0000846797-14-000004.txt : 20141113
0000846797-14-000004.hdr.sgml : 20141113
20141113104840
ACCESSION NUMBER: 0000846797-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141113
DATE AS OF CHANGE: 20141113
EFFECTIVENESS DATE: 20141113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC
CENTRAL INDEX KEY: 0000846797
IRS NUMBER: 310861689
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02462
FILM NUMBER: 141216775
BUSINESS ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
BUSINESS PHONE: 8003273656
MAIL ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC
DATE OF NAME CHANGE: 19990319
13F-HR
1
primary_doc.xml
13F-HR
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0000846797
XXXXXXXX
09-30-2014
09-30-2014
DEAN INVESTMENT ASSOCIATES, LLC
3500 PENTAGON BLVD, SUITE 200
BEAVERCREEK
OH
45431
13F HOLDINGS REPORT
028-02462
N
Debra Rindler
CFO
937-222-9531
Debra E. Rindler
Beavercreek
OH
11-13-2014
1
222
411117
false
2
0001455468
028-13367
Dean Capital Management
INFORMATION TABLE
2
frm13f093014.xml
3M Co
CS
88579Y101
4663
32912
SH
DFND
02
27289
0
5623
Accenture Plc Ireland Shs Clas
CS
G1151C101
852
10473
SH
DFND
02
6720
0
3753
Aflac Inc
CS
001055102
4815
82666
SH
DFND
02
70516
0
12150
Agilent Technologies Inc
CS
00846U101
415
7290
SH
DFND
02
6922
0
368
AGL Resources Inc
CS
001204106
484
9436
SH
DFND
02
8960
0
476
Alliant Energy Corp
CS
018802108
508
9172
SH
DFND
02
8297
0
875
Allstate Corp
CS
020002101
444
7228
SH
DFND
02
6857
0
371
Altria Group Inc
CS
02209S103
570
12408
SH
DFND
02
11178
0
1230
American Equity Investment Lif
CS
025676206
2087
91236
SH
DFND
02
91236
0
0
Ameriprise Finl Inc
CS
03076C106
548
4440
SH
DFND
02
4221
0
219
Andersons Inc
CS
034164103
2851
45334
SH
DFND
02
45334
0
0
Anixter Intl Inc
CS
035290105
1698
20011
SH
DFND
02
20011
0
0
Apache Corp
CS
037411105
800
8525
SH
DFND
02
5440
0
3085
Apollo Commercial Real Estate
CS
03762U105
1224
77935
SH
DFND
02
77935
0
0
Aramark
CS
03852U106
413
15696
SH
DFND
02
14892
0
804
Arris Group Inc
CS
04270V106
1070
37745
SH
DFND
02
37745
0
0
Arrow Electrs Inc
CS
042735100
467
8444
SH
DFND
02
8020
0
424
AT&T Inc
CS
00206R102
502
14233
SH
DFND
02
12867
0
1366
Atwood Oceanics Inc
CS
050095108
712
16304
SH
DFND
02
16304
0
0
Autoliv Inc
CS
052800109
2814
30614
SH
DFND
02
27322
0
3292
Avista Corp
CS
05379B107
5218
170916
SH
DFND
02
157949
0
12967
AZZ Inc
CS
002474104
2867
68629
SH
DFND
02
68629
0
0
Badger Meter Inc
CS
056525108
1278
25340
SH
DFND
02
25340
0
0
Baker Hughes Inc
CS
057224107
4961
76246
SH
DFND
02
68470
0
7776
Balchem Corp
CS
057665200
712
12590
SH
DFND
02
12590
0
0
Bancfirst Corp
CS
05945F103
1067
17055
SH
DFND
02
17055
0
0
Bank of NY Mellon
CS
064058100
5524
142636
SH
DFND
02
117246
0
25390
Barnes Group Inc
CS
067806109
1072
35337
SH
DFND
02
35337
0
0
Baxter Intl Inc
CS
071813109
1468
20459
SH
DFND
02
15212
0
5247
BBCN Bancorp Inc
CS
073295107
1980
135726
SH
DFND
02
135726
0
0
BCE Inc
CS
05534B760
396
9264
SH
DFND
02
8389
0
875
Berkshire Hathaway Inc Cl B
CS
084670702
4997
36173
SH
DFND
02
29911
0
6262
Blackrock Inc
CS
09247X101
5810
17697
SH
DFND
02
14694
0
3003
Blount International Inc
CS
095180105
2250
148680
SH
DFND
02
148680
0
0
Bryn Mawr Bank Corp
CS
117665109
2549
89968
SH
DFND
02
89968
0
0
Cal Maine Foods Inc
CS
128030202
2409
26971
SH
DFND
02
26971
0
0
Calavo Growers Inc
CS
128246105
1790
39645
SH
DFND
02
39645
0
0
Cameron International Corp
CS
13342B105
481
7240
SH
DFND
02
6875
0
365
Capitol Federal Financial
CS
14057J101
3786
320304
SH
DFND
02
286371
0
33933
Cardtronics Inc
CS
14161H108
630
17890
SH
DFND
02
17890
0
0
Carefusion Corp
CS
14170T101
467
10317
SH
DFND
02
9787
0
530
Caseys Gen Stores Inc
CS
147528103
1451
20239
SH
DFND
02
20239
0
0
Chatham Lodging Trust
CS
16208T102
3012
130508
SH
DFND
02
130508
0
0
Chevron Corp
CS
166764100
6433
53917
SH
DFND
02
45431
0
8486
Church & Dwight Inc
CS
171340102
688
9807
SH
DFND
02
6244
0
3563
Cisco Sys Inc
CS
17275R102
4414
175381
SH
DFND
02
156317
0
19064
Clean Harbors Inc
CS
184496107
2765
51283
SH
DFND
02
50934
0
349
CMS Energy Corp
CS
125896100
442
14893
SH
DFND
02
14127
0
766
Commerce Bancshares Inc
CS
200525103
494
11071
SH
DFND
02
10507
0
564
Compass Minerals Intl Inc
CS
20451N101
628
7455
SH
DFND
02
7455
0
0
ConocoPhillips
CS
20825C104
1981
25885
SH
DFND
02
19318
0
6567
CR Bard Inc
CS
067383109
529
3709
SH
DFND
02
3523
0
186
Cracker Barrel Old Country
CS
22410J106
631
6115
SH
DFND
02
6115
0
0
Crane Co
CS
224399105
6177
97726
SH
DFND
02
90955
0
6771
CSX Corp
CS
126408103
540
16853
SH
DFND
02
16003
0
850
Cubic Corp
CS
229669106
2034
43470
SH
DFND
02
43470
0
0
CVS Health Corp
CS
126650100
5993
75295
SH
DFND
02
64133
0
11162
Devon Energy Corp
CS
25179M103
4408
64650
SH
DFND
02
53980
0
10670
Digital Rlty Trust Inc
CS
253868103
393
6308
SH
DFND
02
5673
0
635
Discover Financial Svcs
CS
254709108
544
8454
SH
DFND
02
8027
0
427
Dover Corp
CS
260003108
416
5173
SH
DFND
02
4908
0
265
Duke Energy Corp
CS
26441c204
698
9335
SH
DFND
02
8416
0
919
Eastman Chem Co
CS
277432100
444
5490
SH
DFND
02
5212
0
278
El Paso Electric Co
CS
283677854
3139
85890
SH
DFND
02
76839
0
9051
EMCOR Group Inc
CS
29084Q100
1249
31258
SH
DFND
02
31258
0
0
Emerson Electric Co
CS
291011104
1520
24292
SH
DFND
02
18165
0
6127
Energizer Hldgs Inc
CS
29266R108
498
4045
SH
DFND
02
3841
0
204
Enstar Group Ltd
CS
G3075P101
907
6651
SH
DFND
02
6651
0
0
Equity Lifestyle Pptys
CS
29472R108
444
10478
SH
DFND
02
9941
0
537
Exponent Inc
CS
30214U102
658
9290
SH
DFND
02
9290
0
0
Exxon Mobil Corp
CS
30231G102
7731
82198
SH
DFND
02
69401
0
12797
FedEx Corp
CS
31428X106
6136
38005
SH
DFND
02
31804
0
6201
Fifth Street Finance Corp
CS
31678A103
369
40224
SH
DFND
02
36419
0
3805
First Nbc Bank Holding Co
CS
32115D106
1306
39880
SH
DFND
02
39880
0
0
Flowserve Corp
CS
34354P105
387
5481
SH
DFND
02
5209
0
272
Fluor Corp
CS
343412102
398
5954
SH
DFND
02
5654
0
300
FMC Corp
CS
302491303
453
7927
SH
DFND
02
7524
0
403
Franklin Res Inc
CS
354613101
882
16144
SH
DFND
02
10374
0
5770
General Electric Co
CS
369604103
5638
220076
SH
DFND
02
184744
0
35332
General Mills Inc
CS
370334104
1563
30972
SH
DFND
02
23324
0
7648
Genesco Inc
CS
371532102
2414
32291
SH
DFND
02
32291
0
0
Genuine Parts Co
CS
372460105
574
6541
SH
DFND
02
5914
0
627
Global Cash Access Holdings
CS
378967103
1740
257780
SH
DFND
02
257780
0
0
Global Payments Inc
CS
37940X102
407
5819
SH
DFND
02
5521
0
298
Greif Inc-Cl B
CS
397624206
373
7533
SH
DFND
02
6823
0
710
Haemonetics Corp
CS
405024100
1450
41525
SH
DFND
02
41525
0
0
Halliburton Co
CS
406216101
758
11744
SH
DFND
02
7484
0
4260
Hawkins Inc
CS
420261109
1323
36795
SH
DFND
02
36795
0
0
Healthsouth Corp
CS
421924309
4492
121731
SH
DFND
02
108772
0
12959
Helen Of Troy Ltd
CS
G4388N106
1253
23855
SH
DFND
02
23855
0
0
Hershey Co
CS
427866108
3548
37181
SH
DFND
02
33213
0
3968
Hillenbrand Inc
CS
431571108
2753
89126
SH
DFND
02
89126
0
0
Horizon Bancorp
CS
440407104
1941
84249
SH
DFND
02
84249
0
0
IBM Corp
CS
459200101
4300
22650
SH
DFND
02
19013
0
3637
Illinois Tool Wks Inc
CS
452308109
696
8249
SH
DFND
02
5290
0
2959
Ingredion Inc
CS
457187102
486
6415
SH
DFND
02
6097
0
318
Innophos Holdings Inc
CS
45774N108
706
12815
SH
DFND
02
12815
0
0
Intel Corp
CS
458140100
5619
161365
SH
DFND
02
133773
0
27592
Interpublic Group of Companies
CS
460690100
484
26434
SH
DFND
02
25098
0
1336
J2 Global Inc
CS
48123V102
656
13295
SH
DFND
02
13295
0
0
JM Smucker Co
CS
832696405
431
4359
SH
DFND
02
4141
0
218
John Bean Technologies Corp
CS
477839104
1409
50093
SH
DFND
02
50093
0
0
Johnson & Johnson
CS
478160104
6661
62491
SH
DFND
02
52696
0
9795
Johnson Controls Inc
CS
478366107
587
13337
SH
DFND
02
8587
0
4750
JPMorgan Chase & Co
CS
46625H100
6827
113330
SH
DFND
02
96617
0
16714
Kadant Inc
CS
48282T104
673
17236
SH
DFND
02
17236
0
0
Kellogg Co
CS
487836108
397
6445
SH
DFND
02
6114
0
331
Keycorp
CS
493267108
596
44683
SH
DFND
02
42468
0
2215
Kimberly Clark Corp
CS
494368103
583
5423
SH
DFND
02
4908
0
515
KLA-Tencor Corp
CS
482480100
449
5700
SH
DFND
02
5408
0
292
Kraft Foods Group Inc
CS
50076Q106
403
7139
SH
DFND
02
6452
0
687
Laclede Group Inc
CS
505597104
1785
38472
SH
DFND
02
38472
0
0
Lakeland Financial Corp
CS
511656100
1271
33890
SH
DFND
02
33890
0
0
Liberty Tax, Inc
CS
53128t102
815
25225
SH
DFND
02
25225
0
0
Linear Technology Corp
CS
535678106
465
10480
SH
DFND
02
9950
0
530
Lockheed Martin Corp
CS
539830109
624
3416
SH
DFND
02
3091
0
325
Lorillard Inc
CS
544147101
738
12311
SH
DFND
02
11116
0
1195
LTC Properties Inc
CS
502175102
3158
85595
SH
DFND
02
85595
0
0
M&T Bank Corp
CS
55261F104
495
4013
SH
DFND
02
3810
0
203
Macys Inc
CS
55616P104
473
8135
SH
DFND
02
7729
0
406
Madden Steven Ltd
CS
556269108
818
25370
SH
DFND
02
25370
0
0
Mattel Inc
CS
577081102
435
14197
SH
DFND
02
12836
0
1361
McDonalds Corp
CS
580135101
1466
15461
SH
DFND
02
11451
0
4010
MEDNAX Inc
CS
58502B106
469
8560
SH
DFND
02
8130
0
430
Medtronic Inc
CS
585055106
4665
75299
SH
DFND
02
67142
0
8157
Mercury Genl Corp
CS
589400100
401
8217
SH
DFND
02
7437
0
780
Meridian Bioscience Inc
CS
589584101
435
24575
SH
DFND
02
22206
0
2369
Metlife Inc
CS
59156R108
4469
83188
SH
DFND
02
69359
0
13829
Microchip Technology Inc
CS
595017104
503
10640
SH
DFND
02
9635
0
1005
Microsoft Corp
CS
594918104
5607
120936
SH
DFND
02
101425
0
19511
MTS Systems Corp
CS
553777103
2505
36695
SH
DFND
02
36695
0
0
Murphy Oil Corp
CS
626717102
2537
44580
SH
DFND
02
39798
0
4782
National Beverage Corp
CS
635017106
2064
105858
SH
DFND
02
105858
0
0
NetGear Inc
CS
64111Q104
614
19635
SH
DFND
02
19635
0
0
New Jersey Res
CS
646025106
3328
65880
SH
DFND
02
65880
0
0
New York Community Bancorp
CS
649445103
540
34054
SH
DFND
02
30834
0
3220
Newell Rubbermaid Inc
CS
651229106
476
13824
SH
DFND
02
13114
0
710
Noble Energy Inc
CS
655044105
418
6115
SH
DFND
02
5813
0
302
Northwestern Corp
CS
668074305
2499
55090
SH
DFND
02
55090
0
0
Olin Corp
CS
680665205
656
25974
SH
DFND
02
25974
0
0
Omega Healthcare Invs Inc Com
CS
681936100
508
14867
SH
DFND
02
13391
0
1476
Oracle Corp
CS
68389X105
936
24451
SH
DFND
02
15783
0
8668
Parker Hannifin Corp
CS
701094104
5056
44290
SH
DFND
02
39768
0
4522
Patterson Companies Inc
CS
703395103
450
10854
SH
DFND
02
10297
0
557
Paychex Inc
CS
704326107
569
12882
SH
DFND
02
11652
0
1230
PepsiCo Inc
CS
713448108
5040
54143
SH
DFND
02
45019
0
9124
Pfizer Inc
CS
717081103
546
18474
SH
DFND
02
16694
0
1780
Philip Morris Intl Inc
CS
718172109
444
5325
SH
DFND
02
4810
0
515
PNC Finl Svcs Group Inc
CS
693475105
4076
47624
SH
DFND
02
39849
0
7775
Polo Ralph Lauren Corp
CS
751212101
2791
16943
SH
DFND
02
15408
0
1535
PPL Corp
CS
69351T106
586
17838
SH
DFND
02
16063
0
1775
Praxair Inc
CS
74005P104
4128
32004
SH
DFND
02
26895
0
5109
Primerica Inc
CS
74164M108
2753
57083
SH
DFND
02
57083
0
0
ProAssurance Corp
CS
74267C106
2567
58240
SH
DFND
02
58240
0
0
QEP Res Inc
CS
74733V100
442
14348
SH
DFND
02
13629
0
719
Realty Income Corp
CS
756109104
407
9970
SH
DFND
02
9030
0
940
Reinsurance Group Of America
CS
759351604
437
5456
SH
DFND
02
5184
0
272
Reliance Steel & Aluminum Co C
CS
759509102
270
3945
SH
DFND
02
3734
0
211
Republic Svcs Inc
CS
760759100
514
13172
SH
DFND
02
12498
0
674
Reynolds American Inc
CS
761713106
576
9766
SH
DFND
02
8826
0
940
RLJ Lodging Trust
CS
74965L101
466
16383
SH
DFND
02
15541
0
842
Royal Gold Inc
CS
780287108
2762
42529
SH
DFND
02
42529
0
0
Ryman Hospitality Properties I
CS
78377T107
2393
50596
SH
DFND
02
50596
0
0
SCANA Corp
CS
80589M102
486
9794
SH
DFND
02
9287
0
507
Schlumberger Ltd
CS
806857108
715
7029
SH
DFND
02
4505
0
2524
Sealed Air Corp
CS
81211K100
426
12200
SH
DFND
02
11574
0
626
Sigma Aldrich Corp
CS
826552101
6207
45634
SH
DFND
02
38167
0
7467
Snap On Inc
CS
833034101
492
4063
SH
DFND
02
3858
0
205
Southern Co
CS
842587107
1765
40429
SH
DFND
02
29721
0
10708
Southside Bancshares Inc
CS
84470p109
2754
82815
SH
DFND
02
82815
0
0
Sovran Self Storage Inc
CS
84610H108
1323
17790
SH
DFND
02
17790
0
0
Stryker Corp
CS
863667101
3199
39619
SH
DFND
02
35385
0
4234
Summit Hotel Properties Inc
CS
866082100
4923
456701
SH
DFND
02
431663
0
25038
Sun Hydraulics Corp
CS
866942105
662
17620
SH
DFND
02
17620
0
0
Symantec Corp
CS
871503108
437
18584
SH
DFND
02
17640
0
944
Synopsys Inc
CS
871607107
587
14793
SH
DFND
02
14053
0
740
SYSCO Corp
CS
871829107
2732
71991
SH
DFND
02
63698
0
8293
Target Corp
CS
87612E106
4071
64955
SH
DFND
02
54141
0
10814
TE Connectivity Ltd
CS
H84989104
446
8065
SH
DFND
02
7664
0
401
Tech Data Corp
CS
878237106
2861
48600
SH
DFND
02
48600
0
0
The Empire District Electric C
CS
291641108
2048
84800
SH
DFND
02
84800
0
0
The Ensign Group Inc
CS
29358P101
1032
29666
SH
DFND
02
29666
0
0
The Procter & Gamble Co
CS
742718109
461
5500
SH
DFND
02
4985
0
515
The Walt Disney Co
CS
254687106
5236
58809
SH
DFND
02
50121
0
8688
Thoratec Corp
CS
885175307
1719
64320
SH
DFND
02
64320
0
0
Torchmark Corp
CS
891027104
4792
91498
SH
DFND
02
82328
0
9170
Unifirst Corp Mass
CS
904708104
626
6485
SH
DFND
02
6485
0
0
United Financial Bancorp Inc
CS
910304104
1203
94799
SH
DFND
02
94799
0
0
United Stationers Inc
CS
913004107
1916
50991
SH
DFND
02
50991
0
0
UnitedHealth Group Inc
CS
91324P102
1199
13902
SH
DFND
02
8789
0
5112
Unum Group
CS
91529Y106
486
14137
SH
DFND
02
13432
0
705
URS Corp
CS
903236107
2911
50530
SH
DFND
02
50530
0
0
US Bancorp
CS
902973304
4583
109571
SH
DFND
02
93057
0
16514
US Physical Therapy Inc
CS
90337L108
1497
42289
SH
DFND
02
42289
0
0
Varian Med Sys Inc
CS
92220P105
996
12434
SH
DFND
02
7941
0
4493
Vasco Data Security Intl
CS
92230Y104
1077
57365
SH
DFND
02
57365
0
0
Ventas Inc
CS
92276F100
390
6301
SH
DFND
02
5977
0
324
Verizon Communications Inc
CS
92343V104
1429
28582
SH
DFND
02
20779
0
7803
Wal Mart Stores Inc
CS
931142103
4338
56724
SH
DFND
02
47137
0
9587
Waste Mgmt Inc
CS
94106L109
607
12768
SH
DFND
02
11537
0
1231
Waters Corp
CS
941848103
902
9096
SH
DFND
02
5940
0
3156
Weingarten Realty Investors
CS
948741103
3490
110797
SH
DFND
02
100077
0
10720
WellPoint Inc
CS
94973V107
1260
10534
SH
DFND
02
6677
0
3857
Wells Fargo & Co
CS
949746101
4843
93363
SH
DFND
02
78412
0
14951
Westar Energy Inc
CS
95709T100
1098
32181
SH
DFND
02
29665
0
2516
WGL Holdings Inc
CS
92924F106
4356
103417
SH
DFND
02
94708
0
8709
Wiley John & Sons Inc Cl A
CS
968223206
1771
31562
SH
DFND
02
31562
0
0
Winmark Corp
CS
974250102
725
9865
SH
DFND
02
9865
0
0
Wisconsin Energy Corp
CS
976657106
518
12044
SH
DFND
02
10881
0
1163
Woodward Inc
CS
980745103
664
13935
SH
DFND
02
13935
0
0
World Fuel Svcs Corp
CS
981475106
1936
48500
SH
DFND
02
48500
0
0
WR Berkley Corp
CS
084423102
458
9579
SH
DFND
02
9097
0
482
WW Grainger Inc
CS
384802104
473
1878
SH
DFND
02
1782
0
96
Xcel Energy Inc
CS
98389B100
476
15645
SH
DFND
02
14843
0
802
Zimmer Hldgs Inc
CS
98956P102
452
4500
SH
DFND
02
4275
0
225
Spectra Energy Partners LP
LP
84756N109
630
11887
SH
DFND
02
10683
0
1204
Sunoco Logistics Partners LP
LP
86764L108
747
15471
SH
DFND
02
13901
0
1570
Ensco PLC-Spon ADR
AD
g3157s106
356
8611
SH
DFND
02
7782
0
829
iShares S&P Natl AMT-Free Muni
EF
464288414
2838
25878
SH
DFND
02
22308
0
3570
LMP Corp Loan Fund Inc
EF
50208B100
5859
507247
SH
DFND
02
415639
0
91608
SPDR S&P 500 ETF Tr Tr Unit
EF
78462F103
471
2390
SH
SOLE
2390
0
0
Tortoise Energy Infrastructure
EF
89147L100
7689
159847
SH
DFND
02
130792
0
29055