0000849854-17-000004.txt : 20170711 0000849854-17-000004.hdr.sgml : 20170711 20170711150523 ACCESSION NUMBER: 0000849854-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170711 DATE AS OF CHANGE: 20170711 EFFECTIVENESS DATE: 20170711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC /ADV CENTRAL INDEX KEY: 0000849854 IRS NUMBER: 911510392 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15527 FILM NUMBER: 17959818 BUSINESS ADDRESS: STREET 1: 550 KIRKLAND WAY STREET 2: SUITE 200 CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4252507600 MAIL ADDRESS: STREET 1: 550 KIRKLAND WAY STREET 2: SUITE 200 CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC DATE OF NAME CHANGE: 20120810 FORMER COMPANY: FORMER CONFORMED NAME: SAI ADVISORS INC /ADV DATE OF NAME CHANGE: 19910226 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19890502 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000849854 XXXXXXXX 06-30-2017 06-30-2017 STRATEGIC WEALTH MANAGEMENT INC /ADV

550 KIRKLAND WAY SUITE 200 KIRKLAND WA 98033

13F HOLDINGS REPORT 028-15527 N Patrick L. Sizemore 425-250-7600 Patrick L. Sizemore Kirkland WA 07-11-2017 1 21 59149 false 1 0001513227 028-14414 Smart Portfolios, LLC INFORMATION TABLE 2 swm170630sec13f.xml Akre Focus Instl MUT 742935125 5871 207960 SH SOLE 207960 0 207960 Buffalo Discovery MUT 119530103 6001 261475 SH SOLE 261475 0 261475 Dodge & Cox Stock MUT 256219106 1327 6886 SH SOLE 6886 0 6886 Elements US Large Cap Fund MUT 861728731 13029 1276085 SH SOLE 1276085 0 1276085 Harbor Capital Appreciation MUT 411511504 2480 37327 SH SOLE 37327 0 37327 OneSource Annuity Janus Aspen ANNUITY 999999999 204 10788 SH SOLE 10788 0 10788 iShares S&P MidCap 400 Growth MUT 464287606 1594 8109 SH SOLE 8109 0 8109 Financial Select Sector SPDR ETF 81369Y605 1647 66750 SH SOLE 66750 0 66750 First Trust Exchange Traded Al ETF 33734X135 23 790 SH SOLE 790 0 790 First Trust Exchange Traded Al ETF 33734X135 2076 72607 SH DFND 1 72607 0 72607 First Trust Internet Index ETF ETF 33733E302 44 464 SH SOLE 464 0 464 First Trust Internet Index ETF ETF 33733E302 4035 42593 SH DFND 1 42593 0 42593 Health Care Select Sector SPDR ETF 81369Y209 34 433 SH SOLE 433 0 433 Health Care Select Sector SPDR ETF 81369Y209 3154 39802 SH DFND 1 39802 0 39802 iShares S&P MidCap 400/BARRA V ETF 464287705 1127 7589 SH SOLE 7589 0 7589 iShares Transportation Average ETF 464287192 3225 18745 SH SOLE 18745 0 18745 iShares US Aerospace & Defense ETF 464288760 3860 24531 SH SOLE 24531 0 24531 Deutsche X-trackers MSCI EAFE ETF 233051200 56 1872 SH SOLE 1872 0 1872 Deutsche X-trackers MSCI EAFE ETF 233051200 5183 172668 SH DFND 1 172668 0 172668 iShares FTSE/Xinhua China 25 I ETF 464287184 45 1130 SH SOLE 1130 0 1130 iShares FTSE/Xinhua China 25 I ETF 464287184 4133 104092 SH DFND 1 104092 0 104092