0000899243-17-004969.txt : 20170222
0000899243-17-004969.hdr.sgml : 20170222
20170222170846
ACCESSION NUMBER: 0000899243-17-004969
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170222
FILED AS OF DATE: 20170222
DATE AS OF CHANGE: 20170222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sorrento Therapeutics, Inc.
CENTRAL INDEX KEY: 0000850261
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 330344842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9380 JUDICIAL DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-210-3700
MAIL ADDRESS:
STREET 1: 9380 JUDICIAL DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: QUIKBYTE SOFTWARE INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ji Henry
CENTRAL INDEX KEY: 0001470981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36150
FILM NUMBER: 17629441
MAIL ADDRESS:
STREET 1: 5370 RUETTE DE MER
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-22
0
0000850261
Sorrento Therapeutics, Inc.
SRNE
0001470981
Ji Henry
C/O SORRENTO THERAPEUTICS, INC.
9380 JUDICIAL DRIVE
SAN DIEGO
CA
92121
1
1
0
0
President and CEO
Common Stock
2017-02-22
4
P
0
2000
5.60
A
39776
D
Common Stock
67931
I
See Footnote
Common Stock
2053162
I
See Footnote
Shares are held by an entity of which the Reporting Person and his spouse are the sole members and managing directors.
Shares are held in family trust, of which the Reporting Person is a co-trustee with his wife.
/s/ Henry Ji, Ph.D.
2017-02-22