0000846797-20-000001.txt : 20200212
0000846797-20-000001.hdr.sgml : 20200212
20200212144228
ACCESSION NUMBER: 0000846797-20-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200212
DATE AS OF CHANGE: 20200212
EFFECTIVENESS DATE: 20200212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC
CENTRAL INDEX KEY: 0000846797
IRS NUMBER: 310861689
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02462
FILM NUMBER: 20603426
BUSINESS ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
BUSINESS PHONE: 8003273656
MAIL ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC
DATE OF NAME CHANGE: 19990319
13F-HR
1
primary_doc.xml
13F-HR
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false
false
false
0000846797
XXXXXXXX
12-31-2019
12-31-2019
DEAN INVESTMENT ASSOCIATES, LLC
3500 PENTAGON BLVD, SUITE 200
BEAVERCREEK
OH
45431
13F HOLDINGS REPORT
028-02462
N
Debra Rindler
Chief Compliance Officer
9372253406
Debra E. Rindler
Beavercreek
OH
02-12-2020
1
213
639048
false
2
0001455468
028-13367
Dean Capital Management
INFORMATION TABLE
2
frm13f123119.xml
3M Co
CS
88579Y101
2215
12552
SH
DFND
02
9860
0
2692
Aflac Inc
CS
001055102
2410
45555
SH
DFND
02
37767
0
7788
Altria Group Inc
CS
02209S103
2907
58239
SH
DFND
02
55157
0
3082
Amdocs Ltd
CS
G02602103
1592
22055
SH
DFND
02
19013
0
3042
Ameren Corp
CS
023608102
1153
15011
SH
DFND
02
14558
0
453
American Eagle Outfitters New
CS
02553E106
4058
276025
SH
DFND
02
276025
0
0
American National Insurance Co
CS
028591105
4738
40265
SH
DFND
02
40265
0
0
Ameriprise Financial Inc
CS
03076C106
1100
6603
SH
DFND
02
6403
0
200
Amgen Inc
CS
031162100
4366
18110
SH
DFND
02
16678
0
1432
Andersons Inc
CS
034164103
4730
187090
SH
DFND
02
187090
0
0
Anthem Inc
CS
036752103
328
1086
SH
DFND
02
689
0
397
Apergy Corp
CS
03755l104
671
19871
SH
DFND
02
19232
0
639
Apogee Enterprises Inc
CS
037598109
5788
178080
SH
DFND
02
178080
0
0
Aptiv Plc
CS
g6095L109
1055
11113
SH
DFND
02
10778
0
335
Argan Inc
CS
04010e109
6363
158515
SH
DFND
02
158515
0
0
Argo Group International
CS
g0464b107
5629
85615
SH
DFND
02
85615
0
0
Arrow Electrs Inc
CS
042735100
1165
13745
SH
DFND
02
13330
0
415
Astec Industries Inc
CS
046224101
3522
83850
SH
DFND
02
83850
0
0
AT&T Inc
CS
00206R102
3498
89504
SH
DFND
02
80711
0
8793
Atmos Energy Corp
CS
049560105
1115
9968
SH
DFND
02
9667
0
301
Autozone Inc
CS
053332102
2233
1874
SH
DFND
02
1457
0
417
Avista Corp
CS
05379B107
4446
92460
SH
DFND
02
92460
0
0
Bank of NY Mellon
CS
064058100
2024
40208
SH
DFND
02
33391
0
6817
BCE Inc
CS
05534B760
2313
49898
SH
DFND
02
47287
0
2611
Berkshire Hathaway Inc Cl B
CS
084670702
3189
14079
SH
DFND
02
11086
0
2993
Berry Petroleum Corp
CS
08579X101
3111
329910
SH
DFND
02
329910
0
0
BlackRock Inc
CS
09247X101
6233
12400
SH
DFND
02
10712
0
1688
Blackstone Mortgage Trust
CS
09257w100
2645
71075
SH
DFND
02
67939
0
3136
Blue Bird Corp
CS
095306106
4034
175985
SH
DFND
02
175985
0
0
BorgWarner Inc
CS
099724106
2422
55838
SH
DFND
02
44119
0
11719
Bristol Myers Squibb Co
CS
110122108
5488
85491
SH
DFND
02
74157
0
11334
Bryn Mawr Bank Corp
CS
117665109
4915
119181
SH
DFND
02
119181
0
0
Cactus Inc - A
CS
127203107
3113
90715
SH
DFND
02
90715
0
0
Cadence Bancorp
CS
12739A100
4351
239990
SH
DFND
02
239990
0
0
Cal Maine Foods Inc
CS
128030202
7357
172092
SH
DFND
02
172092
0
0
Canadian Imperial Bank of Com
CS
136069101
3055
36713
SH
DFND
02
32363
0
4350
Capitol Federal Financial
CS
14057J101
4029
293479
SH
DFND
02
264671
0
28808
Carnival Corp
CS
143658300
1779
35001
SH
DFND
02
33013
0
1988
Carter's Inc
CS
146229109
1104
10098
SH
DFND
02
9793
0
305
Chevron Corp
CS
166764100
5722
47482
SH
DFND
02
41340
0
6142
Cisco Systems Inc
CS
17275R102
3956
82482
SH
DFND
02
74062
0
8420
Clorox Co/The
CS
189054109
3935
25631
SH
DFND
02
22720
0
2911
CME Group Inc
CS
12572Q105
257
1282
SH
DFND
02
1282
0
0
CMS Energy Corp
CS
125896100
1102
17530
SH
DFND
02
17001
0
529
Cognizant Technology Solutions
CS
192446102
2316
37340
SH
DFND
02
29400
0
7940
Colfax Corp
CS
194014106
2779
76395
SH
DFND
02
76395
0
0
Columbia Property Trust Inc
CS
198287203
7332
350655
SH
DFND
02
350655
0
0
Commerce Bancshares Inc
CS
200525103
1073
15800
SH
DFND
02
15320
0
480
Conagra Brands
CS
205887102
1267
37012
SH
DFND
02
35894
0
1118
Cooper Tire & Rubber Co
CS
216831107
3935
136860
SH
DFND
02
136860
0
0
CorePoint Lodging Inc
CS
21872L104
4404
412340
SH
DFND
02
412340
0
0
Cracker Barrel Old Country
CS
22410J106
736
4789
SH
DFND
02
4640
0
149
Crane Co
CS
224399105
991
11475
SH
DFND
02
11139
0
336
Crown Castle Intl Corp
CS
22822v101
238
1673
SH
DFND
02
1673
0
0
CubeSmart
CS
229663109
1781
56576
SH
DFND
02
53616
0
2960
Cummins Inc
CS
231021106
2590
14470
SH
DFND
02
13720
0
750
Curtiss Wright Corp
CS
231561101
961
6824
SH
DFND
02
6618
0
206
CVS Health Corp
CS
126650100
5366
72226
SH
DFND
02
62472
0
9754
Del Taco Restaurants Inc
CS
245496104
2630
332760
SH
DFND
02
332760
0
0
Delta Air Lines Inc
CS
247361702
3147
53806
SH
DFND
02
47565
0
6241
Diamondback Energy Inc
CS
25278x109
1012
10893
SH
DFND
02
10564
0
329
Digital Realty Trust Inc
CS
253868103
3513
29338
SH
DFND
02
26340
0
2998
Dominion Energy Inc
CS
25746U109
3416
41243
SH
DFND
02
36681
0
4562
Domtar Corp
CS
257559203
5653
147840
SH
DFND
02
147840
0
0
Duke Energy Corp
CS
26441c204
4746
52032
SH
DFND
02
46008
0
6024
Eastman Chemical Co
CS
277432100
1562
19708
SH
DFND
02
16875
0
2833
Emerson Electric Co
CS
291011104
4255
55791
SH
DFND
02
47522
0
8269
Encompass Health Corp
CS
29261A100
3584
51738
SH
DFND
02
45082
0
6656
Enpro Industries Inc
CS
29355x107
3740
55920
SH
DFND
02
55920
0
0
EOG Resources Inc
CS
26875P101
1733
20689
SH
DFND
02
17045
0
3644
Equity Commonwealth
CS
294628102
6469
197050
SH
DFND
02
197050
0
0
Essex Property Trust Inc
CS
297178105
1265
4206
SH
DFND
02
4079
0
127
Exxon Mobil Corp
CS
30231G102
6320
90568
SH
DFND
02
77689
0
12879
F5 Networks Inc
CS
315616102
1921
13759
SH
DFND
02
11329
0
2430
Facebook Inc
CS
30303M102
446
2174
SH
DFND
02
1381
0
793
Fastenal Co
CS
311900104
2947
79768
SH
DFND
02
75894
0
3874
FedEx Corp
CS
31428X106
2158
14274
SH
DFND
02
11204
0
3070
First Financial Bancorp
CS
320209109
4515
177462
SH
DFND
02
177462
0
0
First Merchants Corp
CS
320817109
3495
84025
SH
DFND
02
84025
0
0
Flexsteel Industries Inc
CS
339382103
1732
86970
SH
DFND
02
86970
0
0
Forward Air Corp
CS
349853101
3186
45550
SH
DFND
02
45550
0
0
G-Iii Apparel Group Ltd
CS
36237H101
4305
128520
SH
DFND
02
128520
0
0
GCP Applied Technologies Inc
CS
36164y101
3174
139775
SH
DFND
02
139775
0
0
General Mills Inc
CS
370334104
1992
37196
SH
DFND
02
35231
0
1965
Genuine Parts Co
CS
372460105
3498
32931
SH
DFND
02
31467
0
1464
Gildan Activewear Inc
CS
375916103
1007
34102
SH
DFND
02
33071
0
1031
Globe Life
CS
37959e102
4222
40116
SH
DFND
02
34638
0
5478
Granite Point Mortgage Trust
CS
38741L107
4673
254265
SH
DFND
02
254265
0
0
Greenbrier Companies Inc
CS
393657101
3533
108930
SH
DFND
02
108930
0
0
Hanover Ins Group Inc
CS
410867105
1119
8187
SH
DFND
02
7940
0
247
Healthcare Trust of America In
CS
42225P501
1119
36958
SH
DFND
02
35838
0
1120
Heartland Express Inc
CS
422347104
3522
167300
SH
DFND
02
167300
0
0
Hershey Co/The
CS
427866108
2174
14791
SH
DFND
02
11684
0
3107
Highwoods Pptys Inc
CS
431284108
1279
26155
SH
DFND
02
25367
0
788
Hillenbrand Inc
CS
431571108
4072
122238
SH
DFND
02
122238
0
0
Hooker Furniture Corp
CS
439038100
3258
126830
SH
DFND
02
126830
0
0
Host Hotels & Resorts Inc
CS
44107P104
970
52291
SH
DFND
02
50712
0
1579
Houlihan Lokey Inc
CS
441593100
6513
133265
SH
DFND
02
133265
0
0
Hubbell Inc
CS
443510607
1086
7350
SH
DFND
02
7127
0
223
Insight Enterprises Inc
CS
45765U103
6451
91780
SH
DFND
02
91780
0
0
Intel Corp
CS
458140100
4063
67891
SH
DFND
02
57185
0
10706
Interdigital Inc
CS
45867G101
7280
133605
SH
DFND
02
133605
0
0
International Flavors & Fragra
CS
459506101
1057
8193
SH
DFND
02
7945
0
248
International Paper Co
CS
460146103
3188
69227
SH
DFND
02
66158
0
3069
Interpublic Group of Companies
CS
460690100
1107
47905
SH
DFND
02
46458
0
1447
Irobot Corp
CS
462726100
1548
30570
SH
DFND
02
30570
0
0
ITT Inc
CS
45073v108
1183
16003
SH
DFND
02
15519
0
484
JM Smucker Co/The
CS
832696405
1180
11331
SH
DFND
02
10965
0
366
Johnson & Johnson
CS
478160104
5247
35968
SH
DFND
02
30863
0
5105
Kansas City Southern
CS
485170302
1077
7034
SH
DFND
02
6822
0
212
KAR Auction Services Inc
CS
48238T109
805
36923
SH
DFND
02
35808
0
1115
KeyCorp
CS
493267108
5380
265817
SH
DFND
02
238266
0
27551
Kimberly Clark Corp
CS
494368103
5041
36645
SH
DFND
02
31118
0
5527
Kinder Morgan Inc
CS
49456B101
4342
205123
SH
DFND
02
184195
0
20928
KLA-Tencor Corp
CS
482480100
1463
8213
SH
DFND
02
8001
0
212
Knoll Inc
CS
498904200
2274
90020
SH
DFND
02
90020
0
0
Korn/Ferry Intl
CS
500643200
4817
113610
SH
DFND
02
113610
0
0
Lamar Advertising Co
CS
512816109
234
2619
SH
DFND
02
2619
0
0
Lamb Weston Holdings Inc
CS
513272104
1323
15379
SH
DFND
02
14915
0
464
Linde Plc
CS
g5494j103
3066
14403
SH
DFND
02
11940
0
2463
LKQ Corp
CS
501889208
2904
81350
SH
DFND
02
64166
0
17184
LyondellBasell Industries
CS
N53745100
1905
20167
SH
DFND
02
19172
0
995
M&T Bank Corp
CS
55261F104
915
5388
SH
DFND
02
5225
0
163
Magnolia Oil & Gas Corp
CS
559663109
3149
250305
SH
DFND
02
250305
0
0
Masco Corp
CS
574599106
1140
23753
SH
DFND
02
23035
0
718
McKesson Corp
CS
58155Q103
2416
17469
SH
DFND
02
13868
0
3601
Metlife Inc
CS
59156R108
2798
54893
SH
DFND
02
49064
0
5829
MFA Financial Inc
CS
55272X102
4320
564720
SH
DFND
02
564720
0
0
Microsoft Corp
CS
594918104
1776
11261
SH
DFND
02
9279
0
1982
Movado Group Inc
CS
624580106
3481
160120
SH
DFND
02
160120
0
0
MTS Systems Corp
CS
553777103
7434
154786
SH
DFND
02
154786
0
0
National Healthcare Corp
CS
635906100
4037
46705
SH
DFND
02
46705
0
0
Noble Energy Inc
CS
655044105
1060
42675
SH
DFND
02
41386
0
1289
Northern Trust Corp
CS
665859104
1355
12753
SH
DFND
02
12368
0
385
Northwest Bancshares
CS
667340103
7128
428646
SH
DFND
02
404460
0
24186
Northwestern Corp
CS
668074305
8652
120722
SH
DFND
02
113493
0
7229
Nucor Corp
CS
670346105
944
16781
SH
DFND
02
16274
0
507
Nutrien Ltd
CS
67077M108
3769
78667
SH
DFND
02
66185
0
12482
Omnicom Group
CS
681919106
3200
39499
SH
DFND
02
37554
0
1945
Parker Hannifin Corp
CS
701094104
967
4696
SH
DFND
02
4555
0
141
Patrick Industries Inc
CS
703343103
952
18150
SH
DFND
02
17602
0
548
Paychex Inc
CS
704326107
3288
38650
SH
DFND
02
36738
0
1912
Penske Automotive Grp Inc
CS
70959W103
5283
105205
SH
DFND
02
105205
0
0
PepsiCo Inc
CS
713448108
2763
20214
SH
DFND
02
16014
0
4200
Pfizer Inc
CS
717081103
4059
103594
SH
DFND
02
90177
0
13417
Philip Morris International
CS
718172109
2160
25390
SH
DFND
02
24106
0
1284
Pinnacle West Capital
CS
723484101
1119
12440
SH
DFND
02
12064
0
376
PJT Partners Inc
CS
69343t107
4772
105745
SH
DFND
02
105745
0
0
PNC Financial Services Group
CS
693475105
2493
15616
SH
DFND
02
12367
0
3249
Portland General Electric Co
CS
736508847
2000
35852
SH
DFND
02
29554
0
6298
Primoris Services Corp
CS
74164f103
2769
124526
SH
DFND
02
124526
0
0
Principal Financial Group Inc
CS
74251V102
2576
46832
SH
DFND
02
41939
0
4893
ProAssurance Corp
CS
74267C106
4522
125130
SH
DFND
02
125130
0
0
Procter & Gamble Co/The
CS
742718109
332
2660
SH
DFND
02
2660
0
0
Prudential Financial Inc
CS
744320102
2843
30325
SH
DFND
02
27536
0
2789
Public Storage
CS
74460D109
431
2024
SH
DFND
02
1282
0
742
Quest Diagnostics Inc
CS
74834L100
980
9180
SH
DFND
02
8902
0
278
Regal Beloit Corp
CS
758750103
6301
73601
SH
DFND
02
68835
0
4766
Regions Financial Corp
CS
7591EP100
1056
61555
SH
DFND
02
59693
0
1862
Reinsurance Group Of America
CS
759351604
955
5857
SH
DFND
02
5679
0
178
Renasant Corp
CS
75970e107
2857
80667
SH
DFND
02
80667
0
0
Republic Services Inc
CS
760759100
1022
11404
SH
DFND
02
11061
0
343
Resideo Technologies Inc
CS
76118y104
3189
267345
SH
DFND
02
267345
0
0
RPC Inc
CS
749660106
4885
932185
SH
DFND
02
932185
0
0
Ruth's Hospitality Group Inc
CS
783332109
3147
144585
SH
DFND
02
144585
0
0
Ryder System Inc
CS
783549108
3184
58620
SH
DFND
02
58620
0
0
Safety Ins Group Inc
CS
78648T100
3945
42640
SH
DFND
02
42640
0
0
Scholastic Corp
CS
807066105
2625
68260
SH
DFND
02
68260
0
0
Science Applications Inte
CS
808625107
985
11317
SH
DFND
02
10977
0
340
Sealed Air Corp
CS
81211K100
1037
26036
SH
DFND
02
25250
0
786
Sensient Technologies Corp
CS
81725T100
3983
60260
SH
DFND
02
60260
0
0
Silgan Holdings Inc
CS
827048109
1816
58435
SH
DFND
02
58435
0
0
Simon Property Group Inc
CS
828806109
2086
14007
SH
DFND
02
12117
0
1890
Snap On Inc
CS
833034101
982
5798
SH
DFND
02
5623
0
175
Southern Co/The
CS
842587107
2605
40891
SH
DFND
02
35682
0
5209
SRC Energy Inc
CS
78470V108
4759
1155214
SH
DFND
02
1155214
0
0
Stewart Information Services C
CS
860372101
3929
96320
SH
DFND
02
96320
0
0
Stryker Corp
CS
863667101
1980
9430
SH
DFND
02
7830
0
1600
Summit Hotel Properties Inc
CS
866082100
1609
130401
SH
DFND
02
108059
0
22342
Supernus Pharmaceuticals Inc
CS
868459108
3270
137875
SH
DFND
02
137875
0
0
T Rowe Price Group Inc
CS
74144T108
3013
24726
SH
DFND
02
22014
0
2712
Target Corp
CS
87612E106
897
6999
SH
DFND
02
5365
0
1634
Terex Corp
CS
880779103
3139
105405
SH
DFND
02
105405
0
0
Thor Inds Inc
CS
885160101
5849
78730
SH
DFND
02
78730
0
0
Truist Financial Corp
CS
89832q109
2380
42261
SH
DFND
02
35684
0
6577
UMB Financial Corp
CS
902788108
6439
93815
SH
DFND
02
93325
0
490
United Parcel Service Inc
CS
911312106
3279
28007
SH
DFND
02
25280
0
2727
Universal Health Services Inc
CS
913903100
1527
10647
SH
DFND
02
9475
0
1172
Unum Group
CS
91529Y106
837
28707
SH
DFND
02
27651
0
1056
US Bancorp
CS
902973304
3124
52696
SH
DFND
02
41692
0
11004
US Foods Holding Corp
CS
912008109
1370
32698
SH
DFND
02
31709
0
989
Valley National Bancorp
CS
919794107
3879
338743
SH
DFND
02
338743
0
0
Valmont Industries Inc
CS
920253101
3330
22235
SH
DFND
02
22235
0
0
Valvoline Inc
CS
92047W101
5583
260770
SH
DFND
02
260770
0
0
Verizon Communications Inc
CS
92343V104
5460
88926
SH
DFND
02
76585
0
12341
Vishay Intertechnology Inc
CS
928298108
1040
48837
SH
DFND
02
47368
0
1469
Walt Disney Co/The
CS
254687106
1886
13039
SH
DFND
02
10274
0
2765
Washington Federal
CS
938824109
2256
61555
SH
DFND
02
61555
0
0
WEC Energy Group Inc
CS
92939U106
4633
50236
SH
DFND
02
42716
0
7520
Weis Mkts Inc
CS
948849104
5282
130461
SH
DFND
02
130461
0
0
Wells Fargo & Company
CS
949746101
380
7054
SH
DFND
02
4616
0
2438
Wesco International Inc
CS
95082P105
7485
126034
SH
DFND
02
120459
0
5575
White Mountains Insurance Grou
CS
G9618E107
3148
2822
SH
DFND
02
2822
0
0
Wiley John & Sons Inc
CS
968223206
4735
97595
SH
DFND
02
97595
0
0
WR Berkley Corp
CS
084423102
952
13772
SH
DFND
02
13356
0
416
Zimmer Biomet Holdings Inc
CS
98956P102
1226
8192
SH
DFND
02
7944
0
248
I Shares Short Term Natinal
EF
464288158
464
4350
SH
DFND
02
4350
0
0
iShares National Muni Bond
EF
464288414
2475
21730
SH
DFND
02
18065
0
3665
iShares Russell 3000 Value Ind
EF
464287663
2777
44068
SH
DFND
02
41924
0
2144
Schwab Short term US Treas
EF
808524862
8219
162816
SH
DFND
02
148272
0
14544
SPDR Bloomberg Barclays Invest
EF
78468r200
7270
236576
SH
DFND
02
214136
0
22440
SPDR S&P 500
EF
78462F103
852
2648
SH
SOLE
2648
0
0
VanEck Vectors Short H/Y Muni
EF
92189f387
887
35200
SH
DFND
02
35200
0
0