0001144204-18-003702.txt : 20180125 0001144204-18-003702.hdr.sgml : 20180125 20180125165730 ACCESSION NUMBER: 0001144204-18-003702 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180123 FILED AS OF DATE: 20180125 DATE AS OF CHANGE: 20180125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gu Nana CENTRAL INDEX KEY: 0001705658 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36150 FILM NUMBER: 18548888 MAIL ADDRESS: STREET 1: C/O OFFSHORE INCORPORATIONS LIMITED STREET 2: OFFSHORE INCORPORATIONS CENTRE POBOX 957 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: VG1110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Asia Pacific MedTech (BVI) Ltd CENTRAL INDEX KEY: 0001704813 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36150 FILM NUMBER: 18548889 BUSINESS ADDRESS: STREET 1: C/O OFFSHORE INCORPORATIONS LIMITED STREET 2: OFFSHORE INCORPORATIONS CENTRE POBOX 957 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: VG110 BUSINESS PHONE: 852 2533 2607 MAIL ADDRESS: STREET 1: C/O OFFSHORE INCORPORATIONS LIMITED STREET 2: OFFSHORE INCORPORATIONS CENTRE POBOX 957 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: VG110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sorrento Therapeutics, Inc. CENTRAL INDEX KEY: 0000850261 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 330344842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4955 DIRECTORS PLACE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-203-4100 MAIL ADDRESS: STREET 1: 4955 DIRECTORS PLACE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: QUIKBYTE SOFTWARE INC DATE OF NAME CHANGE: 19920703 4 1 tv484048_4.xml OWNERSHIP DOCUMENT X0306 4 2018-01-23 0 0000850261 Sorrento Therapeutics, Inc. SRNE 0001704813 Asia Pacific MedTech (BVI) Ltd C/O OFFSHORE INCORPORATIONS LIMITED OFFSHORE INCORPORATIONS CENTRE POBOX 957 ROAD TOWN, TORTOLA D8 VG110 VIRGIN ISLANDS, BRITISH 0 0 1 0 0001705658 Gu Nana C/O OFFSHORE INCORPORATIONS LIMITED OFFSHORE INCORPORATIONS CENTRE POBOX 957 ROAD TOWN, TORTOLA D8 VG110 VIRGIN ISLANDS, BRITISH 0 0 1 0 Common Stock 2018-01-23 4 S 0 106326 7.8246 D 9195475 D Common Stock 2018-01-24 4 S 0 577962 7.5156 D 8617513 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.75 to $8.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.50 to $7.675, inclusive. This Form 4 is being filed by Asia Pacific MedTech (BVI) Limited as the direct beneficial owner of the shares of Common Stock. Nana Gu is the indirect beneficial owner of the shares of Common Stock in her capacity as the sole director and sole shareholder of Asia Pacific MedTech (BVI) Limited. /s/ Nana Gu, Asia Pacific MedTech (BVI) Limited-Director 2018-01-25 s/ Nana Gu 2018-01-25