-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K5Qh/AmZGeZWIN3RdTt+Z9TfJigE31yTVSBnrLmEBs+Vkz+bqMKwTyMh3j98Fzeg ZRT33d5A6X8RSqhoVfDY3Q== 0000866842-04-000046.txt : 20040217 0000866842-04-000046.hdr.sgml : 20040216 20040217084045 ACCESSION NUMBER: 0000866842-04-000046 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HAWK CORP CENTRAL INDEX KEY: 0000849240 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 341608156 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-54031 FILM NUMBER: 04602555 BUSINESS ADDRESS: STREET 1: 200 PUBLIC SQ. STREET 2: STE 30-5000 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2168613553 MAIL ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: STE 30-5000 CITY: CLEVELAND STATE: OH ZIP: 44114-2301 FORMER COMPANY: FORMER CONFORMED NAME: HAWK GROUP OF COMPANIES INC DATE OF NAME CHANGE: 19950417 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DALTON GREINER HARTMAN MAHER & CO CENTRAL INDEX KEY: 0000866842 IRS NUMBER: 593418454 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 565 FIFTH AVENUE STREET 2: SUITE 2101 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-557-2445 MAIL ADDRESS: STREET 1: 750 11TH STREET SOUTH STREET 2: SUITE 101 CITY: NAPLES STATE: FL ZIP: 34102 FORMER COMPANY: FORMER CONFORMED NAME: DALTON GREINER HARTMAN MAHER & CO INC DATE OF NAME CHANGE: 19990325 FORMER COMPANY: FORMER CONFORMED NAME: DALTON GREINER HARTMAN MAHER & CO DATE OF NAME CHANGE: 19930125 SC 13G/A 1 hwk5.txt FORM 13G/A 12/31/03 SECURITY AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) HAWK CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 420089104 (Cusip #) Cusip No. 420089104 13G Page 1 of 3 Pages 1 Name of Reporting Person Dalton, Greiner, Hartman, Maher & Co IRS Identification 59-3418454 2) Check the Appropriate box if a Member of a group* 3) SEC Use Only 4) Citizenship or place of Organization Delaware Partnership Number of Shares Beneficially Owned by Each Reporting Person With: 5) Sole Voting Power 828,900 6) Shared Voting Power 0 7) Sole Dispositive Power 835,400 8) Shared Dispositve Power 0 9) Aggregate Amount Beneficially owned by each reporting person 835,400 10) Check Box if the aggregate amount in row (9) excludes certain Shares 11) Percent of Class Represented by Amount in Row 9 9.74% 12) Type of Reporting Person IA Cusip No. 420089104 13G Page 2 of 3 Pages Item 1(a). Name of Issuer: HAWK CORPORATION Item 1(b). Address of Issuer's Principal Executive Office: 200 Public Square, Suite 305000 Cleveland, OH 44114-2301 Item 2(a). Name of Person Filing: Dalton, Greiner, Hartman, Maher & Co Item 2(b). Address of Principal Business Office: 565 Fifth Ave., Suite 2101 New York, NY 10017 Item 2(c). Citizenship: Delaware Partnership Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number 420089104 Item 3. This statement is filed pursuant to Rules 13d- 1(b), or 13d-2(b), the person filing is an Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership: (a) Amount beneficially owned: 835,400 shares (b) Percent of Class: 9.74% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 828,900 shares (ii) shared power to vote or to direct the vote: 0 shares (iii) sole power to dispose or to direct the disposition: 835,400 shares (iv) shared power to dispose or to direct the disposition: 0 shares Item 5. Ownership of Five Percent of Less of a Class : Not Applicable Item 6. Ownership of more than five percent on behalf of another person: Not Applicable Item 7. Identification and Classification of the subsidiary which acquired the security being reported on by the parent holding company: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Cusip No. 420089104 13G Page 3 of 3 Pages Item 9. Notice of Dissolution of Group: Not Applicable Item 10. Certification : The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes of effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 4, 2004 Dalton, Greiner, Hartman, Maher & Co By : /s/Anthony Carriero Title : Vice President-Finance -----END PRIVACY-ENHANCED MESSAGE-----