0000846797-16-000009.txt : 20161115
0000846797-16-000009.hdr.sgml : 20161115
20161115110636
ACCESSION NUMBER: 0000846797-16-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161115
DATE AS OF CHANGE: 20161115
EFFECTIVENESS DATE: 20161115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC
CENTRAL INDEX KEY: 0000846797
IRS NUMBER: 310861689
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02462
FILM NUMBER: 161998314
BUSINESS ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
BUSINESS PHONE: 8003273656
MAIL ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC
DATE OF NAME CHANGE: 19990319
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
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0000846797
XXXXXXXX
09-30-2016
09-30-2016
DEAN INVESTMENT ASSOCIATES, LLC
3500 PENTAGON BLVD, SUITE 200
BEAVERCREEK
OH
45431
13F HOLDINGS REPORT
028-02462
N
Debra E. Rindler
Chief Compliance Officer
937-222-9531
Debra Rindler
Beavercreek
OH
11-15-2016
1
198
536055
false
2
0001455468
028-13367
Dean Capital Management
INFORMATION TABLE
2
inftable09302016.xml
3M Co
CS
88579Y101
5164
29300
SH
DFND
02
24557
0
4743
Adtran Inc Com
CS
00738A106
2183
114045
SH
DFND
02
114045
0
0
AFLAC Inc
CS
001055102
5720
79595
SH
DFND
02
68935
0
10660
Agrium Inc
CS
008916108
4784
52749
SH
DFND
02
47829
0
4920
Alcoa Inc
CS
013872106
294
28983
SH
DFND
02
27459
0
1524
Allete Inc
CS
018522300
1977
33167
SH
DFND
02
33167
0
0
Allstate Corp
CS
020002101
485
7015
SH
DFND
02
6644
0
371
Altria Group Inc
CS
02209S103
1145
18114
SH
DFND
02
16884
0
1230
Ameren Corp
CS
023608102
494
10051
SH
DFND
02
9541
0
510
Ameriprise Finl Inc
CS
03076C106
464
4651
SH
DFND
02
4410
0
241
Amerisafe Inc
CS
03071H100
4075
69330
SH
DFND
02
69330
0
0
Anixter Intl Inc
CS
035290105
2852
44215
SH
DFND
02
44215
0
0
Anthem Inc
CS
036752103
428
3416
SH
DFND
02
2102
0
1314
Aramark
CS
03852U106
508
13354
SH
DFND
02
12659
0
695
Archer Daniels Midland Co
CS
039483102
842
19962
SH
DFND
02
18607
0
1355
Arrow Electrs Inc
CS
042735100
506
7904
SH
DFND
02
7487
0
417
AT&T Inc
CS
00206R102
853
21013
SH
DFND
02
19647
0
1366
Avista Corp
CS
05379B107
5249
125608
SH
DFND
02
113105
0
12503
Avx Corp
CS
002444107
4007
290605
SH
DFND
02
290605
0
0
Bancfirst Corp
CS
05945F103
2289
31565
SH
DFND
02
31565
0
0
Bank of NY Mellon
CS
064058100
3854
96640
SH
DFND
02
86175
0
10465
Barnes Group Inc
CS
067806109
6614
163095
SH
DFND
02
163095
0
0
Bemis Inc
CS
081437105
455
8915
SH
DFND
02
8471
0
444
Berkshire Hathaway Inc Cl B
CS
084670702
4670
32325
SH
DFND
02
26954
0
5371
Blackrock Inc
CS
09247X101
5657
15608
SH
DFND
02
13124
0
2484
BorgWarner Inc
CS
099724106
4695
133457
SH
DFND
02
111431
0
22026
Brinker Intl Inc
CS
109641100
3194
63344
SH
DFND
02
61972
0
1372
Brown & Brown Inc
CS
115236101
499
13239
SH
DFND
02
12549
0
690
Bryn Mawr Bank Corp
CS
117665109
4073
127311
SH
DFND
02
127311
0
0
Bunge Ltd
CS
G16962105
459
7756
SH
DFND
02
7354
0
402
C H Robinson Worldwide Inc Com
CS
12541W209
433
6150
SH
DFND
02
5831
0
319
Cabelas Inc
CS
126804301
3166
57640
SH
DFND
02
57640
0
0
Capella Education Company Com
CS
139594105
2376
40930
SH
DFND
02
40930
0
0
Capitol Federal Financial
CS
14057J101
5021
356847
SH
DFND
02
321531
0
35316
Care Capital Properties, Inc
CS
141624106
5366
188280
SH
DFND
02
188280
0
0
Chesapeake Lodging Trust
CS
165240102
2859
124835
SH
DFND
02
124835
0
0
Chevron Corp
CS
166764100
5908
57405
SH
DFND
02
49391
0
8014
Cisco Sys Inc
CS
17275R102
5512
173766
SH
DFND
02
156611
0
17155
Commerce Bancshares Inc
CS
200525103
591
11996
SH
DFND
02
11376
0
620
Commercial Metals Co
CS
201723103
4239
261845
SH
DFND
02
261685
0
160
Community Trust Bancorp
CS
204149108
3551
95700
SH
DFND
02
95700
0
0
Compass Minerals Intl Inc
CS
20451N101
3446
46757
SH
DFND
02
42025
0
4732
Concho Res Inc
CS
20605P101
669
4868
SH
DFND
02
4615
0
253
Convergys Corp
CS
212485106
6526
214544
SH
DFND
02
214544
0
0
CR Bard Inc
CS
067383109
525
2340
SH
DFND
02
2217
0
123
Crane Co
CS
224399105
12185
193389
SH
DFND
02
182591
0
10798
Cummins Inc
CS
231021106
1173
9157
SH
DFND
02
8539
0
618
CVS Health Corp
CS
126650100
4663
52400
SH
DFND
02
44276
0
8124
Delphi Automotive Plc
CS
G27823106
551
7724
SH
DFND
02
7322
0
402
Digital Rlty Trust Inc
CS
253868103
876
9017
SH
DFND
02
8382
0
635
Dillards Inc-Cl A
CS
254067101
2772
44000
SH
DFND
02
44000
0
0
Domtar Corp
CS
257559203
5005
134785
SH
DFND
02
134785
0
0
Dover Corp
CS
260003108
4831
65599
SH
DFND
02
55625
0
9974
DSW Inc
CS
23334L102
2460
120120
SH
DFND
02
120120
0
0
Eastman Chem Co
CS
277432100
1324
19561
SH
DFND
02
14931
0
4630
EMCOR Group Inc
CS
29084Q100
4275
71700
SH
DFND
02
71700
0
0
Emerson Electric Co
CS
291011104
5188
95177
SH
DFND
02
81372
0
13805
Enstar Group Ltd
CS
G3075P101
2544
15470
SH
DFND
02
15470
0
0
EOG Resources Inc
CS
26875P101
4592
47478
SH
DFND
02
42312
0
5166
EQT Corporation
CS
26884l109
513
7062
SH
DFND
02
6694
0
368
Equity Lifestyle Pptys
CS
29472R108
794
10288
SH
DFND
02
9751
0
537
Exxon Mobil Corp
CS
30231G102
7309
83745
SH
DFND
02
70515
0
13230
F5 Networks Inc
CS
315616102
4303
34521
SH
DFND
02
28781
0
5740
Fastenal Co
CS
311900104
901
21564
SH
DFND
02
20120
0
1444
FedEx Corp
CS
31428X106
5163
29555
SH
DFND
02
24758
0
4797
First Finl Bancorp
CS
320209109
4224
193395
SH
DFND
02
193395
0
0
FMC Technologies Inc
CS
30249U101
513
17302
SH
DFND
02
10593
0
6709
Forward Air Corp
CS
349853101
3231
74695
SH
DFND
02
74695
0
0
General Electric Co
CS
369604103
949
32037
SH
DFND
02
19567
0
12470
Genuine Parts Co
CS
372460105
2049
20396
SH
DFND
02
17287
0
3109
Hancock Holding Co
CS
410120109
6833
210691
SH
DFND
02
208670
0
2021
Healthsouth Corp
CS
421924309
4619
113849
SH
DFND
02
101838
0
12011
Herman Miller, Inc.
CS
600544100
3021
105630
SH
DFND
02
105630
0
0
Hershey Co
CS
427866108
4410
46125
SH
DFND
02
38355
0
7770
Hillenbrand Inc
CS
431571108
3472
109739
SH
DFND
02
109739
0
0
Hope Bancorp Inc
CS
43940t109
4993
287463
SH
DFND
02
287463
0
0
Horace Mann Educators Corp
CS
440327104
4249
115945
SH
DFND
02
115945
0
0
Host Hotels & Resorts Inc
CS
44107P104
505
32462
SH
DFND
02
30773
0
1689
Infinity Ppty & Cas Corp Com
CS
45665Q103
4931
59675
SH
DFND
02
59675
0
0
Ingredion Inc
CS
457187102
541
4064
SH
DFND
02
3854
0
210
Intel Corp
CS
458140100
6619
175350
SH
DFND
02
149824
0
25526
Interdigital Inc
CS
45867G101
4781
60370
SH
DFND
02
60370
0
0
Interpublic Group of Companies
CS
460690100
457
20427
SH
DFND
02
19380
0
1047
Intl Paper Co
CS
460146103
513
10699
SH
DFND
02
10144
0
555
Invesco Ltd
CS
G491BT108
2405
76902
SH
DFND
02
62755
0
14147
ITT Inc
CS
45073v108
2628
73315
SH
DFND
02
73315
0
0
Johnson & Johnson
CS
478160104
6981
59100
SH
DFND
02
50986
0
8114
JPMorgan Chase & Co
CS
46625H100
1848
27759
SH
DFND
02
21489
0
6270
Kadant Inc
CS
48282T104
2506
48095
SH
DFND
02
48095
0
0
Kaiser Aluminum Corp Com Par $
CS
483007704
3629
41955
SH
DFND
02
41955
0
0
Kennametal Inc
CS
489170100
1068
36788
SH
DFND
02
34225
0
2563
KeyCorp
CS
493267108
450
36999
SH
DFND
02
35072
0
1927
Kforce Inc
CS
493732101
4634
226140
SH
DFND
02
226140
0
0
Lakeland Financial Corp
CS
511656100
3824
107950
SH
DFND
02
107950
0
0
LHC Group Inc
CS
50187A107
3246
88005
SH
DFND
02
88005
0
0
Lifepoint Hospitals Inc
CS
53219L109
2970
50140
SH
DFND
02
50140
0
0
Linear Technology Corp
CS
535678106
1610
27155
SH
DFND
02
25399
0
1756
Littelfuse Inc
CS
537008104
546
4240
SH
DFND
02
4031
0
209
M&T Bank Corp
CS
55261F104
449
3870
SH
DFND
02
3667
0
203
Mantech Intl Corp
CS
564563104
1612
42765
SH
DFND
02
42765
0
0
Marathon Oil Corp
CS
565849106
508
32155
SH
DFND
02
30480
0
1675
Marcus & Millichamp
CS
566324109
3238
123815
SH
DFND
02
123815
0
0
Matric Service Co
CS
576853105
1318
70260
SH
DFND
02
70260
0
0
McKesson Corp
CS
58155Q103
699
4192
SH
DFND
02
2560
0
1632
Medifast Inc
CS
58470H101
3055
80835
SH
DFND
02
80835
0
0
Meredith Corp
CS
589433101
2288
44000
SH
DFND
02
44000
0
0
Meritage Homes Corp
CS
59001A102
4332
124835
SH
DFND
02
124835
0
0
Metlife Inc
CS
59156R108
1709
38467
SH
DFND
02
29900
0
8567
Microsoft Corp
CS
594918104
7158
124273
SH
DFND
02
107133
0
17140
Monsanto Co
CS
61166W101
689
6741
SH
DFND
02
4141
0
2600
Moog Inc Cl A
CS
615394202
3594
60370
SH
DFND
02
60370
0
0
MSC Industrial Direct
CS
553530106
2794
38063
SH
DFND
02
33957
0
4106
Murphy Usa Inc
CS
626755102
524
7340
SH
DFND
02
6949
0
391
National Fuel Gas Co
CS
636180101
979
18107
SH
DFND
02
16872
0
1235
New York Community Bancorp
CS
649445103
688
48332
SH
DFND
02
45112
0
3220
Nordstrom Inc
CS
655664100
4876
93989
SH
DFND
02
84593
0
9396
Occidental Pete Corp
CS
674599105
3957
54268
SH
DFND
02
46369
0
7899
Omega Healthcare Invs Inc Com
CS
681936100
1652
46606
SH
DFND
02
43645
0
2961
Oracle Corp
CS
68389X105
727
18496
SH
DFND
02
11409
0
7087
Orbital Atk Inc
CS
68557n103
494
6483
SH
DFND
02
6155
0
328
Owens & Minor Inc
CS
690732102
3803
109490
SH
DFND
02
109490
0
0
Owens Illinois Inc
CS
690768403
2153
117100
SH
DFND
02
117100
0
0
Panera Bread Co Cl A
CS
69840W108
506
2601
SH
DFND
02
2463
0
138
Parker Hannifin Corp
CS
701094104
3847
30647
SH
DFND
02
27557
0
3090
Patterson Companies Inc
CS
703395103
568
12354
SH
DFND
02
11712
0
642
Paychex Inc
CS
704326107
1098
18973
SH
DFND
02
17743
0
1230
Pebblebrook Hotel Trust
CS
70509V100
673
25305
SH
DFND
02
23578
0
1727
PepsiCo Inc
CS
713448108
4180
38431
SH
DFND
02
34315
0
4116
Pfizer Inc
CS
717081103
918
27092
SH
DFND
02
25312
0
1780
Pioneer Nat Res Co
CS
723787107
550
2963
SH
DFND
02
2807
0
156
PNC Finl Svcs Group Inc
CS
693475105
4584
50882
SH
DFND
02
43162
0
7720
Potash Corp Of Saskatchewan
CS
73755L107
533
32672
SH
DFND
02
30451
0
2221
Praxair Inc
CS
74005P104
5835
48290
SH
DFND
02
41130
0
7160
Price T Rowe Group Inc Com
CS
74144T108
1193
17944
SH
DFND
02
13925
0
4019
Principal Financial Group Inc
CS
74251V102
889
17252
SH
DFND
02
10591
0
6661
ProAssurance Corp
CS
74267C106
3076
58616
SH
DFND
02
58616
0
0
Prudential Finl Inc
CS
744320102
753
9223
SH
DFND
02
8593
0
630
Quest Diagnostics Inc
CS
74834L100
538
6359
SH
DFND
02
6026
0
333
Ramco-Gershenson Properties
CS
751452202
4142
221020
SH
DFND
02
221020
0
0
Regal Beloit Corp
CS
758750103
9664
162452
SH
DFND
02
155753
0
6699
Reinsurance Group Of America
CS
759351604
561
5198
SH
DFND
02
4926
0
272
Renasant Corp
CS
75970e107
2568
76370
SH
DFND
02
76370
0
0
Republic Svcs Inc
CS
760759100
657
13025
SH
DFND
02
12351
0
674
Resources Connection Inc
CS
76122Q105
3384
226512
SH
DFND
02
226512
0
0
Rockwell Automation Inc
CS
773903109
489
3994
SH
DFND
02
3788
0
206
Scansource Inc
CS
806037107
5369
147085
SH
DFND
02
147085
0
0
Schlumberger Ltd
CS
806857108
6241
79358
SH
DFND
02
68166
0
11192
Signature Bk York N Y
CS
82669G104
422
3564
SH
DFND
02
3390
0
174
Silgan Holdings Inc
CS
827048109
3313
65490
SH
DFND
02
65490
0
0
Snap On Inc
CS
833034101
506
3333
SH
DFND
02
3160
0
173
Southern Co
CS
842587107
1080
21049
SH
DFND
02
19640
0
1409
Steelcase Inc
CS
858155203
464
33410
SH
DFND
02
31674
0
1736
Stericycle Inc
CS
858912108
3219
40165
SH
DFND
02
34293
0
5872
Stryker Corp
CS
863667101
4323
37136
SH
DFND
02
33169
0
3967
Summit Hotel Properties Inc
CS
866082100
3027
229990
SH
DFND
02
206049
0
23941
Synopsys Inc
CS
871607107
839
14142
SH
DFND
02
13402
0
740
Target Corp
CS
87612E106
5782
84194
SH
DFND
02
72444
0
11750
Tech Data Corp
CS
878237106
5250
61980
SH
DFND
02
61980
0
0
Teradyne Inc
CS
880770102
612
28369
SH
DFND
02
26899
0
1470
Tesoro Corp
CS
881609101
410
5150
SH
DFND
02
4889
0
261
Tetra Tech Inc
CS
88162G103
3759
105985
SH
DFND
02
105985
0
0
The Boeing Co
CS
097023105
889
6752
SH
DFND
02
6308
0
444
The Michaels Cos Inc
CS
59408q106
398
16484
SH
DFND
02
15661
0
823
The Procter & Gamble Co
CS
742718109
725
8080
SH
DFND
02
7565
0
515
The Walt Disney Co
CS
254687106
4961
53425
SH
DFND
02
45778
0
7647
Thor Inds Inc
CS
885160101
6587
77765
SH
DFND
02
77765
0
0
Torchmark Corp
CS
891027104
5468
85585
SH
DFND
02
76999
0
8586
Tower International Inc
CS
891826109
2898
120250
SH
DFND
02
120250
0
0
Trico Bancshares
CS
896095106
4181
156200
SH
DFND
02
156200
0
0
Tupperware Brands Corp
CS
899896104
2356
36043
SH
DFND
02
36043
0
0
Tyson Foods Inc
CS
902494103
625
8368
SH
DFND
02
7934
0
434
United Parcel Service Inc
CS
911312106
945
8645
SH
DFND
02
8059
0
586
Unum Group
CS
91529Y106
539
15255
SH
DFND
02
14455
0
800
US Bancorp
CS
902973304
4564
106403
SH
DFND
02
89342
0
17061
Varian Med Sys Inc
CS
92220P105
916
9208
SH
DFND
02
5628
0
3580
Verizon Communications Inc
CS
92343V104
6769
130229
SH
DFND
02
113129
0
17100
VF Corp
CS
918204108
662
11816
SH
DFND
02
7243
0
4573
Viacom Inc
CS
92553P201
661
17356
SH
DFND
02
16174
0
1182
Vista Outdoor Inc
CS
928377100
506
12705
SH
DFND
02
12050
0
655
Waddell & Reed Financial-A
CS
930059100
653
35938
SH
DFND
02
33504
0
2434
Wal Mart Stores Inc
CS
931142103
3714
51496
SH
DFND
02
43028
0
8468
Waters Corp
CS
941848103
5265
33219
SH
DFND
02
27747
0
5472
Weingarten Realty Investors
CS
948741103
3233
82935
SH
DFND
02
75038
0
7897
Wells Fargo & Co
CS
949746101
5912
133524
SH
DFND
02
115686
0
17838
Western Digital Corp
CS
958102105
1524
26063
SH
DFND
02
20548
0
5515
Western Refng Inc
CS
959319104
3261
123255
SH
DFND
02
123255
0
0
WR Berkley Corp
CS
084423102
532
9212
SH
DFND
02
8730
0
482
WW Grainger Inc
CS
384802104
784
3485
SH
DFND
02
2134
0
1351
Xcel Energy Inc
CS
98389B100
624
15178
SH
DFND
02
14383
0
795
Xylem Inc
CS
98419M100
650
12402
SH
DFND
02
11752
0
650
Zimmer Biomet Holdings Inc
CS
98956P102
553
4256
SH
DFND
02
4031
0
225
Spectra Energy Partners LP
LP
84756N109
890
20368
SH
DFND
02
18934
0
1434
Sunoco Logistics Partners LP
LP
86764L108
652
22943
SH
DFND
02
21373
0
1570
iShares S&P Natl AMT-Free Muni
EF
464288414
2745
24346
SH
DFND
02
20693
0
3653
Mkt Vectors Short H/Y Mun Inde
EF
92189f387
722
28600
SH
DFND
02
28600
0
0
SPDR S&P 500 ETF Tr Tr Unit
EF
78462F103
538
2489
SH
SOLE
2489
0
0
Tortoise Energy Infrastructure
EF
89147L100
5200
169110
SH
DFND
02
144468
0
24642
Western Asset Corporation Fd I
EF
95790j102
5474
512103
SH
DFND
02
436027
0
76076