0000846797-20-000003.txt : 20200814 0000846797-20-000003.hdr.sgml : 20200814 20200814143317 ACCESSION NUMBER: 0000846797-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 201104115 BUSINESS ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 FORMER COMPANY: FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC DATE OF NAME CHANGE: 19990319 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000846797 XXXXXXXX 06-30-2020 06-30-2020 DEAN INVESTMENT ASSOCIATES, LLC

3500 PENTAGON BLVD, SUITE 200 BEAVERCREEK OH 45431

13F HOLDINGS REPORT 028-02462 N Debra E Rindler 937-225-3406 Debra E Rindler Beavercreek OH 08-14-2020 1 211 418195 false 2 0001455468 028-13367 Dean Capital Management INFORMATION TABLE 2 frm13f06302020.xml 3M Co CS 88579Y101 3759 24095 SH DFND 02 20927 0 3168 Aflac Inc CS 001055102 1570 43576 SH DFND 02 36015 0 7561 Allison Transmission Holdings, CS 01973R101 746 20273 SH DFND 02 19644 0 629 Alphabet Inc - A CS 02079k305 518 365 SH DFND 02 230 0 135 Altra Industrial Motion Corp CS 02208r106 1728 54231 SH DFND 02 54231 0 0 Altria Group Inc CS 02209S103 2429 61889 SH DFND 02 58807 0 3082 Amdocs Ltd CS G02602103 1911 31396 SH DFND 02 27710 0 3686 Ameren Corp CS 023608102 1018 14466 SH DFND 02 14013 0 453 American Eagle Outfitters New CS 02553E106 824 75561 SH DFND 02 75561 0 0 American Equity Investment Lif CS 025676206 3426 138635 SH DFND 02 138635 0 0 American National Group Inc CS 02772A109 2614 36270 SH DFND 02 36270 0 0 Ameriprise Financial Inc CS 03076C106 2519 16788 SH DFND 02 16106 0 682 Amerisourcebergen Corp CS 03073E105 799 7932 SH DFND 02 7684 0 248 Amgen Inc CS 031162100 3129 13266 SH DFND 02 12066 0 1200 Anthem Inc CS 036752103 462 1756 SH DFND 02 1127 0 629 Apogee Enterprises Inc CS 037598109 1784 77413 SH DFND 02 77413 0 0 Apple Hospitality Reit Inc CS 03784Y200 1784 184706 SH DFND 02 184706 0 0 Aptiv Plc CS g6095L109 834 10709 SH DFND 02 10374 0 335 Argan Inc CS 04010e109 3381 71359 SH DFND 02 71359 0 0 Arrow Electrs Inc CS 042735100 910 13244 SH DFND 02 12829 0 415 Associated Banc-Corp CS 045487105 2925 213806 SH DFND 02 213806 0 0 Assurant Inc CS 04621X108 735 7117 SH DFND 02 6894 0 223 AT&T Inc CS 00206R102 2788 92233 SH DFND 02 83634 0 8599 Atmos Energy Corp CS 049560105 764 7675 SH DFND 02 7434 0 241 Autoliv Inc CS 052800109 353 5479 SH DFND 02 3476 0 2003 Autozone Inc CS 053332102 2040 1808 SH DFND 02 1410 0 398 Avery Dennison Corp CS 053611109 769 6736 SH DFND 02 6525 0 211 Bank of NY Mellon CS 064058100 1473 38101 SH DFND 02 31588 0 6513 BCE Inc CS 05534B760 2306 55211 SH DFND 02 52600 0 2611 Berkshire Hathaway Inc Cl B CS 084670702 2403 13463 SH DFND 02 10579 0 2884 BlackRock Inc CS 09247X101 6714 12340 SH DFND 02 10704 0 1636 Blue Bird Corp CS 095306106 1728 115299 SH DFND 02 115299 0 0 BorgWarner Inc CS 099724106 1505 42621 SH DFND 02 35255 0 7366 Brigham Minerals Inc CS 10918L103 1983 160541 SH DFND 02 160541 0 0 Bristol Myers Squibb Co CS 110122108 4967 84465 SH DFND 02 73413 0 11052 Broadridge Finl Solutions Inc CS 11133T103 789 6255 SH DFND 02 6062 0 193 Bryn Mawr Bank Corp CS 117665109 2014 72823 SH DFND 02 72823 0 0 Cabot Microelectronics Corp CS 12709P103 1311 9394 SH DFND 02 9394 0 0 Cactus Inc - A CS 127203107 2702 130953 SH DFND 02 130953 0 0 Callaway Golf Co CS 131193104 1188 67841 SH DFND 02 67841 0 0 Canadian Imperial Bank of Com CS 136069101 2010 30015 SH DFND 02 28487 0 1528 Capitol Federal Financial CS 14057J101 4514 409999 SH DFND 02 382111 0 27888 Carter's Inc CS 146229109 1292 16010 SH DFND 02 15760 0 250 Cathay General Bancorp CS 149150104 2632 100067 SH DFND 02 100067 0 0 Chevron Corp CS 166764100 4278 47949 SH DFND 02 41960 0 5989 Cisco Systems Inc CS 17275R102 5539 118769 SH DFND 02 106535 0 12234 Clorox Co/The CS 189054109 4207 19177 SH DFND 02 16695 0 2482 CMS Energy Corp CS 125896100 986 16883 SH DFND 02 16354 0 529 CNX Resources Corp CS 12653C108 869 100456 SH DFND 02 100456 0 0 Cognizant Technology Solutions CS 192446102 2042 35944 SH DFND 02 28340 0 7604 Commerce Bancshares Inc CS 200525103 738 12410 SH DFND 02 12021 0 389 Commercial Metals Co CS 201723103 3422 167732 SH DFND 02 167732 0 0 Conagra Brands CS 205887102 942 26796 SH DFND 02 25956 0 840 Cooper Tire & Rubber Co CS 216831107 2860 103598 SH DFND 02 103598 0 0 Cummins Inc CS 231021106 2757 15911 SH DFND 02 15161 0 750 CVS Health Corp CS 126650100 4747 73067 SH DFND 02 63563 0 9504 Dana Holding Corp CS 235825205 3233 265211 SH DFND 02 265211 0 0 Delta Air Lines Inc CS 247361702 889 31682 SH DFND 02 24908 0 6774 DHT Holdings Inc CS y2065g121 1758 342681 SH DFND 02 342681 0 0 Diamond Hill Investment Grp CS 25264R207 2173 19121 SH DFND 02 19121 0 0 Diamond S Shipping Inc CS y20676105 1545 193418 SH DFND 02 193418 0 0 Digital Realty Trust Inc CS 253868103 4219 29685 SH DFND 02 26746 0 2939 Dominion Energy Inc CS 25746U109 3428 42226 SH DFND 02 37787 0 4439 Donaldson Inc Com CS 257651109 1974 42441 SH DFND 02 40469 0 1972 Dover Corp CS 260003108 719 7449 SH DFND 02 7218 0 231 Duke Energy Corp CS 26441c204 4316 54024 SH DFND 02 48076 0 5948 Eagle Materials Inc CS 26969p108 725 10319 SH DFND 02 9995 0 324 Eastman Chemical Co CS 277432100 454 6517 SH DFND 02 4177 0 2340 Emerson Electric Co CS 291011104 3499 56404 SH DFND 02 48466 0 7938 Encompass Health Corp CS 29261A100 2924 47219 SH DFND 02 40885 0 6334 EOG Resources Inc CS 26875P101 2851 56271 SH DFND 02 50356 0 5915 Equity Commonwealth CS 294628102 1826 56715 SH DFND 02 56715 0 0 Essex Property Trust Inc CS 297178105 2658 11597 SH DFND 02 10664 0 933 Exxon Mobil Corp CS 30231G102 1743 38987 SH DFND 02 32125 0 6862 Facebook Inc CS 30303M102 482 2123 SH DFND 02 1368 0 755 Fastenal Co CS 311900104 2171 50684 SH DFND 02 48276 0 2408 FedEx Corp CS 31428X106 1617 11528 SH DFND 02 9530 0 1998 First Financial Bancorp CS 320209109 2072 149148 SH DFND 02 149148 0 0 FMC Corp CS 302491303 874 8777 SH DFND 02 8505 0 272 FNB Corp CS 302520101 2579 343907 SH DFND 02 343907 0 0 Garmin Ltd CS h2906t109 865 8870 SH DFND 02 8592 0 278 GCP Applied Technologies Inc CS 36164y101 649 34939 SH DFND 02 34939 0 0 General Mills Inc CS 370334104 1611 26134 SH DFND 02 24916 0 1218 Genuine Parts Co CS 372460105 3744 43055 SH DFND 02 41129 0 1926 Gildan Activewear Inc CS 375916103 478 30868 SH DFND 02 29901 0 967 Globe Life CS 37959e102 3023 40730 SH DFND 02 35344 0 5386 Gold Resource Corp CS 38068T105 1057 257059 SH DFND 02 257059 0 0 HCA Holdings Inc CS 40412C101 488 5026 SH DFND 02 3199 0 1827 Healthcare Trust of America In CS 42225P501 945 35619 SH DFND 02 34499 0 1120 Heartland Express Inc CS 422347104 1580 75879 SH DFND 02 75879 0 0 Herman Miller, Inc. CS 600544100 3375 142935 SH DFND 02 142935 0 0 Hershey Co/The CS 427866108 1794 13840 SH DFND 02 10979 0 2861 Highwoods Pptys Inc CS 431284108 941 25204 SH DFND 02 24416 0 788 Hooker Furniture Corp CS 439038100 1436 73848 SH DFND 02 73848 0 0 Hostess Brands Inc CS 44109J106 987 80750 SH DFND 02 80750 0 0 Houlihan Lokey Inc CS 441593100 1281 23019 SH DFND 02 23019 0 0 Hubbell Inc CS 443510607 850 6780 SH DFND 02 6567 0 213 Idacorp Inc CS 451107106 1380 15799 SH DFND 02 15035 0 764 Insight Enterprises Inc CS 45765U103 2721 55295 SH DFND 02 55295 0 0 Intel Corp CS 458140100 2004 33490 SH DFND 02 27323 0 6167 Interdigital Inc CS 45867G101 2022 35702 SH DFND 02 35702 0 0 International Flavors & Fragra CS 459506101 967 7894 SH DFND 02 7646 0 248 Intl Fcstone Inc CS 46116V105 2954 53713 SH DFND 02 53713 0 0 ITT Inc CS 45073v108 906 15422 SH DFND 02 14938 0 484 Jeld-Wen Holding Inc CS 47580P103 2043 126845 SH DFND 02 126845 0 0 Johnson & Johnson CS 478160104 4798 34120 SH DFND 02 29795 0 4325 Johnson Outdoors Inc-A CS 479167108 1223 13437 SH DFND 02 13437 0 0 JP Morgan Chase & Co CS 46625H100 654 6953 SH DFND 02 5191 0 1762 Kansas City Southern CS 485170302 827 5542 SH DFND 02 5367 0 175 KeyCorp CS 493267108 1389 114055 SH DFND 02 94599 0 19456 Kimberly Clark Corp CS 494368103 4910 34736 SH DFND 02 30546 0 4190 Kinder Morgan Inc CS 49456B101 3616 238351 SH DFND 02 210134 0 28217 KLA-Tencor Corp CS 482480100 1309 6732 SH DFND 02 6520 0 212 Knoll Inc CS 498904200 1348 110601 SH DFND 02 110601 0 0 Korn/Ferry Intl CS 500643200 684 22264 SH DFND 02 22264 0 0 Linde Plc CS g5494j103 2900 13670 SH DFND 02 11305 0 2365 Littelfuse Inc CS 537008104 2452 14373 SH DFND 02 14234 0 139 LKQ Corp CS 501889208 377 14389 SH DFND 02 9164 0 5225 Lowe's Companies Inc CS 548661107 2079 15383 SH DFND 02 12758 0 2625 M&T Bank Corp CS 55261F104 400 3849 SH DFND 02 2450 0 1399 Magellan Health Inc CS 559079207 1520 20826 SH DFND 02 20826 0 0 Magnolia Oil & Gas Corp CS 559663109 1284 211946 SH DFND 02 211946 0 0 Malibu Boats Inc CS 56117J100 1449 27899 SH DFND 02 27899 0 0 Masco Corp CS 574599106 957 19060 SH DFND 02 18463 0 597 McKesson Corp CS 58155Q103 2694 17557 SH DFND 02 13869 0 3688 Methode Electronics Inc CS 591520200 2809 89872 SH DFND 02 89872 0 0 Metlife Inc CS 59156R108 2163 59225 SH DFND 02 53543 0 5682 Microsoft Corp CS 594918104 2345 11521 SH DFND 02 9629 0 1892 MSC Industrial Direct CS 553530106 823 11304 SH DFND 02 10950 0 354 MYR Group Inc CS 55405W104 2742 85922 SH DFND 02 85922 0 0 National Fuel Gas Co CS 636180101 2755 65695 SH DFND 02 62686 0 3009 National Healthcare Corp CS 635906100 1682 26512 SH DFND 02 26512 0 0 Nextera Energy Inc CS 65339F101 276 1150 SH DFND 02 1150 0 0 Northwest Bancshares CS 667340103 3708 362686 SH DFND 02 337510 0 25176 Northwestern Corp CS 668074305 1838 33705 SH DFND 02 27804 0 5901 Nucor Corp CS 670346105 1810 43706 SH DFND 02 38544 0 5162 Nutrien Ltd CS 67077M108 1319 41082 SH DFND 02 33819 0 7263 Omnicom Group CS 681919106 3636 66592 SH DFND 02 62074 0 4518 Parker Hannifin Corp CS 701094104 326 1777 SH DFND 02 1127 0 650 Paychex Inc CS 704326107 2889 38137 SH DFND 02 36225 0 1912 Penske Automotive Grp Inc CS 70959W103 2857 73808 SH DFND 02 73808 0 0 Pentair Plc CS g7s00t104 828 21791 SH DFND 02 21108 0 683 PepsiCo Inc CS 713448108 4398 33249 SH DFND 02 28486 0 4763 Perkinelmer Inc CS 714046109 745 7597 SH DFND 02 7360 0 237 Pfizer Inc CS 717081103 3424 104703 SH DFND 02 91659 0 13044 Philip Morris International CS 718172109 1909 27254 SH DFND 02 25970 0 1284 Pinnacle West Capital CS 723484101 2664 36344 SH DFND 02 34746 0 1598 Pioneer Nat Res Co CS 723787107 1033 10572 SH DFND 02 10241 0 331 PJT Partners Inc CS 69343t107 2049 39909 SH DFND 02 39909 0 0 Plexus Corp CS 729132100 2677 37935 SH DFND 02 37935 0 0 PNC Financial Services Group CS 693475105 3326 31614 SH DFND 02 27058 0 4556 Polaris Industries Inc CS 731068102 753 8138 SH DFND 02 7883 0 255 Polyone Corp Com CS 73179P106 2115 80620 SH DFND 02 80620 0 0 Portland General Electric Co CS 736508847 1434 34303 SH DFND 02 28247 0 6056 Principal Financial Group Inc CS 74251V102 2030 48864 SH DFND 02 44107 0 4757 Prudential Financial Inc CS 744320102 1918 31488 SH DFND 02 28701 0 2787 Public Storage CS 74460D109 2243 11691 SH DFND 02 10303 0 1388 Quest Diagnostics Inc CS 74834L100 908 7972 SH DFND 02 7722 0 250 Raymond James Financial Inc CS 754730109 748 10873 SH DFND 02 10532 0 341 Regal Beloit Corp CS 758750103 5185 59385 SH DFND 02 54750 0 4635 Regions Financial Corp CS 7591EP100 806 72512 SH DFND 02 70240 0 2272 Republic Services Inc CS 760759100 847 10318 SH DFND 02 9995 0 323 Reynolds Consumer Products CS 76171L106 762 21940 SH DFND 02 21253 0 687 Safety Ins Group Inc CS 78648T100 1861 24399 SH DFND 02 24399 0 0 Sanderson Farms Inc CS 800013104 981 8469 SH DFND 02 8469 0 0 Schlumberger Ltd CS 806857108 1563 85007 SH DFND 02 75402 0 9605 Science Applications Inte CS 808625107 779 10028 SH DFND 02 9700 0 328 Sonoco Prods Co CS 835495102 2462 47091 SH DFND 02 44818 0 2273 Southern Co/The CS 842587107 1481 28556 SH DFND 02 25163 0 3393 Stag Industrial Inc CS 85254J102 831 28354 SH DFND 02 27465 0 889 Stanley Black & Decker Inc CS 854502101 2413 17310 SH DFND 02 15110 0 2200 Steel Dynamics Inc Com CS 858119100 694 26604 SH DFND 02 25771 0 833 Stewart Information Services C CS 860372101 2839 87327 SH DFND 02 87327 0 0 Stryker Corp CS 863667101 1613 8953 SH DFND 02 7401 0 1552 Summit Hotel Properties Inc CS 866082100 731 123323 SH DFND 02 101620 0 21703 Synchrony Financial CS 87165b103 616 27811 SH DFND 02 26939 0 872 SYSCO Corp CS 871829107 1333 24385 SH DFND 02 20286 0 4099 T Rowe Price Group Inc CS 74144T108 3293 26666 SH DFND 02 24032 0 2634 Target Corp CS 87612E106 550 4587 SH DFND 02 3494 0 1093 Terex Corp CS 880779103 840 44739 SH DFND 02 44739 0 0 Timken Co CS 887389104 2799 61528 SH DFND 02 61528 0 0 Treehouse Foods Inc CS 89469A104 622 14202 SH DFND 02 14202 0 0 Tri Pointe Group Inc CS 87265H109 3148 214277 SH DFND 02 214277 0 0 Truist Financial Corp CS 89832q109 1396 37178 SH DFND 02 30782 0 6396 Tyson Foods Inc CS 902494103 726 12153 SH DFND 02 11772 0 381 Ulta Beauty Inc CS 90384S303 694 3412 SH DFND 02 3305 0 107 UMB Financial Corp CS 902788108 3307 64146 SH DFND 02 63613 0 533 United Parcel Service Inc CS 911312106 2642 23760 SH DFND 02 20949 0 2811 Universal Health Services Inc CS 913903100 837 9011 SH DFND 02 7917 0 1094 US Bancorp CS 902973304 3731 101343 SH DFND 02 88103 0 13240 Valmont Industries Inc CS 920253101 1490 13113 SH DFND 02 13113 0 0 Valvoline Inc CS 92047W101 2141 110751 SH DFND 02 110751 0 0 Verizon Communications Inc CS 92343V104 4712 85466 SH DFND 02 73537 0 11929 Vishay Intertechnology Inc CS 928298108 1831 119927 SH DFND 02 119927 0 0 Walt Disney Co/The CS 254687106 1403 12581 SH DFND 02 9901 0 2680 Waterstone Financial Inc CS 94188P101 1444 97354 SH DFND 02 97354 0 0 WEC Energy Group Inc CS 92939U106 1555 17745 SH DFND 02 14612 0 3133 Weis Mkts Inc CS 948849104 1015 20244 SH DFND 02 20244 0 0 Wesco International Inc CS 95082P105 4030 114771 SH DFND 02 109331 0 5440 Western Digital Corp CS 958102105 746 16898 SH DFND 02 16369 0 529 Wiley John & Sons Inc CS 968223206 1552 39788 SH DFND 02 39788 0 0 Willis Towers Watson CS g96629103 737 3744 SH DFND 02 3627 0 117 Wintrust Financial Corp CS 97650W108 2468 56585 SH DFND 02 56585 0 0 WR Berkley Corp CS 084423102 760 13262 SH DFND 02 12846 0 416 Zimmer Biomet Holdings Inc CS 98956P102 942 7894 SH DFND 02 7646 0 248 I Shares Short Term Natinal EF 464288158 717 6650 SH DFND 02 6650 0 0 iShares National Muni Bond EF 464288414 2459 21305 SH DFND 02 17840 0 3465 Schwab Short term US Treas EF 808524862 8479 164233 SH DFND 02 150299 0 13934 SPDR Bloomberg Barclays Invest EF 78468r200 7413 243207 SH DFND 02 221317 0 21890 SPDR S&P 500 EF 78462F103 765 2482 SH SOLE 2482 0 0 VanEck Vectors Short H/Y Muni EF 92189f387 838 35200 SH DFND 02 35200 0 0