-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WyWG+UdukNVdnV1R1/DeWGguALJnKwP3TNYe9PjFQn/zUanxAgCf+fH+Wy7j9lmO kDJEEbw7d4FypUrQpeHUgg== 0001181431-10-048454.txt : 20100930 0001181431-10-048454.hdr.sgml : 20100930 20100930155407 ACCESSION NUMBER: 0001181431-10-048454 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100928 FILED AS OF DATE: 20100930 DATE AS OF CHANGE: 20100930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lowe R Atticus CENTRAL INDEX KEY: 0001407604 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30234 FILM NUMBER: 101099293 MAIL ADDRESS: STREET 1: 2151 ALESSANDRO DRIVE STREET 2: SUITE 100 CITY: VENTURA STATE: CA ZIP: 93001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Helfert Lance W CENTRAL INDEX KEY: 0001407605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30234 FILM NUMBER: 101099292 MAIL ADDRESS: STREET 1: 2151 ALESSANDRO DRIVE STREET 2: SUITE 100 CITY: VENTURA STATE: CA ZIP: 93001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orfalea Paul J CENTRAL INDEX KEY: 0001407606 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30234 FILM NUMBER: 101099291 MAIL ADDRESS: STREET 1: 2151 ALESSANDRO DRIVE STREET 2: SUITE 100 CITY: VENTURA STATE: CA ZIP: 93001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnerJex Resources, Inc. CENTRAL INDEX KEY: 0000008504 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 880422242 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 27 CORPORATE WOODS, STREET 2: STE 350 CITY: OVERLAND PARK STATE: KS ZIP: 66210 BUSINESS PHONE: 913-754-7754 MAIL ADDRESS: STREET 1: 27 CORPORATE WOODS, STREET 2: STE 350 CITY: OVERLAND PARK STATE: KS ZIP: 66210 FORMER COMPANY: FORMER CONFORMED NAME: MILLENNIUM PLASTICS CORP DATE OF NAME CHANGE: 20000525 FORMER COMPANY: FORMER CONFORMED NAME: AURORA CORP DATE OF NAME CHANGE: 19990825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEST COAST ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001276537 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30234 FILM NUMBER: 101099294 BUSINESS ADDRESS: STREET 1: 1205 COAST VILLAGE ROAD CITY: MONTECITO STATE: CA ZIP: 93108 BUSINESS PHONE: 8056535333 MAIL ADDRESS: STREET 1: 1205 COAST VILLAGE ROAD CITY: MONTECITO STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEST COAST OPPORTUNITY FUND LLC CENTRAL INDEX KEY: 0001405965 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30234 FILM NUMBER: 101099295 BUSINESS ADDRESS: STREET 1: C/O WEST COAST ASSET MANAGEMENT INC STREET 2: 2151 ALESANDRO DRIVE, SUITE 100 CITY: VENTURA STATE: CA ZIP: 93001 BUSINESS PHONE: 805-653-5333 MAIL ADDRESS: STREET 1: C/O WEST COAST ASSET MANAGEMENT INC STREET 2: 2151 ALESANDRO DRIVE, SUITE 100 CITY: VENTURA STATE: CA ZIP: 93001 4 1 rrd287417.xml FORM 4 X0303 4 2010-09-28 0 0000008504 EnerJex Resources, Inc. ENRJ 0001405965 WEST COAST OPPORTUNITY FUND LLC 1205 COAST VILLAGE ROAD MONTECITO CA 93108 0 0 1 0 0001276537 WEST COAST ASSET MANAGEMENT INC 1205 COAST VILLAGE ROAD MONTECITO CA 93108 0 0 1 0 0001407604 Lowe R Atticus 1205 COAST VILLAGE ROAD MONTECITO CA 93108 0 0 1 0 0001407605 Helfert Lance W 1205 COAST VILLAGE ROAD MONTECITO CA 93108 0 0 1 0 0001407606 Orfalea Paul J 1205 COAST VILLAGE ROAD MONTECITO CA 93108 0 0 1 0 Common Stock 2010-09-28 4 P 0 235559 0.0478 A 1198951 D Common Stock 2010-09-28 4 P 0 63103 0.0489 A 1262054 D West Coast Asset Management, Inc. (the "Investment Manager") is the Investment Manager to separately managed accounts, some of which are affiliated with the Reporting Persons (the "Accounts"). The Accounts directly own all of the shares reported herein. Atticus Lowe, Lance Helfert and Paul Orfalea serve on the investment committee of the Investment Manager. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. West Coast Opportunity Fund, LLC, By: West Coast Asset Management, Inc. By: Diana Pereira, Chief Financial Officer 2010-09-30 West Coast Asset Management, Inc. By Diana Pereira, Chief Financial Officer 2010-09-30 Atticus Lowe By: Diana Pereira, By Power of Attorney 2010-09-30 Lance Helfert By: Diana Pereira By: Power of Attorney 2010-09-30 Paul Orfalea By: Diana Pereira By: Power of Attorney 2010-09-30 -----END PRIVACY-ENHANCED MESSAGE-----