0000846797-17-000001.txt : 20170131 0000846797-17-000001.hdr.sgml : 20170131 20170131121124 ACCESSION NUMBER: 0000846797-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170131 DATE AS OF CHANGE: 20170131 EFFECTIVENESS DATE: 20170131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 17560045 BUSINESS ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 FORMER COMPANY: FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC DATE OF NAME CHANGE: 19990319 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000846797 XXXXXXXX 12-31-2016 12-31-2016 DEAN INVESTMENT ASSOCIATES, LLC

3500 PENTAGON BLVD, SUITE 200 BEAVERCREEK OH 45431

13F HOLDINGS REPORT 028-02462 N Debra E. Rindler 937-222-9531 Debra E. Rindler Beavercreek OH 01-31-2017 1 198 583464 false 2 0001455468 028-13367 Dean Capital Management INFORMATION TABLE 2 inftable12312016.xml 3M Co CS 88579Y101 5070 28395 SH DFND 02 23740 0 4655 Adtran Inc Com CS 00738A106 3309 148050 SH DFND 02 148050 0 0 AFLAC Inc CS 001055102 5512 79202 SH DFND 02 68762 0 10440 Agrium Inc CS 008916108 5407 53778 SH DFND 02 48898 0 4880 Alamo Group Inc CS 011311107 2663 34995 SH DFND 02 34995 0 0 Allete Inc CS 018522300 5275 82177 SH DFND 02 82177 0 0 Alliance Data Systems Corp CS 018581108 3345 14637 SH DFND 02 13049 0 1588 Allstate Corp CS 020002101 559 7536 SH DFND 02 7165 0 371 Altria Group Inc CS 02209S103 1370 20259 SH DFND 02 19029 0 1230 Ameren Corp CS 023608102 681 12986 SH DFND 02 12360 0 626 Ameriprise Finl Inc CS 03076C106 558 5026 SH DFND 02 4785 0 241 Amerisafe Inc CS 03071H100 4410 70735 SH DFND 02 70735 0 0 Amgen Inc CS 031162100 1336 9137 SH DFND 02 8557 0 580 Anthem Inc CS 036752103 832 5789 SH DFND 02 3381 0 2408 Aramark CS 03852U106 615 17230 SH DFND 02 16399 0 831 Archer Daniels Midland Co CS 039483102 1021 22367 SH DFND 02 21012 0 1355 Arrow Electrs Inc CS 042735100 607 8514 SH DFND 02 8097 0 417 Associated Banc-Corp CS 045487105 635 25689 SH DFND 02 24464 0 1225 AT&T Inc CS 00206R102 977 22973 SH DFND 02 21607 0 1366 Avista Corp CS 05379B107 5039 126005 SH DFND 02 113790 0 12215 Avx Corp CS 002444107 4634 296490 SH DFND 02 296490 0 0 Bank of NY Mellon CS 064058100 4452 93958 SH DFND 02 83873 0 10085 Bemis Inc CS 081437105 528 11038 SH DFND 02 10507 0 531 Berkshire Hathaway Inc Cl B CS 084670702 5108 31342 SH DFND 02 26114 0 5228 Big Lots Inc Com CS 089302103 4553 90675 SH DFND 02 90675 0 0 Blackrock Inc CS 09247X101 6850 18002 SH DFND 02 15381 0 2621 Blackstone Mortgage Trust CS 09257w100 6831 227165 SH DFND 02 227165 0 0 BorgWarner Inc CS 099724106 5093 129137 SH DFND 02 107342 0 21795 Brinker Intl Inc CS 109641100 1144 23091 SH DFND 02 21719 0 1372 Brown & Brown Inc CS 115236101 639 14252 SH DFND 02 13562 0 690 Bryn Mawr Bank Corp CS 117665109 5518 130911 SH DFND 02 130911 0 0 Bunge Ltd CS G16962105 601 8317 SH DFND 02 7915 0 402 Capitol Federal Financial CS 14057J101 5927 360080 SH DFND 02 325691 0 34389 Cardinal Health Inc CS 14149Y108 728 10111 SH DFND 02 5972 0 4139 Chevron Corp CS 166764100 6740 57266 SH DFND 02 49474 0 7792 Cisco Sys Inc CS 17275R102 6047 200088 SH DFND 02 172599 0 27489 City Hldg Co CS 177835105 1407 20810 SH DFND 02 20810 0 0 Cognizant Technology Solutions CS 192446102 3873 69126 SH DFND 02 58203 0 10923 Commerce Bancshares Inc CS 200525103 782 13521 SH DFND 02 12871 0 650 Community Trust Bancorp CS 204149108 4842 97630 SH DFND 02 97630 0 0 Compass Minerals Intl Inc CS 20451N101 8040 102612 SH DFND 02 97963 0 4649 Concho Res Inc CS 20605P101 693 5230 SH DFND 02 4977 0 253 Convergys Corp CS 212485106 6360 258969 SH DFND 02 258969 0 0 CR Bard Inc CS 067383109 565 2514 SH DFND 02 2391 0 123 Crane Co CS 224399105 8483 117625 SH DFND 02 112181 0 5444 Cubesmart CS 229663109 466 17413 SH DFND 02 16578 0 835 Cummins Inc CS 231021106 1400 10241 SH DFND 02 9623 0 618 CVS Health Corp CS 126650100 5890 74637 SH DFND 02 62605 0 12032 Davita Inc CS 23918K108 3820 59497 SH DFND 02 53137 0 6360 Delphi Automotive Plc CS G27823106 562 8340 SH DFND 02 7938 0 402 Deluxe Corp Com CS 248019101 5387 75220 SH DFND 02 75220 0 0 Diebold Inc CS 253651103 4554 181060 SH DFND 02 181060 0 0 Digital Rlty Trust Inc CS 253868103 980 9978 SH DFND 02 9343 0 635 Dillards Inc-Cl A CS 254067101 3354 53505 SH DFND 02 53505 0 0 Dover Corp CS 260003108 4246 56669 SH DFND 02 47194 0 9475 Dril-Quip Inc CS 262037104 4094 68170 SH DFND 02 68170 0 0 DST Systems Inc CS 233326107 545 5088 SH DFND 02 4842 0 246 Eastman Chem Co CS 277432100 1459 19398 SH DFND 02 14815 0 4583 El Paso Electric Co CS 283677854 5226 112395 SH DFND 02 112395 0 0 EMCOR Group Inc CS 29084Q100 3866 54635 SH DFND 02 54635 0 0 Emerson Electric Co CS 291011104 5307 95184 SH DFND 02 81565 0 13619 Enstar Group Ltd CS G3075P101 3138 15875 SH DFND 02 15875 0 0 EOG Resources Inc CS 26875P101 4687 46362 SH DFND 02 41359 0 5003 EQT Corporation CS 26884l109 589 9006 SH DFND 02 8572 0 434 Equity Lifestyle Pptys CS 29472R108 797 11054 SH DFND 02 10517 0 537 Exxon Mobil Corp CS 30231G102 7402 82011 SH DFND 02 69106 0 12905 F5 Networks Inc CS 315616102 4858 33567 SH DFND 02 27894 0 5673 Fastenal Co CS 311900104 1131 24085 SH DFND 02 22641 0 1444 FedEx Corp CS 31428X106 5347 28717 SH DFND 02 23988 0 4729 First Finl Bancorp CS 320209109 2754 96815 SH DFND 02 96815 0 0 FTI Consulting Inc CS 302941109 4400 97595 SH DFND 02 97595 0 0 General Electric Co CS 369604103 949 30016 SH DFND 02 17751 0 12265 Gentherm Inc CS 37253A103 2510 74140 SH DFND 02 74140 0 0 Genuine Parts Co CS 372460105 1525 15957 SH DFND 02 13132 0 2825 Great Plains Energy Inc CS 391164100 461 16872 SH DFND 02 16063 0 809 Hancock Holding Co CS 410120109 1476 34251 SH DFND 02 32230 0 2021 Healthsouth Corp CS 421924309 4585 111172 SH DFND 02 99339 0 11833 Hershey Co CS 427866108 4631 44775 SH DFND 02 37162 0 7613 Hexcel Corp CS 428291108 581 11297 SH DFND 02 10757 0 540 Hillenbrand Inc CS 431571108 3333 86919 SH DFND 02 86919 0 0 Hope Bancorp Inc CS 43940t109 6473 295683 SH DFND 02 295683 0 0 Horace Mann Educators Corp CS 440327104 6087 142215 SH DFND 02 142215 0 0 Host Hotels & Resorts Inc CS 44107P104 659 35003 SH DFND 02 33314 0 1689 HSN Inc CS 404303109 3279 95595 SH DFND 02 95595 0 0 Infinity Ppty & Cas Corp Com CS 45665Q103 5397 61405 SH DFND 02 61405 0 0 Ingredion Inc CS 457187102 546 4367 SH DFND 02 4157 0 210 Intel Corp CS 458140100 6318 174199 SH DFND 02 149154 0 25045 Interdigital Inc CS 45867G101 5670 62065 SH DFND 02 62065 0 0 Interpublic Group of Companies CS 460690100 584 24950 SH DFND 02 23746 0 1204 Intl Paper Co CS 460146103 607 11431 SH DFND 02 10876 0 555 Invesco Ltd CS G491BT108 2421 79800 SH DFND 02 65788 0 14012 ITT Inc CS 45073v108 4846 125642 SH DFND 02 125052 0 590 John B. Sanfilippo & Son Inc CS 800422107 3081 43765 SH DFND 02 43765 0 0 Johnson & Johnson CS 478160104 6755 58628 SH DFND 02 50649 0 7979 JPMorgan Chase & Co CS 46625H100 2411 27941 SH DFND 02 21835 0 6107 Kadant Inc CS 48282T104 3026 49445 SH DFND 02 49445 0 0 Kennametal Inc CS 489170100 1283 41032 SH DFND 02 38469 0 2563 KeyCorp CS 493267108 726 39753 SH DFND 02 37826 0 1927 Knoll Inc CS 498904200 5148 184305 SH DFND 02 184305 0 0 Lexington Realty Trust CS 529043101 6567 608040 SH DFND 02 608040 0 0 Lifepoint Hospitals Inc CS 53219L109 3961 69735 SH DFND 02 69735 0 0 Linear Technology Corp CS 535678106 1739 27899 SH DFND 02 26143 0 1756 Littelfuse Inc CS 537008104 689 4539 SH DFND 02 4330 0 209 M&T Bank Corp CS 55261F104 654 4181 SH DFND 02 3978 0 203 Madden Steven Ltd CS 556269108 2410 67405 SH DFND 02 67405 0 0 Magellan Health Inc CS 559079207 3209 42650 SH DFND 02 42650 0 0 Malibu Boats Inc - A CS 56117J100 2151 112735 SH DFND 02 112735 0 0 Mantech Intl Corp CS 564563104 1871 44280 SH DFND 02 44280 0 0 Marathon Oil Corp CS 565849106 602 34790 SH DFND 02 33115 0 1675 Mcbc Holdings Inc CS 55276F107 2177 149340 SH DFND 02 149340 0 0 Medifast Inc CS 58470H101 3455 82995 SH DFND 02 82995 0 0 Meredith Corp CS 589433101 2661 44980 SH DFND 02 44980 0 0 Meridian Bioscience Inc CS 589584101 4551 257120 SH DFND 02 257120 0 0 Metlife Inc CS 59156R108 2143 39771 SH DFND 02 31295 0 8476 MGE Energy Inc CS 55277P104 4613 70645 SH DFND 02 70645 0 0 Microsoft Corp CS 594918104 4516 72673 SH DFND 02 65783 0 6890 Monsanto Co CS 61166W101 657 6245 SH DFND 02 3668 0 2577 Moog Inc Cl A CS 615394202 4042 61535 SH DFND 02 61535 0 0 MSC Industrial Direct CS 553530106 3438 37214 SH DFND 02 33173 0 4041 Murphy Usa Inc CS 626755102 7416 120640 SH DFND 02 120188 0 452 National Fuel Gas Co CS 636180101 1149 20283 SH DFND 02 19048 0 1235 National Storage Affiliates CS 637870106 5682 257455 SH DFND 02 257455 0 0 New York Community Bancorp CS 649445103 858 53957 SH DFND 02 50737 0 3220 Nordstrom Inc CS 655664100 617 12868 SH DFND 02 12248 0 620 Occidental Pete Corp CS 674599105 3802 53376 SH DFND 02 45585 0 7791 Oceaneering Intl Inc CS 675232102 4691 166288 SH DFND 02 165268 0 1020 Omega Healthcare Invs Inc Com CS 681936100 1079 34511 SH DFND 02 32280 0 2231 Orbital Atk Inc CS 68557n103 596 6798 SH DFND 02 6470 0 328 Parexel International Corp CS 699462107 4099 62375 SH DFND 02 62375 0 0 Parker Hannifin Corp CS 701094104 4261 30435 SH DFND 02 27400 0 3035 Patterson Companies Inc CS 703395103 548 13344 SH DFND 02 12702 0 642 Paychex Inc CS 704326107 1264 20759 SH DFND 02 19529 0 1230 Pebblebrook Hotel Trust CS 70509V100 846 28424 SH DFND 02 26697 0 1727 PepsiCo Inc CS 713448108 3922 37484 SH DFND 02 33432 0 4052 Pfizer Inc CS 717081103 971 29893 SH DFND 02 28113 0 1780 Pioneer Nat Res Co CS 723787107 573 3180 SH DFND 02 3024 0 156 PNC Finl Svcs Group Inc CS 693475105 5793 49532 SH DFND 02 41949 0 7583 Polo Ralph Lauren Corp CS 751212101 551 6099 SH DFND 02 5805 0 294 Potash Corp Of Saskatchewan CS 73755L107 653 36076 SH DFND 02 33855 0 2221 Praxair Inc CS 74005P104 5590 47703 SH DFND 02 40676 0 7027 Price T Rowe Group Inc Com CS 74144T108 1386 18414 SH DFND 02 14459 0 3955 Principal Financial Group Inc CS 74251V102 937 16198 SH DFND 02 9659 0 6539 ProAssurance Corp CS 74267C106 3386 60251 SH DFND 02 60251 0 0 Prudential Finl Inc CS 744320102 1079 10372 SH DFND 02 9742 0 630 Quest Diagnostics Inc CS 74834L100 628 6831 SH DFND 02 6498 0 333 Regal Beloit Corp CS 758750103 6938 100187 SH DFND 02 93534 0 6653 Reinsurance Group Of America CS 759351604 703 5585 SH DFND 02 5313 0 272 Renasant Corp CS 75970e107 4848 114825 SH DFND 02 114825 0 0 Republic Svcs Inc CS 760759100 799 14010 SH DFND 02 13336 0 674 Resources Connection Inc CS 76122Q105 2591 134597 SH DFND 02 134597 0 0 Rockwell Automation Inc CS 773903109 578 4302 SH DFND 02 4096 0 206 Sanderson Farms Inc CS 800013104 3997 42415 SH DFND 02 42415 0 0 Schlumberger Ltd CS 806857108 6669 79435 SH DFND 02 68380 0 11055 Schweitzer-Mauduit Intl Inc CS 808541106 6253 137335 SH DFND 02 137335 0 0 Snap On Inc CS 833034101 616 3599 SH DFND 02 3426 0 173 Southern Co CS 842587107 1156 23501 SH DFND 02 22092 0 1409 Spire Inc CS 84857L101 3987 61760 SH DFND 02 61760 0 0 Steelcase Inc CS 858155203 643 35895 SH DFND 02 34159 0 1736 Stryker Corp CS 863667101 4321 36063 SH DFND 02 32213 0 3850 Summit Hotel Properties Inc CS 866082100 3590 223950 SH DFND 02 200943 0 23007 Synopsys Inc CS 871607107 894 15194 SH DFND 02 14454 0 740 Target Corp CS 87612E106 6079 84160 SH DFND 02 72559 0 11601 Tech Data Corp CS 878237106 2551 30120 SH DFND 02 30120 0 0 TechnipFMC plc CS g87110105 579 16294 SH DFND 02 9646 0 6648 Teradyne Inc CS 880770102 775 30494 SH DFND 02 29024 0 1470 Tesoro Corp CS 881609101 556 6353 SH DFND 02 6047 0 306 Tetra Tech Inc CS 88162G103 4665 108120 SH DFND 02 108120 0 0 The Boeing Co CS 097023105 1154 7416 SH DFND 02 6972 0 444 The Procter & Gamble Co CS 742718109 744 8854 SH DFND 02 8339 0 515 The Walt Disney Co CS 254687106 5414 51945 SH DFND 02 44442 0 7503 Torchmark Corp CS 891027104 6247 84689 SH DFND 02 76258 0 8431 Tower International Inc CS 891826109 3500 123460 SH DFND 02 123460 0 0 Trico Bancshares CS 896095106 5492 160680 SH DFND 02 160680 0 0 Tyson Foods Inc CS 902494103 558 9043 SH DFND 02 8609 0 434 United Parcel Service Inc CS 911312106 1113 9704 SH DFND 02 9118 0 586 Unum Group CS 91529Y106 570 12982 SH DFND 02 12353 0 629 US Bancorp CS 902973304 5288 102931 SH DFND 02 86197 0 16734 Varian Med Sys Inc CS 92220P105 766 8532 SH DFND 02 5014 0 3518 Verizon Communications Inc CS 92343V104 6922 129678 SH DFND 02 112833 0 16845 VF Corp CS 918204108 586 10990 SH DFND 02 6459 0 4531 Viacom Inc CS 92553P201 641 18262 SH DFND 02 17080 0 1182 Waters Corp CS 941848103 4342 32310 SH DFND 02 26942 0 5368 WEC Energy Group Inc CS 92939U106 3321 56619 SH DFND 02 50986 0 5633 Weingarten Realty Investors CS 948741103 4038 112836 SH DFND 02 102103 0 10733 Wells Fargo & Co CS 949746101 7320 132818 SH DFND 02 115226 0 17592 Western Digital Corp CS 958102105 1848 27201 SH DFND 02 21726 0 5475 WR Berkley Corp CS 084423102 658 9897 SH DFND 02 9415 0 482 WW Grainger Inc CS 384802104 754 3246 SH DFND 02 1908 0 1338 Xcel Energy Inc CS 98389B100 664 16307 SH DFND 02 15512 0 795 Xylem Inc CS 98419M100 663 13381 SH DFND 02 12731 0 650 Zimmer Biomet Holdings Inc CS 98956P102 555 5374 SH DFND 02 5115 0 259 Spectra Energy Partners LP LP 84756N109 1051 22923 SH DFND 02 21489 0 1434 Sunoco Logistics Partners LP LP 86764L108 619 25762 SH DFND 02 24192 0 1570 iShares S&P Natl AMT-Free Muni EF 464288414 2621 24229 SH DFND 02 20576 0 3653 Mkt Vectors Short H/Y Mun Inde EF 92189f387 680 28600 SH DFND 02 28600 0 0 SPDR S&P 500 ETF Tr Tr Unit EF 78462F103 559 2502 SH SOLE 2502 0 0 Tortoise Energy Infrastructure EF 89147L100 5337 173891 SH DFND 02 149926 0 23965 Western Asset Corporation Fd I EF 95790j102 5888 523334 SH DFND 02 449463 0 73871