0000849854-17-000003.txt : 20170420 0000849854-17-000003.hdr.sgml : 20170420 20170420135004 ACCESSION NUMBER: 0000849854-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170420 DATE AS OF CHANGE: 20170420 EFFECTIVENESS DATE: 20170420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC /ADV CENTRAL INDEX KEY: 0000849854 IRS NUMBER: 911510392 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15527 FILM NUMBER: 17772526 BUSINESS ADDRESS: STREET 1: 550 KIRKLAND WAY STREET 2: SUITE 200 CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4252507600 MAIL ADDRESS: STREET 1: 550 KIRKLAND WAY STREET 2: SUITE 200 CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC DATE OF NAME CHANGE: 20120810 FORMER COMPANY: FORMER CONFORMED NAME: SAI ADVISORS INC /ADV DATE OF NAME CHANGE: 19910226 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19890502 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000849854 XXXXXXXX 03-31-2017 03-31-2017 STRATEGIC WEALTH MANAGEMENT INC /ADV

550 KIRKLAND WAY SUITE 200 KIRKLAND WA 98033

13F HOLDINGS REPORT 028-15527 N Patrick L. Sizemore 425-250-7600 Patrick L. Sizemore Kirkland WA 02-20-2017 1 27 73552 false 1 0001513227 028-14414 Smart Portfolios, LLC INFORMATION TABLE 2 swm170331sec13f.xml Akre Focus Instl MUT 742935125 7895 293067 SH SOLE 293067 0 293067 Buffalo Discovery MUT 119530103 7977 364918 SH SOLE 364918 0 364918 Dodge & Cox Stock MUT 256219106 990 5212 SH SOLE 5212 0 5212 Harbor Capital Appreciation MUT 411511504 2244 35802 SH SOLE 35802 0 35802 OneSource Annuity Janus Aspen ANNUITY 999999999 198 10788 SH SOLE 10788 0 10788 Stone Ridge US Large Cap Risk MUT 861728806 5317 493210 SH SOLE 493210 0 493210 iShares S&P MidCap 400 Growth MUT 464287606 1524 7984 SH SOLE 7984 0 7984 Financial Select Sector SPDR ETF 81369Y605 831 35000 SH SOLE 35000 0 35000 First Trust Exchange Traded Al ETF 33734X135 53 1900 SH SOLE 1900 0 1900 First Trust Exchange Traded Al ETF 33734X135 4849 175071 SH DFND 1 175071 0 175071 First Trust Internet Index ETF ETF 33733E302 99 1127 SH SOLE 1127 0 1127 First Trust Internet Index ETF ETF 33733E302 9143 103851 SH DFND 1 103851 0 103851 Health Care Select Sector SPDR ETF 81369Y209 32 433 SH SOLE 433 0 433 Health Care Select Sector SPDR ETF 81369Y209 2960 39802 SH DFND 1 39802 0 39802 Market Vectors Semiconductor E ETF 57060U233 34 426 SH SOLE 426 0 426 Market Vectors Semiconductor E ETF 57060U233 3122 39171 SH DFND 1 39171 0 39171 PowerShares QQQ ETF 73935A104 44 334 SH SOLE 334 0 334 PowerShares QQQ ETF 73935A104 4057 30645 SH DFND 1 30645 0 30645 iShares S&P MidCap 400/BARRA V ETF 464287705 1103 7429 SH SOLE 7429 0 7429 iShares Transportation Average ETF 464287192 3005 18325 SH SOLE 18325 0 18325 iShares US Aerospace & Defense ETF 464288760 3718 25000 SH SOLE 25000 0 25000 Deutsche X-trackers MSCI EAFE ETF 233051200 55 1872 SH SOLE 1872 0 1872 Deutsche X-trackers MSCI EAFE ETF 233051200 5109 172668 SH DFND 1 172668 0 172668 Vanguard Emerging Markets Stoc ETF 922042858 55 1390 SH SOLE 1390 0 1390 Vanguard Emerging Markets Stoc ETF 922042858 5088 128086 SH DFND 1 128086 0 128086 iShares FTSE/Xinhua China 25 I ETF 464287184 43 1130 SH SOLE 1130 0 1130 iShares FTSE/Xinhua China 25 I ETF 464287184 4007 104092 SH DFND 1 104092 0 104092