0000846797-14-000004.txt : 20141113 0000846797-14-000004.hdr.sgml : 20141113 20141113104840 ACCESSION NUMBER: 0000846797-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 141216775 BUSINESS ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 FORMER COMPANY: FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC DATE OF NAME CHANGE: 19990319 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000846797 XXXXXXXX 09-30-2014 09-30-2014 DEAN INVESTMENT ASSOCIATES, LLC
3500 PENTAGON BLVD, SUITE 200 BEAVERCREEK OH 45431
13F HOLDINGS REPORT 028-02462 N
Debra Rindler CFO 937-222-9531 Debra E. Rindler Beavercreek OH 11-13-2014 1 222 411117 false 2 0001455468 028-13367 Dean Capital Management
INFORMATION TABLE 2 frm13f093014.xml 3M Co CS 88579Y101 4663 32912 SH DFND 02 27289 0 5623 Accenture Plc Ireland Shs Clas CS G1151C101 852 10473 SH DFND 02 6720 0 3753 Aflac Inc CS 001055102 4815 82666 SH DFND 02 70516 0 12150 Agilent Technologies Inc CS 00846U101 415 7290 SH DFND 02 6922 0 368 AGL Resources Inc CS 001204106 484 9436 SH DFND 02 8960 0 476 Alliant Energy Corp CS 018802108 508 9172 SH DFND 02 8297 0 875 Allstate Corp CS 020002101 444 7228 SH DFND 02 6857 0 371 Altria Group Inc CS 02209S103 570 12408 SH DFND 02 11178 0 1230 American Equity Investment Lif CS 025676206 2087 91236 SH DFND 02 91236 0 0 Ameriprise Finl Inc CS 03076C106 548 4440 SH DFND 02 4221 0 219 Andersons Inc CS 034164103 2851 45334 SH DFND 02 45334 0 0 Anixter Intl Inc CS 035290105 1698 20011 SH DFND 02 20011 0 0 Apache Corp CS 037411105 800 8525 SH DFND 02 5440 0 3085 Apollo Commercial Real Estate CS 03762U105 1224 77935 SH DFND 02 77935 0 0 Aramark CS 03852U106 413 15696 SH DFND 02 14892 0 804 Arris Group Inc CS 04270V106 1070 37745 SH DFND 02 37745 0 0 Arrow Electrs Inc CS 042735100 467 8444 SH DFND 02 8020 0 424 AT&T Inc CS 00206R102 502 14233 SH DFND 02 12867 0 1366 Atwood Oceanics Inc CS 050095108 712 16304 SH DFND 02 16304 0 0 Autoliv Inc CS 052800109 2814 30614 SH DFND 02 27322 0 3292 Avista Corp CS 05379B107 5218 170916 SH DFND 02 157949 0 12967 AZZ Inc CS 002474104 2867 68629 SH DFND 02 68629 0 0 Badger Meter Inc CS 056525108 1278 25340 SH DFND 02 25340 0 0 Baker Hughes Inc CS 057224107 4961 76246 SH DFND 02 68470 0 7776 Balchem Corp CS 057665200 712 12590 SH DFND 02 12590 0 0 Bancfirst Corp CS 05945F103 1067 17055 SH DFND 02 17055 0 0 Bank of NY Mellon CS 064058100 5524 142636 SH DFND 02 117246 0 25390 Barnes Group Inc CS 067806109 1072 35337 SH DFND 02 35337 0 0 Baxter Intl Inc CS 071813109 1468 20459 SH DFND 02 15212 0 5247 BBCN Bancorp Inc CS 073295107 1980 135726 SH DFND 02 135726 0 0 BCE Inc CS 05534B760 396 9264 SH DFND 02 8389 0 875 Berkshire Hathaway Inc Cl B CS 084670702 4997 36173 SH DFND 02 29911 0 6262 Blackrock Inc CS 09247X101 5810 17697 SH DFND 02 14694 0 3003 Blount International Inc CS 095180105 2250 148680 SH DFND 02 148680 0 0 Bryn Mawr Bank Corp CS 117665109 2549 89968 SH DFND 02 89968 0 0 Cal Maine Foods Inc CS 128030202 2409 26971 SH DFND 02 26971 0 0 Calavo Growers Inc CS 128246105 1790 39645 SH DFND 02 39645 0 0 Cameron International Corp CS 13342B105 481 7240 SH DFND 02 6875 0 365 Capitol Federal Financial CS 14057J101 3786 320304 SH DFND 02 286371 0 33933 Cardtronics Inc CS 14161H108 630 17890 SH DFND 02 17890 0 0 Carefusion Corp CS 14170T101 467 10317 SH DFND 02 9787 0 530 Caseys Gen Stores Inc CS 147528103 1451 20239 SH DFND 02 20239 0 0 Chatham Lodging Trust CS 16208T102 3012 130508 SH DFND 02 130508 0 0 Chevron Corp CS 166764100 6433 53917 SH DFND 02 45431 0 8486 Church & Dwight Inc CS 171340102 688 9807 SH DFND 02 6244 0 3563 Cisco Sys Inc CS 17275R102 4414 175381 SH DFND 02 156317 0 19064 Clean Harbors Inc CS 184496107 2765 51283 SH DFND 02 50934 0 349 CMS Energy Corp CS 125896100 442 14893 SH DFND 02 14127 0 766 Commerce Bancshares Inc CS 200525103 494 11071 SH DFND 02 10507 0 564 Compass Minerals Intl Inc CS 20451N101 628 7455 SH DFND 02 7455 0 0 ConocoPhillips CS 20825C104 1981 25885 SH DFND 02 19318 0 6567 CR Bard Inc CS 067383109 529 3709 SH DFND 02 3523 0 186 Cracker Barrel Old Country CS 22410J106 631 6115 SH DFND 02 6115 0 0 Crane Co CS 224399105 6177 97726 SH DFND 02 90955 0 6771 CSX Corp CS 126408103 540 16853 SH DFND 02 16003 0 850 Cubic Corp CS 229669106 2034 43470 SH DFND 02 43470 0 0 CVS Health Corp CS 126650100 5993 75295 SH DFND 02 64133 0 11162 Devon Energy Corp CS 25179M103 4408 64650 SH DFND 02 53980 0 10670 Digital Rlty Trust Inc CS 253868103 393 6308 SH DFND 02 5673 0 635 Discover Financial Svcs CS 254709108 544 8454 SH DFND 02 8027 0 427 Dover Corp CS 260003108 416 5173 SH DFND 02 4908 0 265 Duke Energy Corp CS 26441c204 698 9335 SH DFND 02 8416 0 919 Eastman Chem Co CS 277432100 444 5490 SH DFND 02 5212 0 278 El Paso Electric Co CS 283677854 3139 85890 SH DFND 02 76839 0 9051 EMCOR Group Inc CS 29084Q100 1249 31258 SH DFND 02 31258 0 0 Emerson Electric Co CS 291011104 1520 24292 SH DFND 02 18165 0 6127 Energizer Hldgs Inc CS 29266R108 498 4045 SH DFND 02 3841 0 204 Enstar Group Ltd CS G3075P101 907 6651 SH DFND 02 6651 0 0 Equity Lifestyle Pptys CS 29472R108 444 10478 SH DFND 02 9941 0 537 Exponent Inc CS 30214U102 658 9290 SH DFND 02 9290 0 0 Exxon Mobil Corp CS 30231G102 7731 82198 SH DFND 02 69401 0 12797 FedEx Corp CS 31428X106 6136 38005 SH DFND 02 31804 0 6201 Fifth Street Finance Corp CS 31678A103 369 40224 SH DFND 02 36419 0 3805 First Nbc Bank Holding Co CS 32115D106 1306 39880 SH DFND 02 39880 0 0 Flowserve Corp CS 34354P105 387 5481 SH DFND 02 5209 0 272 Fluor Corp CS 343412102 398 5954 SH DFND 02 5654 0 300 FMC Corp CS 302491303 453 7927 SH DFND 02 7524 0 403 Franklin Res Inc CS 354613101 882 16144 SH DFND 02 10374 0 5770 General Electric Co CS 369604103 5638 220076 SH DFND 02 184744 0 35332 General Mills Inc CS 370334104 1563 30972 SH DFND 02 23324 0 7648 Genesco Inc CS 371532102 2414 32291 SH DFND 02 32291 0 0 Genuine Parts Co CS 372460105 574 6541 SH DFND 02 5914 0 627 Global Cash Access Holdings CS 378967103 1740 257780 SH DFND 02 257780 0 0 Global Payments Inc CS 37940X102 407 5819 SH DFND 02 5521 0 298 Greif Inc-Cl B CS 397624206 373 7533 SH DFND 02 6823 0 710 Haemonetics Corp CS 405024100 1450 41525 SH DFND 02 41525 0 0 Halliburton Co CS 406216101 758 11744 SH DFND 02 7484 0 4260 Hawkins Inc CS 420261109 1323 36795 SH DFND 02 36795 0 0 Healthsouth Corp CS 421924309 4492 121731 SH DFND 02 108772 0 12959 Helen Of Troy Ltd CS G4388N106 1253 23855 SH DFND 02 23855 0 0 Hershey Co CS 427866108 3548 37181 SH DFND 02 33213 0 3968 Hillenbrand Inc CS 431571108 2753 89126 SH DFND 02 89126 0 0 Horizon Bancorp CS 440407104 1941 84249 SH DFND 02 84249 0 0 IBM Corp CS 459200101 4300 22650 SH DFND 02 19013 0 3637 Illinois Tool Wks Inc CS 452308109 696 8249 SH DFND 02 5290 0 2959 Ingredion Inc CS 457187102 486 6415 SH DFND 02 6097 0 318 Innophos Holdings Inc CS 45774N108 706 12815 SH DFND 02 12815 0 0 Intel Corp CS 458140100 5619 161365 SH DFND 02 133773 0 27592 Interpublic Group of Companies CS 460690100 484 26434 SH DFND 02 25098 0 1336 J2 Global Inc CS 48123V102 656 13295 SH DFND 02 13295 0 0 JM Smucker Co CS 832696405 431 4359 SH DFND 02 4141 0 218 John Bean Technologies Corp CS 477839104 1409 50093 SH DFND 02 50093 0 0 Johnson & Johnson CS 478160104 6661 62491 SH DFND 02 52696 0 9795 Johnson Controls Inc CS 478366107 587 13337 SH DFND 02 8587 0 4750 JPMorgan Chase & Co CS 46625H100 6827 113330 SH DFND 02 96617 0 16714 Kadant Inc CS 48282T104 673 17236 SH DFND 02 17236 0 0 Kellogg Co CS 487836108 397 6445 SH DFND 02 6114 0 331 Keycorp CS 493267108 596 44683 SH DFND 02 42468 0 2215 Kimberly Clark Corp CS 494368103 583 5423 SH DFND 02 4908 0 515 KLA-Tencor Corp CS 482480100 449 5700 SH DFND 02 5408 0 292 Kraft Foods Group Inc CS 50076Q106 403 7139 SH DFND 02 6452 0 687 Laclede Group Inc CS 505597104 1785 38472 SH DFND 02 38472 0 0 Lakeland Financial Corp CS 511656100 1271 33890 SH DFND 02 33890 0 0 Liberty Tax, Inc CS 53128t102 815 25225 SH DFND 02 25225 0 0 Linear Technology Corp CS 535678106 465 10480 SH DFND 02 9950 0 530 Lockheed Martin Corp CS 539830109 624 3416 SH DFND 02 3091 0 325 Lorillard Inc CS 544147101 738 12311 SH DFND 02 11116 0 1195 LTC Properties Inc CS 502175102 3158 85595 SH DFND 02 85595 0 0 M&T Bank Corp CS 55261F104 495 4013 SH DFND 02 3810 0 203 Macys Inc CS 55616P104 473 8135 SH DFND 02 7729 0 406 Madden Steven Ltd CS 556269108 818 25370 SH DFND 02 25370 0 0 Mattel Inc CS 577081102 435 14197 SH DFND 02 12836 0 1361 McDonalds Corp CS 580135101 1466 15461 SH DFND 02 11451 0 4010 MEDNAX Inc CS 58502B106 469 8560 SH DFND 02 8130 0 430 Medtronic Inc CS 585055106 4665 75299 SH DFND 02 67142 0 8157 Mercury Genl Corp CS 589400100 401 8217 SH DFND 02 7437 0 780 Meridian Bioscience Inc CS 589584101 435 24575 SH DFND 02 22206 0 2369 Metlife Inc CS 59156R108 4469 83188 SH DFND 02 69359 0 13829 Microchip Technology Inc CS 595017104 503 10640 SH DFND 02 9635 0 1005 Microsoft Corp CS 594918104 5607 120936 SH DFND 02 101425 0 19511 MTS Systems Corp CS 553777103 2505 36695 SH DFND 02 36695 0 0 Murphy Oil Corp CS 626717102 2537 44580 SH DFND 02 39798 0 4782 National Beverage Corp CS 635017106 2064 105858 SH DFND 02 105858 0 0 NetGear Inc CS 64111Q104 614 19635 SH DFND 02 19635 0 0 New Jersey Res CS 646025106 3328 65880 SH DFND 02 65880 0 0 New York Community Bancorp CS 649445103 540 34054 SH DFND 02 30834 0 3220 Newell Rubbermaid Inc CS 651229106 476 13824 SH DFND 02 13114 0 710 Noble Energy Inc CS 655044105 418 6115 SH DFND 02 5813 0 302 Northwestern Corp CS 668074305 2499 55090 SH DFND 02 55090 0 0 Olin Corp CS 680665205 656 25974 SH DFND 02 25974 0 0 Omega Healthcare Invs Inc Com CS 681936100 508 14867 SH DFND 02 13391 0 1476 Oracle Corp CS 68389X105 936 24451 SH DFND 02 15783 0 8668 Parker Hannifin Corp CS 701094104 5056 44290 SH DFND 02 39768 0 4522 Patterson Companies Inc CS 703395103 450 10854 SH DFND 02 10297 0 557 Paychex Inc CS 704326107 569 12882 SH DFND 02 11652 0 1230 PepsiCo Inc CS 713448108 5040 54143 SH DFND 02 45019 0 9124 Pfizer Inc CS 717081103 546 18474 SH DFND 02 16694 0 1780 Philip Morris Intl Inc CS 718172109 444 5325 SH DFND 02 4810 0 515 PNC Finl Svcs Group Inc CS 693475105 4076 47624 SH DFND 02 39849 0 7775 Polo Ralph Lauren Corp CS 751212101 2791 16943 SH DFND 02 15408 0 1535 PPL Corp CS 69351T106 586 17838 SH DFND 02 16063 0 1775 Praxair Inc CS 74005P104 4128 32004 SH DFND 02 26895 0 5109 Primerica Inc CS 74164M108 2753 57083 SH DFND 02 57083 0 0 ProAssurance Corp CS 74267C106 2567 58240 SH DFND 02 58240 0 0 QEP Res Inc CS 74733V100 442 14348 SH DFND 02 13629 0 719 Realty Income Corp CS 756109104 407 9970 SH DFND 02 9030 0 940 Reinsurance Group Of America CS 759351604 437 5456 SH DFND 02 5184 0 272 Reliance Steel & Aluminum Co C CS 759509102 270 3945 SH DFND 02 3734 0 211 Republic Svcs Inc CS 760759100 514 13172 SH DFND 02 12498 0 674 Reynolds American Inc CS 761713106 576 9766 SH DFND 02 8826 0 940 RLJ Lodging Trust CS 74965L101 466 16383 SH DFND 02 15541 0 842 Royal Gold Inc CS 780287108 2762 42529 SH DFND 02 42529 0 0 Ryman Hospitality Properties I CS 78377T107 2393 50596 SH DFND 02 50596 0 0 SCANA Corp CS 80589M102 486 9794 SH DFND 02 9287 0 507 Schlumberger Ltd CS 806857108 715 7029 SH DFND 02 4505 0 2524 Sealed Air Corp CS 81211K100 426 12200 SH DFND 02 11574 0 626 Sigma Aldrich Corp CS 826552101 6207 45634 SH DFND 02 38167 0 7467 Snap On Inc CS 833034101 492 4063 SH DFND 02 3858 0 205 Southern Co CS 842587107 1765 40429 SH DFND 02 29721 0 10708 Southside Bancshares Inc CS 84470p109 2754 82815 SH DFND 02 82815 0 0 Sovran Self Storage Inc CS 84610H108 1323 17790 SH DFND 02 17790 0 0 Stryker Corp CS 863667101 3199 39619 SH DFND 02 35385 0 4234 Summit Hotel Properties Inc CS 866082100 4923 456701 SH DFND 02 431663 0 25038 Sun Hydraulics Corp CS 866942105 662 17620 SH DFND 02 17620 0 0 Symantec Corp CS 871503108 437 18584 SH DFND 02 17640 0 944 Synopsys Inc CS 871607107 587 14793 SH DFND 02 14053 0 740 SYSCO Corp CS 871829107 2732 71991 SH DFND 02 63698 0 8293 Target Corp CS 87612E106 4071 64955 SH DFND 02 54141 0 10814 TE Connectivity Ltd CS H84989104 446 8065 SH DFND 02 7664 0 401 Tech Data Corp CS 878237106 2861 48600 SH DFND 02 48600 0 0 The Empire District Electric C CS 291641108 2048 84800 SH DFND 02 84800 0 0 The Ensign Group Inc CS 29358P101 1032 29666 SH DFND 02 29666 0 0 The Procter & Gamble Co CS 742718109 461 5500 SH DFND 02 4985 0 515 The Walt Disney Co CS 254687106 5236 58809 SH DFND 02 50121 0 8688 Thoratec Corp CS 885175307 1719 64320 SH DFND 02 64320 0 0 Torchmark Corp CS 891027104 4792 91498 SH DFND 02 82328 0 9170 Unifirst Corp Mass CS 904708104 626 6485 SH DFND 02 6485 0 0 United Financial Bancorp Inc CS 910304104 1203 94799 SH DFND 02 94799 0 0 United Stationers Inc CS 913004107 1916 50991 SH DFND 02 50991 0 0 UnitedHealth Group Inc CS 91324P102 1199 13902 SH DFND 02 8789 0 5112 Unum Group CS 91529Y106 486 14137 SH DFND 02 13432 0 705 URS Corp CS 903236107 2911 50530 SH DFND 02 50530 0 0 US Bancorp CS 902973304 4583 109571 SH DFND 02 93057 0 16514 US Physical Therapy Inc CS 90337L108 1497 42289 SH DFND 02 42289 0 0 Varian Med Sys Inc CS 92220P105 996 12434 SH DFND 02 7941 0 4493 Vasco Data Security Intl CS 92230Y104 1077 57365 SH DFND 02 57365 0 0 Ventas Inc CS 92276F100 390 6301 SH DFND 02 5977 0 324 Verizon Communications Inc CS 92343V104 1429 28582 SH DFND 02 20779 0 7803 Wal Mart Stores Inc CS 931142103 4338 56724 SH DFND 02 47137 0 9587 Waste Mgmt Inc CS 94106L109 607 12768 SH DFND 02 11537 0 1231 Waters Corp CS 941848103 902 9096 SH DFND 02 5940 0 3156 Weingarten Realty Investors CS 948741103 3490 110797 SH DFND 02 100077 0 10720 WellPoint Inc CS 94973V107 1260 10534 SH DFND 02 6677 0 3857 Wells Fargo & Co CS 949746101 4843 93363 SH DFND 02 78412 0 14951 Westar Energy Inc CS 95709T100 1098 32181 SH DFND 02 29665 0 2516 WGL Holdings Inc CS 92924F106 4356 103417 SH DFND 02 94708 0 8709 Wiley John & Sons Inc Cl A CS 968223206 1771 31562 SH DFND 02 31562 0 0 Winmark Corp CS 974250102 725 9865 SH DFND 02 9865 0 0 Wisconsin Energy Corp CS 976657106 518 12044 SH DFND 02 10881 0 1163 Woodward Inc CS 980745103 664 13935 SH DFND 02 13935 0 0 World Fuel Svcs Corp CS 981475106 1936 48500 SH DFND 02 48500 0 0 WR Berkley Corp CS 084423102 458 9579 SH DFND 02 9097 0 482 WW Grainger Inc CS 384802104 473 1878 SH DFND 02 1782 0 96 Xcel Energy Inc CS 98389B100 476 15645 SH DFND 02 14843 0 802 Zimmer Hldgs Inc CS 98956P102 452 4500 SH DFND 02 4275 0 225 Spectra Energy Partners LP LP 84756N109 630 11887 SH DFND 02 10683 0 1204 Sunoco Logistics Partners LP LP 86764L108 747 15471 SH DFND 02 13901 0 1570 Ensco PLC-Spon ADR AD g3157s106 356 8611 SH DFND 02 7782 0 829 iShares S&P Natl AMT-Free Muni EF 464288414 2838 25878 SH DFND 02 22308 0 3570 LMP Corp Loan Fund Inc EF 50208B100 5859 507247 SH DFND 02 415639 0 91608 SPDR S&P 500 ETF Tr Tr Unit EF 78462F103 471 2390 SH SOLE 2390 0 0 Tortoise Energy Infrastructure EF 89147L100 7689 159847 SH DFND 02 130792 0 29055