0001363763-15-000018.txt : 20150831 0001363763-15-000018.hdr.sgml : 20150831 20150831162152 ACCESSION NUMBER: 0001363763-15-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150828 FILED AS OF DATE: 20150831 DATE AS OF CHANGE: 20150831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORTEX PHARMACEUTICALS INC/DE/ CENTRAL INDEX KEY: 0000849636 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330303583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 126 VALLEY ROAD STREET 2: SUITE C CITY: GLEN ROCK STATE: NJ ZIP: 07452 BUSINESS PHONE: (201) 444-4947 MAIL ADDRESS: STREET 1: 126 VALLEY ROAD STREET 2: SUITE C CITY: GLEN ROCK STATE: NJ ZIP: 07452 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANUSO JAMES S J CENTRAL INDEX KEY: 0001236365 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16467 FILM NUMBER: 151085203 MAIL ADDRESS: STREET 1: 5130 ROUTE 212 CITY: WILLOW STATE: NY ZIP: 12495 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-08-28 0 0000849636 CORTEX PHARMACEUTICALS INC/DE/ CORX 0001236365 MANUSO JAMES S J C/O CORTEX PHARMACEUTICALS, INC. 126 VALLEY ROAD, SUITE C GLEN ROCK NJ 07452 1 1 1 0 President and CEO Common Stock 2015-08-28 4 P 0 11887779 A 11887779 D Common Stock Warrants (right to buy) 2015-08-28 4 P 0 23775558 A 2015-08-28 2020-09-30 Common Stock 23775558 23775558 D Common Stock Options (to purchase shares of Common Stock) 0.0197 2025-08-18 Common Stock 5081300 5081300 D Common Stock Options (to purchase shares of Common Stock) 0.0197 2025-08-18 Common Stock 80000000 80000000 D The reported securities are included within 11,887,779 units purchased by the reporting person for $0.02103 per unit. Each unit consists of one share of Common Stock and one warrant to purchase two additional shares of Common Stock with an exercise price of $0.02103 for each share of Common Stock to be issued upon exercise of the warrant. These Common Stock Options vest in three installments: 50 percent on August 18, 2015 (the grant date), 25 percent on February 18, 2016, and 25 percent on August 18, 2016. /s/ James S. J. Manuso 2015-08-31