0001363763-15-000018.txt : 20150831
0001363763-15-000018.hdr.sgml : 20150831
20150831162152
ACCESSION NUMBER: 0001363763-15-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150828
FILED AS OF DATE: 20150831
DATE AS OF CHANGE: 20150831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORTEX PHARMACEUTICALS INC/DE/
CENTRAL INDEX KEY: 0000849636
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330303583
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 126 VALLEY ROAD
STREET 2: SUITE C
CITY: GLEN ROCK
STATE: NJ
ZIP: 07452
BUSINESS PHONE: (201) 444-4947
MAIL ADDRESS:
STREET 1: 126 VALLEY ROAD
STREET 2: SUITE C
CITY: GLEN ROCK
STATE: NJ
ZIP: 07452
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MANUSO JAMES S J
CENTRAL INDEX KEY: 0001236365
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16467
FILM NUMBER: 151085203
MAIL ADDRESS:
STREET 1: 5130 ROUTE 212
CITY: WILLOW
STATE: NY
ZIP: 12495
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-08-28
0
0000849636
CORTEX PHARMACEUTICALS INC/DE/
CORX
0001236365
MANUSO JAMES S J
C/O CORTEX PHARMACEUTICALS, INC.
126 VALLEY ROAD, SUITE C
GLEN ROCK
NJ
07452
1
1
1
0
President and CEO
Common Stock
2015-08-28
4
P
0
11887779
A
11887779
D
Common Stock Warrants (right to buy)
2015-08-28
4
P
0
23775558
A
2015-08-28
2020-09-30
Common Stock
23775558
23775558
D
Common Stock Options (to purchase shares of Common Stock)
0.0197
2025-08-18
Common Stock
5081300
5081300
D
Common Stock Options (to purchase shares of Common Stock)
0.0197
2025-08-18
Common Stock
80000000
80000000
D
The reported securities are included within 11,887,779 units purchased by the reporting person for $0.02103 per unit. Each unit consists of one share of Common Stock and one warrant to purchase two additional shares of Common Stock with an exercise price of $0.02103 for each share of Common Stock to be issued upon exercise of the warrant.
These Common Stock Options vest in three installments: 50 percent on August 18, 2015 (the grant date), 25 percent on February 18, 2016, and 25 percent on August 18, 2016.
/s/ James S. J. Manuso
2015-08-31