-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EbQIiuTbS3nywX+B3eQYeLQwdGSptVZiwpND3mdgl8jcjrXaiuCMmtQLNzL1Azl2 NjQqBz9AvdNyy+ek9azP5A== 0000950136-02-000349.txt : 20020414 0000950136-02-000349.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950136-02-000349 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020212 GROUP MEMBERS: DMG ADVISORS LLC GROUP MEMBERS: DMG LEGACY INSTITUTIONAL FUND LLC GROUP MEMBERS: DMG LEGACY INTERNATIONAL LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SAFLINK CORP CENTRAL INDEX KEY: 0000847555 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 954346070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42397 FILM NUMBER: 02536732 BUSINESS ADDRESS: STREET 1: 18650 N E 67TH COURT STREET 2: SUITE 210 CITY: REDMOND STATE: WA ZIP: 98052 BUSINESS PHONE: 8136360099 MAIL ADDRESS: STREET 1: 18650 N E 67TH COURT SUITE 210 CITY: REDMOND STATE: WA ZIP: 98052 FORMER COMPANY: FORMER CONFORMED NAME: TOPSEARCH INC DATE OF NAME CHANGE: 19920401 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL REGISTRY INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DMG ADVISORS LLC CENTRAL INDEX KEY: 0001166904 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE SOUND SHORE DR. STREET 2: SUITE 202 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036298400 MAIL ADDRESS: STREET 1: ONE SOUND SHORE DR. STREET 2: SUITE 202 CITY: GREENWICH STATE: CT ZIP: 06830 SC 13G 1 file001.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------- SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. ___________)1 SAFLINK CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) - -------------------------------------------------------------------------------- COMMON STOCK, $0.01 PAR VALUE PER SHARE (Title of Class of Securities) 786578302 - -------------------------------------------------------------------------------- (CUSIP Number) JANUARY 10, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) X Rule 13d-1(c) [ ] Rule 13d-1(d) (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- CUSIP No. 786578302 13G Page 2 of 8 Pages - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). DMG Advisors LLC - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USES ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5. Sole Voting Power SHARES 0 BENEFICIALLY -------------------------------------------------------------- OWNED BY 6. Shared Voting Power EACH 1,514,011 REPORTING -------------------------------------------------------------- PERSON WITH 7. Sole Dispositive Power 0 -------------------------------------------------------------- 8. Shared Dispositive Power 1,514,011 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,514,011 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.7% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------------------------------------------------- CUSIP No. 786578302 13G Page 3 of 8 Pages - -------------------------------------------------------------------------------- 5. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). DMG Legacy International Ltd. - -------------------------------------------------------------------------------- 6. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 7. SEC USES ONLY - -------------------------------------------------------------------------------- 8. CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands - -------------------------------------------------------------------------------- NUMBER OF 5. Sole Voting Power SHARES 0 BENEFICIALLY --------------------------------------------------------------- OWNED BY 6. Shared Voting Power EACH 832,348 REPORTING --------------------------------------------------------------- PERSON WITH 7. Sole Dispositive Power 0 --------------------------------------------------------------- 8. Shared Dispositive Power 832,348 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 832,348 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.5% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------------------------------------------------- CUSIP No. 786578302 13G Page 4 of 8 Pages - -------------------------------------------------------------------------------- 9. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). DMG Legacy Institutional Fund LLC - -------------------------------------------------------------------------------- 10. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 11. SEC USES ONLY - -------------------------------------------------------------------------------- 12. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5. Sole Voting Power SHARES 0 BENEFICIALLY --------------------------------------------------------------- OWNED BY 6. Shared Voting Power EACH 585,376 REPORTING --------------------------------------------------------------- PERSON WITH 7. Sole Dispositive Power 0 --------------------------------------------------------------- 8. Shared Dispositive Power 585,376 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 585,376 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.3% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! ITEM 1(a). Name of Issuer Saflink Corporation ITEM 1(b). Address of Issuer's Principal Executive Offices: 11911 N.E. 1st Street Suite B-304 Bellevue, Washington 98005 ITEM 2(a). Name of Person Filing: This statement is being filed by (i) DMG Advisors LLC ("DMG Advisors"), (ii) DMG Legacy International Ltd. "(DMG Legacy International") and (iii) DMG Legacy Institutional Fund LLC ("DMG Legacy Institutional Fund") ITEM 2(b). Address of Principal Business Office or, if none, Residence: (i), (ii) and (iii) One Sound Shore Drive Suite 202 Greenwich, Connecticut 06830 ITEM 2(c). Citizenship: (i) Delaware (ii) British Virgin Islands (iii) Delaware ITEM 2(d). Title of Class of Securities: Common Stock, par value $0.01 per share ITEM 2(e). CUSIP Number: 786578302 ITEM 3. Not Applicable ITEM 4. OWNERSHIP. (a) Amount beneficially owned: 1,514,011 (b) Percent of class: 13.7% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 1,514,011 (1) (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 1,514,011 (1) (1) The first reporting person, DMG Advisors, beneficially owns a total of 1,514,011 common shares of Saflink Corporation representing 13.7% of outstanding Saflink Corporation common shares and comprising (i) the common shares which are directly owned by DMG Legacy International and DMG Legacy Institutional Fund as described below, and (ii) 96,287 common shares of Saflink Corporation which are directly owned by DMG Legacy Fund LLC and which represent 0.9% of outstanding Saflink Corporation common shares. For purposes of Rule 13d-3 under the Securities Exchange Act of 1934, DMG Advisors may be deemed to beneficially own the Saflink Corporation common shares owned directly by DMG Legacy International, DMG Legacy Institutional Fund and DMG Legacy Fund LLC (each a "Fund") because, as the managing member of each Fund, DMG Advisors has voting and investment control with respect to such shares. The second reporting person, DMG Legacy International directly and beneficially owns 832,348 common shares of Saflink Corporation representing 7.5% of outstanding Saflink Corporation common shares. The Third reporting person, DMG Legacy Institutional Fund, directly and beneficially owns 585,376 shares of Saflink Corporation representing 5.3% of outstanding Saflink Corporation common shares. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 2002 DMG Advisors LLC By: /s/ Andrew Wilder ------------------------------------ Name: Andrew Wilder Title: Chief Financial Officer DMG Legacy International Ltd By: /s/ Andrew Wilder ------------------------------------ Name: Andrew Wilder Title: Chief Financial Officer DMG Legacy Institutional Fund LLC By: /s/ Andrew Wilder ------------------------------------ Name: Andrew Wilder Title: Chief Financial Officer EXHIBIT A JOINT FILING AGREEMENT This Agreement is filed as an exhibit to Schedule 13G being filed by DMG Advisors LLC, DMG Legacy International Ltd. and DMG Legacy Institutional Fund LLC in compliance with Rule 13d-1(k) of the Securities and Exchange Commission, which requires an agreement in writing indicating that the Schedule 13G to which this Agreement is attached is filed on behalf of the below-named companies, that they are each responsible for the timely filing of the Schedule 13G and any amendments thereto and for the completeness and accuracy of the information concerning such persons contained therein. Dated: February 12, 2002 DMG Advisors LLC By: /s/ Andrew Wilder ---------------------------------- Name: Andrew Wilder Title: Chief Financial Officer DMG Legacy International Ltd. By: /s/ Andrew Wilder ---------------------------------- Name: Andrew Wilder Title: Chief Financial Officer DMG Legacy Institutional Fund LLC By: /s/ Andrew Wilder ---------------------------------- Name: Andrew Wilder Title: Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----