-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AfJIe1n320xQSOx45YxOj2jPaF7YMgZ0EZsXtCYsgwenOvOVHm56C4bL5PEGcToR zJcGKTAspqhewjsf91x5Jw== 0000890566-97-000227.txt : 19970222 0000890566-97-000227.hdr.sgml : 19970222 ACCESSION NUMBER: 0000890566-97-000227 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NASD GROUP MEMBERS: GEORGE P MITCHELL GROUP MEMBERS: MITCHELL ENERGY & DEVELOPMENT CORP GROUP MEMBERS: WOODLANDS VENTURE CAPITAL CO SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LIFECELL CORP CENTRAL INDEX KEY: 0000849448 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 760172936 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-45509 FILM NUMBER: 97530273 BUSINESS ADDRESS: STREET 1: 3606 RESEARCH FOREST DR STREET 2: LIFECELL CORPORATION CITY: WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 7133675368 MAIL ADDRESS: STREET 1: 3606 RESEARCH FOREST DR CITY: THE WOODLANDS STATE: TX ZIP: 77381 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WOODLANDS VENTURE CAPITAL CO CENTRAL INDEX KEY: 0001032466 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 742177794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: P O BOX 4000 CITY: THE WOODLANDS STATE: TX ZIP: 77387-4000 BUSINESS PHONE: 7133776200 MAIL ADDRESS: STREET 1: P O BOX 4000 CITY: THE WOODLANDS STATE: TX ZIP: 77387-4000 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* LIFECELL CORPORATION (Name of Issuer) COMMON STOCK, $.001 PAR VALUE (Title of Class of Securities) 531927-101 (CUSIP Number) *The remainder of this page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 - -------------------------------- ---------------------------------- CUSIP NO. 531927-101 13 G Page 2 of 7 Pages ---------- - -------------------------------- ---------------------------------- - ------------------------------------------------------------------------------- NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON 1 THE WOODLANDS VENTURE CAPITAL COMPANY - ------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] 2 (B) [x] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 DELAWARE - ------------------------------------------------------------------------------- SOLE VOTING POWER 5 -0- -------------------------------------------- SHARED VOTING POWER NUMBER OF SHARES 6 569,696 SHARES(1) BENEFICIALLY -------------------------------------------- OWNED BY EACH SOLE DISPOSITIVE POWER REPORTING PERSON WITH 7 -0- -------------------------------------------- SHARED DISPOSITIVE POWER 8 726,497 SHARES(2) - ------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 726,497 SHARES(2) - ------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 NOT APPLICABLE - ------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 14.0%(3) - ------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 CO - ------------------------------------------------------------------------------- *See Instructions - -------------------------------- ---------------------------------- CUSIP NO. 531927-101 13 G Page 3 of 7 Pages ---------- - -------------------------------- ---------------------------------- - ------------------------------------------------------------------------------- NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON 1 MITCHELL ENERGY & DEVELOPMENT CORP. - ------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] 2 (B) [x] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 TEXAS - ------------------------------------------------------------------------------- SOLE VOTING POWER 5 -0- -------------------------------------------- NUMBER OF SHARED VOTING POWER SHARES BENEFICIALLY 6 569,696 SHARES(1) OWNED -------------------------------------------- BY EACH REPORTING PERSON SOLE DISPOSITIVE POWER WITH 7 -0- -------------------------------------------- SHARED DISPOSITIVE POWER 8 726,497 SHARES(2) - ------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 726,497 SHARES(2) - ------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 NOT APPLICABLE - ------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 14.0%(3) - ------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 CO - ------------------------------------------------------------------------------- *See Instructions - -------------------------------- ---------------------------------- CUSIP NO. 531927-101 13 G Page 4 of 7 Pages ---------- - -------------------------------- ---------------------------------- - ------------------------------------------------------------------------------- NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON 1 GEORGE P. MITCHELL - ------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] 2 (B) [x] - ------------------------------------------------------------------------------- SEC USE ONLY 3 - ------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 UNITED STATES - ------------------------------------------------------------------------------- SOLE VOTING POWER 5 -0- -------------------------------------------- NUMBER OF SHARED VOTING POWER SHARES BENEFICIALLY 6 569,696 SHARES(1) OWNED -------------------------------------------- BY EACH REPORTING PERSON SOLE DISPOSITIVE POWER WITH 7 -0- -------------------------------------------- SHARED DISPOSITIVE POWER 8 726,497 SHARES(2) - ------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 726,497 SHARES(2) - ------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 NOT APPLICABLE - ------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 14.0%(3) - ------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------- *See Instructions ITEM 1. (a) Name of Issuer: LifeCell Corporation (b) Address of Issuer's Principal Executive Offices: 3606 Research Forest Drive The Woodlands, Texas 77381 ITEM 2. (a) Name of Persons Filing: The Woodlands Venture Capital Company Mitchell Energy & Development Corp. George P. Mitchell THIS SCHEDULE 13G IS JOINTLY FILED ON BEHALF OF ALL OF THE ABOVE-NAMED PERSONS. (b) Address of Principal Business Office or, if none, Residence: 2001 Timberloch Place The Woodlands, Texas 77380 (c) Citizenship: The Woodlands Venture Capital Company was organized in Delaware and Mitchell Energy & Development Corp. was organized in Texas. Mr. Mitchell is a United States Citizen. (d) Title of Class of Securities: Common Stock, $.001 par value (e) CUSIP Number 531927-101 ITEM 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b), check whether the filing person is a: NOT APPLICABLE ITEM 4. OWNERSHIP (a) Amount Beneficially Owned The Woodlands Venture Capital Company ("WVCC") is the record holder and beneficial owner of 489,051 shares of Common Stock, $.001 par value per share, of the Issuer (the "Common Stock"). In addition, WVCC holds (i) 15,000 shares of Series A Preferred Stock, $.001 par value per share, of the Issuer (the "Series A Preferred Stock"), which are convertible into 100,350 shares of Common Stock, (ii) 2,500 shares of Series B Preferred Stock, par value $.001 per share, of the Issuer, which are convertible into 80,645 shares of Common Stock and (iii) a warrant (the "Warrant") to purchase 56,451 shares of Common Stock. The Series A Preferred Stock has no ordinary voting rights. The Series B Preferred Stock has ordinary voting rights on an as converted to Common Stock basis. Page 5 of 7 The Woodlands Venture Capital Company is a wholly owned subsidiary of Mitchell Energy & Development Corp. George P. Mitchell owns a majority of the issued and outstanding capital stock of Mitchell Energy & Development Corp. Because of these relationships, Mitchell Energy & Development Corp. and Mr. Mitchell may be deemed to be the beneficial owners of the 489,051 shares of Common Stock, the 15,000 shares of Series A Preferred Stock, the 2,500 shares of Series B Preferred Stock and the Warrant to purchase 56,451 shares of Common Stock held by The Woodlands Venture Capital Company. (b) Percent of Class The Woodlands Venture Capital Company 14.0%(3) Mitchell Energy & Development Corp. 14.0%(3) George P. Mitchell 14.0%(3) (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: The Woodlands Venture Capital Company -0- Mitchell Energy & Development Corp. -0- George P. Mitchell -0- (ii) shared power to vote or to direct the vote: The Woodlands Venture Capital Company 569,696 shares(1) Mitchell Energy & Development Corp. 569,696 shares(1) George P. Mitchell 569,696 shares(1) (iii) sole power to dispose or to direct the disposition of: The Woodlands Venture Capital Company -0- Mitchell Energy & Development Corp. -0- George P. Mitchell -0 (iv) shared power to dispose or to direct the disposition of: The Woodlands Venture Capital Company 726,497 shares(2) Mitchell Energy & Development Corp. 726,497 shares(2) George P. Mitchell 726,497 shares(2) ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. NOT APPLICABLE ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. NOT APPLICABLE ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY NOT APPLICABLE ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. NOT APPLICABLE Page 6 of 7 ITEM 9. NOTICE OF DISSOLUTION OF GROUP NOT APPLICABLE ITEM 10. CERTIFICATION NOT APPLICABLE SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1997 THE WOODLANDS VENTURE CAPITAL COMPANY By:/S/ DON E. ROOSE, JR. Name: Don E. Roose, Jr. Title: Vice President-Controller EXHIBIT: Agreement for Joint Filing, incorporated by reference to Schedule 13G, filed with the Commission by the Filing Persons on February 12, 1993 ------------------------------ (1) Represents 489,051 shares of Common Stock and 80,645 shares of Common Stock issuable upon conversion of the Series B Preferred Stock beneficially owned or that may be deemed to be beneficially owned, as the case may be, by the Reporting Person. (2) Represents 489,051 shares of Common Stock and 237,446 shares of Common Stock issuable upon conversion of the Series A Preferred Stock, the Series B Preferred Stock and exercise of the Warrant beneficially owned or that may be deemed to be beneficially owned, as the case may be, by the Reporting Person. The 15,000 shares of Series A Preferred Stock are convertible into 100,350 shares of Common Stock at any time at the option of the holder. The 2,500 shares of Series B Preferred Stock are convertible into 80,645 shares of Common Stock at any time at the option of the holder. The Warrant to purchase 56,451 shares of Common Stock is exercisable at any time at the option of the holder. (3) Represents the percent of the aggregate number of outstanding shares of Common Stock of the Issuer, including shares of Common Stock issuable upon conversion of the Series A Preferred Stock, the Series B Preferred Stock and exercise of the Warrant, beneficially owned or that may be deemed to be beneficially owned, as the case may be, by the Reporting Person. Page 7 of 7 -----END PRIVACY-ENHANCED MESSAGE-----