0000846797-17-000002.txt : 20170509
0000846797-17-000002.hdr.sgml : 20170509
20170509123114
ACCESSION NUMBER: 0000846797-17-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170509
DATE AS OF CHANGE: 20170509
EFFECTIVENESS DATE: 20170509
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC
CENTRAL INDEX KEY: 0000846797
IRS NUMBER: 310861689
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02462
FILM NUMBER: 17825431
BUSINESS ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
BUSINESS PHONE: 8003273656
MAIL ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC
DATE OF NAME CHANGE: 19990319
13F-HR
1
primary_doc.xml
13F-HR
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false
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0000846797
XXXXXXXX
03-31-2017
03-31-2017
DEAN INVESTMENT ASSOCIATES, LLC
3500 PENTAGON BLVD, SUITE 200
BEAVERCREEK
OH
45431
13F HOLDINGS REPORT
028-02462
N
Debra E. Rindler
Chief Compliance Officer
937-222-9531
Debra E. Rindler
Beavercreek
OH
05-09-2017
1
193
598793
false
2
0001455468
028-13367
Dean Capital Management
INFORMATION TABLE
2
frm13f033117.xml
3M Co
CS
88579Y101
4994
26102
SH
DFND
02
21536
0
4566
Aaron's Inc
CS
002535300
3651
122760
SH
DFND
02
122760
0
0
ADTRAN Inc
CS
00738A106
3357
161770
SH
DFND
02
161770
0
0
AFLAC Inc
CS
001055102
5461
75404
SH
DFND
02
65064
0
10340
Agrium Inc
CS
008916108
4972
52041
SH
DFND
02
47197
0
4844
Alamo Group Inc
CS
011311107
3603
47290
SH
DFND
02
47290
0
0
Allete Inc
CS
018522300
6075
89727
SH
DFND
02
89727
0
0
Alliance Data Systems Corp
CS
018581108
3990
16025
SH
DFND
02
14334
0
1691
Allstate Corp
CS
020002101
647
7937
SH
DFND
02
7599
0
338
Altria Group Inc
CS
02209S103
1557
21807
SH
DFND
02
20577
0
1230
Ameren Corp
CS
023608102
747
13691
SH
DFND
02
13114
0
577
Ameriprise Finl Inc
CS
03076C106
789
6087
SH
DFND
02
5832
0
255
Amerisafe Inc
CS
03071H100
4249
65465
SH
DFND
02
65465
0
0
Amgen Inc
CS
031162100
1657
10101
SH
DFND
02
9521
0
580
Anthem Inc
CS
036752103
948
5731
SH
DFND
02
3341
0
2390
Apollo Commercial Real Estate
CS
03762U105
4648
247125
SH
DFND
02
247125
0
0
Aramark
CS
03852U106
666
18055
SH
DFND
02
17291
0
764
Arrow Electrs Inc
CS
042735100
656
8939
SH
DFND
02
8562
0
377
Associated Banc-Corp
CS
045487105
580
23754
SH
DFND
02
22754
0
1000
AT&T Inc
CS
00206R102
1020
24560
SH
DFND
02
23194
0
1366
ATN International Inc
CS
00215F107
3904
55445
SH
DFND
02
55445
0
0
Avista Corp
CS
05379B107
4844
124034
SH
DFND
02
111487
0
12547
Bank of NY Mellon
CS
064058100
4045
85635
SH
DFND
02
75573
0
10062
Bemis Inc
CS
081437105
709
14507
SH
DFND
02
13896
0
611
Berkshire Hathaway Inc Cl B
CS
084670702
4814
28882
SH
DFND
02
23766
0
5116
Big Lots Inc
CS
089302103
4006
82285
SH
DFND
02
82285
0
0
Blackrock Inc
CS
09247X101
6527
17018
SH
DFND
02
14433
0
2585
Blackstone Mortgage Trust
CS
09257w100
7623
246225
SH
DFND
02
246225
0
0
BorgWarner Inc
CS
099724106
3963
94843
SH
DFND
02
83696
0
11147
Boston Beer Inc Cl A
CS
100557107
3937
27220
SH
DFND
02
27220
0
0
Brinker Intl Inc
CS
109641100
1089
24774
SH
DFND
02
23402
0
1372
Brown & Brown Inc
CS
115236101
626
14994
SH
DFND
02
14362
0
632
Bryn Mawr Bank Corp
CS
117665109
5603
141836
SH
DFND
02
141836
0
0
Bunge Ltd
CS
G16962105
696
8783
SH
DFND
02
8415
0
368
Canadian Imperial Bank of Com
CS
136069101
1949
22602
SH
DFND
02
18263
0
4339
Capitol Federal Financial
CS
14057J101
5012
342556
SH
DFND
02
308341
0
34215
Cardinal Health Inc
CS
14149Y108
821
10063
SH
DFND
02
5925
0
4138
Cato Corp
CS
149205106
5181
235932
SH
DFND
02
233687
0
2245
Chevron Corp
CS
166764100
6551
61013
SH
DFND
02
52630
0
8383
Childrens Pl Retail Stores Inc
CS
168905107
3507
29210
SH
DFND
02
29210
0
0
Cisco Sys Inc
CS
17275R102
7157
211759
SH
DFND
02
183009
0
28750
Cognizant Technology Solutions
CS
192446102
4048
68007
SH
DFND
02
55699
0
12308
Commerce Bancshares Inc
CS
200525103
801
14261
SH
DFND
02
13660
0
601
Community Trust Bancorp
CS
204149108
4879
106635
SH
DFND
02
106635
0
0
Compass Minerals Intl Inc
CS
20451N101
8408
123926
SH
DFND
02
118814
0
5112
Concho Res Inc
CS
20605P101
707
5512
SH
DFND
02
5280
0
232
Convergys Corp
CS
212485106
7047
333179
SH
DFND
02
333179
0
0
CR Bard Inc
CS
067383109
658
2646
SH
DFND
02
2535
0
111
CSG Sys Intl Inc
CS
126349109
3461
91530
SH
DFND
02
91530
0
0
CubeSmart
CS
229663109
687
26448
SH
DFND
02
25335
0
1113
Cummins Inc
CS
231021106
981
6488
SH
DFND
02
6117
0
371
CVS Health Corp
CS
126650100
6665
84910
SH
DFND
02
72072
0
12838
Davita Inc
CS
23918K108
3707
54543
SH
DFND
02
48198
0
6345
Dean Foods Co
CS
242370203
6157
313170
SH
DFND
02
313170
0
0
Delphi Automotive Plc
CS
G27823106
704
8746
SH
DFND
02
8378
0
368
Deluxe Corp
CS
248019101
4261
59035
SH
DFND
02
59035
0
0
Diebold Inc
CS
253651103
2857
93065
SH
DFND
02
93065
0
0
Digital Rlty Trust Inc
CS
253868103
1130
10620
SH
DFND
02
9985
0
635
Dover Corp
CS
260003108
3302
41089
SH
DFND
02
36395
0
4694
Dr Pepper Snapple Group Inc
CS
26138E109
607
6203
SH
DFND
02
5942
0
261
Dril-Quip Inc
CS
262037104
4096
75090
SH
DFND
02
75090
0
0
DST Systems Inc
CS
233326107
660
5387
SH
DFND
02
5161
0
226
Eastman Chem Co
CS
277432100
1596
19758
SH
DFND
02
15347
0
4411
El Paso Electric Co
CS
283677854
6236
123495
SH
DFND
02
123495
0
0
Emerson Electric Co
CS
291011104
5531
92391
SH
DFND
02
79000
0
13391
Enstar Group Ltd
CS
G3075P101
3303
17265
SH
DFND
02
17265
0
0
EOG Resources Inc
CS
26875P101
4128
42320
SH
DFND
02
37346
0
4974
Equity Lifestyle Pptys
CS
29472R108
898
11652
SH
DFND
02
11159
0
493
Exxon Mobil Corp
CS
30231G102
7804
95164
SH
DFND
02
81035
0
14129
F5 Networks Inc
CS
315616102
3483
24430
SH
DFND
02
21541
0
2889
Fastenal Co
CS
311900104
1325
25737
SH
DFND
02
24293
0
1444
FedEx Corp
CS
31428X106
5173
26509
SH
DFND
02
21854
0
4655
First Cash Financial
CS
33767d105
3209
65300
SH
DFND
02
65300
0
0
FTI Consulting Inc
CS
302941109
4994
121300
SH
DFND
02
121300
0
0
General Electric Co
CS
369604103
875
29368
SH
DFND
02
17259
0
12109
General Mills Inc
CS
370334104
2146
36373
SH
DFND
02
30287
0
6086
Genuine Parts Co
CS
372460105
1540
16661
SH
DFND
02
13865
0
2796
Gildan Activewear Inc
CS
375916103
736
27203
SH
DFND
02
26059
0
1144
Great Plains Energy Inc
CS
391164100
722
24708
SH
DFND
02
23667
0
1041
Healthsouth Corp
CS
421924309
4318
100854
SH
DFND
02
89213
0
11641
Heartland Express Inc
CS
422347104
3455
172295
SH
DFND
02
172295
0
0
Hershey Co
CS
427866108
4532
41485
SH
DFND
02
33978
0
7507
Hexcel Corp
CS
428291108
651
11936
SH
DFND
02
11435
0
501
Highwoods Pptys Inc
CS
431284108
668
13601
SH
DFND
02
13030
0
571
Horace Mann Educators Corp
CS
440327104
4147
101020
SH
DFND
02
101020
0
0
HSN Inc
CS
404303109
2986
80485
SH
DFND
02
80485
0
0
Infinity Ppty & Cas Corp
CS
45665Q103
3456
36185
SH
DFND
02
36185
0
0
Ingredion Inc
CS
457187102
554
4604
SH
DFND
02
4410
0
194
Intel Corp
CS
458140100
5985
165934
SH
DFND
02
141146
0
24788
International Flavors&Fragranc
CS
459506101
640
4828
SH
DFND
02
4626
0
202
Interpublic Group of Companies
CS
460690100
646
26303
SH
DFND
02
25197
0
1106
Intl Paper Co
CS
460146103
615
12117
SH
DFND
02
11608
0
509
Invesco Ltd
CS
G491BT108
2545
83077
SH
DFND
02
69350
0
13727
ITT Inc
CS
45073v108
534
13022
SH
DFND
02
12477
0
545
John B. Sanfilippo & Son Inc
CS
800422107
4184
57160
SH
DFND
02
57160
0
0
Johnson & Johnson
CS
478160104
7369
59164
SH
DFND
02
50945
0
8219
Kadant Inc
CS
48282T104
4964
83640
SH
DFND
02
83640
0
0
Kansas City Southern
CS
485170302
496
5786
SH
DFND
02
5543
0
243
Keysight Technologies Inc
CS
49338L103
569
15734
SH
DFND
02
15073
0
661
Knoll Inc
CS
498904200
6646
279120
SH
DFND
02
279120
0
0
Lexington Realty Trust
CS
529043101
6778
679130
SH
DFND
02
679130
0
0
Lifepoint Hospitals Inc
CS
53219L109
4950
75580
SH
DFND
02
75580
0
0
Littelfuse Inc
CS
537008104
763
4772
SH
DFND
02
4580
0
192
LKQ Corp
CS
501889208
562
19206
SH
DFND
02
18400
0
806
LTC Properties Inc
CS
502175102
6539
136515
SH
DFND
02
136515
0
0
M&T Bank Corp
CS
55261F104
678
4382
SH
DFND
02
4196
0
186
Madden Steven Ltd
CS
556269108
3133
81265
SH
DFND
02
81265
0
0
Magellan Health Inc
CS
559079207
6513
94325
SH
DFND
02
94325
0
0
McKesson Corp
CS
58155Q103
3504
23631
SH
DFND
02
20883
0
2748
Mead Johnson Nutrition Co
CS
582839106
869
9755
SH
DFND
02
5844
0
3911
Medifast Inc
CS
58470H101
3999
90130
SH
DFND
02
90130
0
0
Meredith Corp
CS
589433101
3172
49095
SH
DFND
02
49095
0
0
Meridian Bioscience Inc
CS
589584101
5710
413745
SH
DFND
02
413745
0
0
Metlife Inc
CS
59156R108
2194
41542
SH
DFND
02
33182
0
8360
MGE Energy Inc
CS
55277P104
5034
77445
SH
DFND
02
77445
0
0
Microsoft Corp
CS
594918104
4587
69652
SH
DFND
02
62844
0
6808
Monsanto Co
CS
61166W101
698
6162
SH
DFND
02
3649
0
2513
Murphy Usa Inc
CS
626755102
8022
109257
SH
DFND
02
108841
0
416
National Storage Affiliates
CS
637870106
6714
280935
SH
DFND
02
280935
0
0
Noble Energy Inc
CS
655044105
556
16201
SH
DFND
02
15520
0
681
Nordstrom Inc
CS
655664100
632
13567
SH
DFND
02
12996
0
571
Northwestern Corp
CS
668074305
9169
156202
SH
DFND
02
148116
0
8086
Oceaneering Intl Inc
CS
675232102
4869
179813
SH
DFND
02
178876
0
937
Omega Healthcare Invs Inc
CS
681936100
1539
46663
SH
DFND
02
43945
0
2718
Orchids Paper Products Company
CS
68572N104
2438
101565
SH
DFND
02
101565
0
0
Owens & Minor Inc
CS
690732102
4331
125170
SH
DFND
02
125170
0
0
Parexel International Corp
CS
699462107
4266
67600
SH
DFND
02
67600
0
0
Parker Hannifin Corp
CS
701094104
4555
28409
SH
DFND
02
25407
0
3002
Patterson Companies Inc
CS
703395103
633
13990
SH
DFND
02
13401
0
589
Paychex Inc
CS
704326107
1311
22252
SH
DFND
02
21022
0
1230
Pebblebrook Hotel Trust
CS
70509V100
899
30765
SH
DFND
02
29038
0
1727
PepsiCo Inc
CS
713448108
3806
34022
SH
DFND
02
30031
0
3991
Pfizer Inc
CS
717081103
5001
146179
SH
DFND
02
131858
0
14321
Pioneer Nat Res Co
CS
723787107
624
3351
SH
DFND
02
3209
0
142
Plexus Corp
CS
729132100
3138
54290
SH
DFND
02
54290
0
0
PNC Finl Svcs Group Inc
CS
693475105
2636
21923
SH
DFND
02
19379
0
2544
Portland Gen Elec Co
CS
736508847
790
17778
SH
DFND
02
17030
0
748
PPL Corp
CS
69351T106
759
20305
SH
DFND
02
12185
0
8120
Praxair Inc
CS
74005P104
5364
45227
SH
DFND
02
38279
0
6948
Price T Rowe Group Inc
CS
74144T108
2010
29500
SH
DFND
02
25008
0
4492
Principal Financial Group Inc
CS
74251V102
1012
16033
SH
DFND
02
9615
0
6418
Prudential Finl Inc
CS
744320102
1198
11234
SH
DFND
02
10604
0
630
Regal Beloit Corp
CS
758750103
4365
57699
SH
DFND
02
51067
0
6632
Reinsurance Group Of America
CS
759351604
601
4733
SH
DFND
02
4534
0
199
Renasant Corp
CS
75970e107
4978
125415
SH
DFND
02
125415
0
0
Republic Svcs Inc
CS
760759100
927
14762
SH
DFND
02
14140
0
622
Sally Beauty Hldgs Inc
CS
79546E104
3382
165465
SH
DFND
02
165465
0
0
Sanderson Farms Inc
CS
800013104
6388
61515
SH
DFND
02
61515
0
0
Schlumberger Ltd
CS
806857108
5910
75670
SH
DFND
02
64788
0
10882
Schweitzer-Mauduit Intl Inc
CS
808541106
7484
180680
SH
DFND
02
180680
0
0
Simon Property Group Inc
CS
828806109
699
4065
SH
DFND
02
2430
0
1635
Snap On Inc
CS
833034101
637
3774
SH
DFND
02
3615
0
159
Southern Co
CS
842587107
1957
39307
SH
DFND
02
32291
0
7016
Spire Inc
CS
84857L101
4434
65685
SH
DFND
02
65685
0
0
Stanley Black & Decker Inc
CS
854502101
638
4800
SH
DFND
02
4600
0
200
Stryker Corp
CS
863667101
2585
19633
SH
DFND
02
17355
0
2278
Summit Hotel Properties Inc
CS
866082100
3246
203128
SH
DFND
02
180180
0
22948
Synopsys Inc
CS
871607107
726
10071
SH
DFND
02
9651
0
420
Tanger Factory Outlet Ctrs Inc
CS
875465106
3626
110645
SH
DFND
02
110645
0
0
Target Corp
CS
87612E106
2057
37273
SH
DFND
02
30220
0
7053
Tech Data Corp
CS
878237106
3090
32905
SH
DFND
02
32905
0
0
Teradyne Inc
CS
880770102
761
24463
SH
DFND
02
23435
0
1028
Tetra Tech Inc
CS
88162G103
2844
69620
SH
DFND
02
69620
0
0
The Boeing Co
CS
097023105
1417
8015
SH
DFND
02
7571
0
444
The Procter & Gamble Co
CS
742718109
5014
55807
SH
DFND
02
50355
0
5452
The Walt Disney Co
CS
254687106
5419
47790
SH
DFND
02
40356
0
7434
Torchmark Corp
CS
891027104
5710
74117
SH
DFND
02
65973
0
8144
Trico Bancshares
CS
896095106
6185
174070
SH
DFND
02
174070
0
0
Tyson Foods Inc
CS
902494103
585
9478
SH
DFND
02
9079
0
399
United Parcel Service Inc
CS
911312106
1128
10513
SH
DFND
02
9927
0
586
Universal Health Services Inc
CS
913903100
681
5471
SH
DFND
02
5240
0
231
Unum Group
CS
91529Y106
642
13684
SH
DFND
02
13106
0
578
US Bancorp
CS
902973304
4894
95023
SH
DFND
02
78614
0
16409
Varian Med Sys Inc
CS
92220P105
761
8346
SH
DFND
02
4878
0
3468
Verizon Communications Inc
CS
92343V104
6022
123528
SH
DFND
02
106830
0
16698
VF Corp
CS
918204108
941
17110
SH
DFND
02
10224
0
6886
Waters Corp
CS
941848103
4673
29896
SH
DFND
02
24605
0
5291
WEC Energy Group Inc
CS
92939U106
5120
84442
SH
DFND
02
72907
0
11535
Weingarten Realty Investors
CS
948741103
3643
109116
SH
DFND
02
98386
0
10730
Weis Mkts Inc
CS
948849104
3581
60035
SH
DFND
02
60035
0
0
Wells Fargo & Co
CS
949746101
5470
98281
SH
DFND
02
84108
0
14173
WR Berkley Corp
CS
084423102
737
10430
SH
DFND
02
9989
0
441
WW Grainger Inc
CS
384802104
739
3176
SH
DFND
02
1879
0
1297
Xcel Energy Inc
CS
98389B100
842
18937
SH
DFND
02
18139
0
798
Xylem Inc
CS
98419M100
705
14031
SH
DFND
02
13438
0
593
Zimmer Biomet Holdings Inc
CS
98956P102
692
5666
SH
DFND
02
5428
0
238
Spectra Energy Partners LP
LP
84756N109
1499
34339
SH
DFND
02
32276
0
2063
Sunoco Logistics Partners LP
LP
86764L108
1037
42455
SH
DFND
02
39924
0
2531
iShares S&P Natl AMT-Free Muni
EF
464288414
2640
24234
SH
DFND
02
20581
0
3653
Market Vectors Short H/Y Mun I
EF
92189f387
687
28600
SH
DFND
02
28600
0
0
SPDR S&P 500 ETF Tr Tr Unit
EF
78462F103
593
2517
SH
SOLE
2517
0
0
Tortoise Energy Infrastructure
EF
89147L100
6686
191632
SH
DFND
02
166125
0
25507
Western Asset Corporation Fd I
EF
95790j102
6453
572078
SH
DFND
02
495122
0
76956