0001209191-14-064303.txt : 20141022 0001209191-14-064303.hdr.sgml : 20141022 20141022161800 ACCESSION NUMBER: 0001209191-14-064303 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140924 FILED AS OF DATE: 20141022 DATE AS OF CHANGE: 20141022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY DOUGLAS G CENTRAL INDEX KEY: 0001246268 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 141167936 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2014-09-24 2014-09-25 0 0000846913 FUEL TECH, INC. FTEK 0001246268 BAILEY DOUGLAS G 120 LONG RIDGE ROAD STAMFORD CT 06902 1 1 0 0 President, CEO & Chairman Common Stock 2014-09-24 4 P 0 6800 4.2255 A 1754838 D Common Stock 15000 I Daughter Common Stock 245000 I Family Trust The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.18 to $4.25 inclusive. This amendment is filed to reflect this previously reported indirect holding. The reporting person disclaims beneficial ownership of these shares. The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims beneficial ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of the shares held by the trust or by the daughter for purposes of Section 16 or for any other purpose. Douglas G Bailey 2014-10-22