 Vera Bradley Inc COM 92335C 10 6 4,816 126,067 SH X 91,665 0 34,402 Verizon COM 92343V 10 4 148,528 3,989,460 SH X 486,970 0 3,502,490 Communications Inc Visa Inc COM CL 92826C 83 9 651 7,721 SH 0 0 7,721 A Visa Inc COM CL 92826C 83 9 1,374 16,310 SH X 0 0 16,310 A Visa Inc COM CL 92826C 83 9 195,874 2,324,639 SH X 1,843,106 0 481,533 A Vitesse COM 928497 30 4 502 126,045 SH X 0 0 126,045 Semiconductor Corp NEW VMware Inc CL A 928563 40 2 269 2,680 SH X 0 0 2,680 COM VMware Inc CL A 928563 40 2 35,953 358,700 SH X 126,017 0 232,683 COM Vodafone Group PLC SPONS 92857W 20 9 35 1,312 SH X 0 0 1,312 ADR NEW Volcano Corp COM 928645 10 0 674 20,870 SH X 20,870 0 0 WABCO Holdings Inc COM 92927K 10 2 666 9,640 SH X 9,640 0 0 Walgreen Co COM 931422 10 9 683 16,075 SH 0 0 16,075 Walgreen Co COM 931422 10 9 92,577 2,180,331 SH X 1,934,251 0 246,080 Wal-Mart Stores Inc COM 931142 10 3 175,524 3,303,050 SH X 383,280 0 2,919,770 Walt Disney Co COM 254687 10 6 458 11,730 SH 0 0 11,730 (The) DISNEY Walt Disney Co COM 254687 10 6 120,153 3,077,679 SH X 2,370,567 0 707,112 (The) DISNEY Warnaco Group Inc COM 934390 40 2 645 12,340 SH X 12,340 0 0 (The) NEW Waters Corp COM 941848 10 3 707 7,381 SH X 7,381 0 0 Watson COM 942683 10 3 690 10,045 SH 0 0 10,045 Pharmaceuticals Inc Watson COM 942683 10 3 349 5,080 SH X 5,080 0 0 Pharmaceuticals Inc Watson COM 942683 10 3 122,223 1,778,302 SH X 1,554,702 0 223,600 Pharmaceuticals Inc Watts Water CL A 942749 10 2 1,819 51,371 SH X 51,371 0 0 Technologies Inc
INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) SHARE MARKET OR (B) (C) VALUE PRINCIPAL SH/ PUTS/ (A) SHARED SHARED (A) (B) (C) NAME OF ISSUER CLASS CUSIP X 1000 AMOUNT PRN CALLS SOLE DEFINED OTHER MANAGER SOLE SHARED NONE ---------------- -------------- ----------- ---------- --------- --- ----- ---- ------- ------ ------- --------- ------ --------- Weatherford REG SHS H27013 10 3 4,741 252,860 SH X 189,240 0 63,620 International Ltd Wells Fargo & COM 949746 10 1 405 14,420 SH 0 0 14,420 Co NEW Wells Fargo & COM 949746 10 1 235,569 8,395,192 SH X 3,316,706 0 5,078,486 Co NEW WESCO COM 95082P 10 5 623 11,510 SH X 11,510 0 0 International Inc Western COM 957638 10 9 493 69,465 SH X 69,465 0 0 Alliance Bancorp Westlake COM 960413 10 2 490 9,435 SH X 9,435 0 0 Chemical Corp Whole Foods COM 966837 10 6 1,380 21,755 SH X 8,655 0 13,100 Market Inc Williams Cos COM 969457 10 0 129,051 4,266,160 SH X 495,060 0 3,771,100 Inc (The) Wisconsin COM 976657 10 6 2,965 94,570 SH X 94,570 0 0 Energy Corp WuXi SPONS 929352 10 2 826 47,065 SH X 0 0 47,065 PharmaTech ADR SHS Cayman Inc XenoPort Inc COM 98411C 10 0 150 21,023 SH X 21,023 0 0 Xilinx Inc COM 983919 10 1 276 7,560 SH X 7,560 0 0 Xilinx Inc COM 983919 10 1 1,260 34,545 SH X 9,175 0 25,370 Yahoo! Inc COM 984332 10 6 1,406 93,465 SH X 0 0 93,465 Yahoo! Inc COM 984332 10 6 30,072 1,999,497 SH X 1,419,475 0 580,022 Yingli Green ADR 98584B 10 3 147 15,951 SH X 15,951 0 0 Energy Holding Co Ltd Youku.com Inc SPONSORED 98742U 10 0 3,457 100,639 SH X 100,639 0 0 ADR Zions COM 989701 10 7 378 15,745 SH X 15,745 0 0 Bancorporation Zions COM 989701 10 7 9,561 398,195 SH X 300,300 0 97,895 Bancorporation CITIGROUP INC COM 172967 42 4 0 1 SH X 1 1 0 0 US CONCRETE COM 90333L 20 1 770 87,959 SH X 1 87,959 0 0 INC ANADARKO COM 032511 10 7 92 1,200 SH X 1 1,200 0 0 PETROLEUM CORPORATION BANK OF COM 060505 10 4 33 3,000 SH X 1 3,000 0 0 AMERICA CORPORATION PEABODY COM 704549 10 4 68 1,150 SH X 1 1,150 0 0 ENERGY CORP CBS CORP NEW CL B 124857 20 2 34 1,200 SH X 1 1,200 0 0 CONOCOPHILLIPS COM 20825C 10 4 87 1,154 SH X 1 1,154 0 0 CHEVRONTEXACO COM 166764 10 0 154 1,500 SH X 1 1,500 0 0 CORPORATION SPDR DOW UT SER 1 78467X 10 9 62 500 SH X 1 500 0 0 JONES INDL AVRG ETF DYNEGY INC COM 26817G 30 0 3 420 SH X 1 420 0 0 DEL CONSOLIDATED COM 209115 10 4 32 600 SH X 1 600 0 0 EDISON INC ISHARES TR MSCI 464287 23 4 133 2,800 SH X 1 2,800 0 0 EMERGING MKTS INDEX FUND ISHARES TR MSCI 464286 10 3 96 3,700 SH X 1 3,700 0 0 AUSTRALIA INDEX FUND ISHARES TR MSCI 464286 40 0 110 1,500 SH X 1 1,500 0 0 BRAZIL COM 35671D 85 7 42 800 SH X 1 800 0 0 FREEPORT-MCMORAN COPPER & GOLD INC ISHARES TR FTSE 464287 18 4 24 550 SH X 1 550 0 0 CHINA 25 INDEX SPDR GOLD TRUST GOLD SHS 78463V 10 7 197 1,350 SH X 1 1,350 0 0 INTERNATIONAL COM 459200 10 1 51 300 SH X 1 300 0 0 BUSINESS M JPMORGAN CHASE COM 46625H 10 0 41 1,000 SH X 1 1,000 0 0 & CO LEUCADIA NATL COM 527288 10 4 119 3,502 SH X 1 3,502 0 0 CORP 3M CO COM 88579Y 10 1 76 800 SH X 1 800 0 0 MONSANTO CO NEW COM 61166W 10 25 350 SH X 1 350 0 0 1 LYONDELLBASELL SHS A N53745 10 0 84 2,168 SH X 1 2,168 0 0 INDUSTRIES NOBLE ENERGY COM 655044 10 5 90 1,000 SH X 1 1,000 0 0 INC NOBLE SHS H5833N 10 47 1,200 SH X 1 1,200 0 0 CORPORATION 3 PUBLIC SVC COM 744573 10 6 33 1,000 SH X 1 1,000 0 0 ENTERPRISE GR PEPSICO INC COM 713448 10 8 42 600 SH X 1 600 0 0 PROCTER & COM 742718 10 9 38 600 SH X 1 600 0 0 GAMBLE CO PROGRESS COM 743263 10 5 48 1,000 SH X 1 1,000 0 0 ENERGY INC PEPCO HOLDINGS COM 713291 10 2 20 1,000 SH X 1 1,000 0 0 INC ROYAL DUTCH COM 780259 20 6 28 400 SH X 1 400 0 0 SHELL PLC SOUTHERN CO COM 842587 10 7 44 1,100 SH X 1 1,100 0 0 SPDR S&P 500 TR UNIT 78462F 10 3 46 350 SH X 1 350 0 0 TRUST SERIES 1 VANGUARD WORLD INF 37950E 75 4 21 1,750 SH X 1 1,750 0 0 FDS - GLOBAL X TECH ETF URANIUM ETF VANGUARD INDEX INFO TECH 92204A 70 2 114 1,800 SH X 1 1,800 0 0 FUND ETF SPDR-XLB SBI INT - 81369Y 10 0 59 1,500 SH X 1 1,500 0 0 MATERIALS MATERIALS SPDR-XLE ENERGY SBI INT - 81369Y 50 6 38 500 SH X 1 500 0 0 ENERGY SPDR-XLU SBI INT-UTILS 81369Y 88 6 54 1,600 SH X 1 1,600 0 0 UTILITIES SPDR-XLV SBI INT - 81369Y 20 9 99 2,800 SH X 1 2,800 0 0 HEALTH CARE HEALTHCARE SPDR-XLY SBI INT - 81369Y 40 7 101 2,500 SH X 1 2,500 0 0 CONSUMER CONSUMER DISCRETIONARY DISCRETIONARY EXXON MOBIL COM 30231G 10 2 98 1,200 SH X 1 1,200 0 0 CORPORATION TOTAL: 21,747,760