0000846797-14-000001.txt : 20140123
0000846797-14-000001.hdr.sgml : 20140123
20140123123403
ACCESSION NUMBER: 0000846797-14-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140123
DATE AS OF CHANGE: 20140123
EFFECTIVENESS DATE: 20140123
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC
CENTRAL INDEX KEY: 0000846797
IRS NUMBER: 310861689
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02462
FILM NUMBER: 14542192
BUSINESS ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
BUSINESS PHONE: 8003273656
MAIL ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC
DATE OF NAME CHANGE: 19990319
13F-HR
1
primary_doc.xml
13F-HR
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0000846797
XXXXXXXX
12-31-2013
12-31-2013
DEAN INVESTMENT ASSOCIATES, LLC
3500 PENTAGON BLVD, SUITE 200
BEAVERCREEK
OH
45431
13F HOLDINGS REPORT
028-02462
N
Debra Rindler
CFO, CCO
937-222-9531
Debra Rindler
Beavercreek
OH
01-23-2014
1
220
417951
false
2
0001455468
028-13367
Dean Capital Management
INFORMATION TABLE
2
frm13f123113.xml
3M Co
CS
88579Y101
1295
9234
SH
DFND
02
6010
0
3224
Aaron'S
CS
002535300
1342
45658
SH
DFND
02
45658
0
0
Aflac Inc
CS
001055102
5601
83843
SH
DFND
02
71083
0
12760
AGL Resources Inc
CS
001204106
450
9536
SH
DFND
02
9060
0
476
Air Prods & Chems Inc
CS
009158106
496
4440
SH
DFND
02
3970
0
470
Allergan Inc
CS
018490102
1092
9831
SH
DFND
02
6444
0
3387
Alliant Energy Corp
CS
018802108
421
8152
SH
DFND
02
7277
0
875
Allstate Corp
CS
020002101
398
7296
SH
DFND
02
6925
0
371
Altria Group Inc
CS
02209S103
426
11108
SH
DFND
02
9878
0
1230
American Equity Investment Lif
CS
025676206
3698
140191
SH
DFND
02
140191
0
0
Ameriprise Finl Inc
CS
03076C106
535
4649
SH
DFND
02
4418
0
231
Andersons Inc
CS
034164103
1358
15231
SH
DFND
02
15231
0
0
Anixter Intl Inc
CS
035290105
2061
22946
SH
DFND
02
22946
0
0
Apache Corp
CS
037411105
3476
40441
SH
DFND
02
33687
0
6754
Applied Indl Technologies Inc
CS
03820C105
665
13553
SH
DFND
02
13553
0
0
Arris Group Inc
CS
04270V106
1556
63937
SH
DFND
02
63937
0
0
Arrow Electrs Inc
CS
042735100
463
8532
SH
DFND
02
8108
0
424
AT&T Inc
CS
00206R102
444
12617
SH
DFND
02
11251
0
1366
Atwood Oceanics Inc
CS
050095108
3194
59824
SH
DFND
02
59824
0
0
Autoliv Inc
CS
052800109
2823
30755
SH
DFND
02
27387
0
3368
Avista Corp
CS
05379B107
377
13379
SH
DFND
02
11954
0
1425
AZZ Inc
CS
002474104
6797
139108
SH
DFND
02
131412
0
7696
Baker Hughes Inc
CS
057224107
4315
78089
SH
DFND
02
69963
0
8126
Bank of NY Mellon
CS
064058100
5160
147672
SH
DFND
02
120927
0
26745
Barnes Group Inc
CS
067806109
1490
38892
SH
DFND
02
38892
0
0
Barry (R.G.)
CS
068798107
1866
96663
SH
DFND
02
96663
0
0
Baxter Intl Inc
CS
071813109
490
7039
SH
DFND
02
6266
0
773
BBCN Bancorp Inc
CS
073295107
1185
71406
SH
DFND
02
71406
0
0
BCE Inc
CS
05534B760
355
8210
SH
DFND
02
7335
0
875
Bed Bath & Beyond Inc
CS
075896100
402
5008
SH
DFND
02
4753
0
255
Berkshire Hathaway Inc Cl B
CS
084670702
1227
10347
SH
DFND
02
6759
0
3588
Blackrock Inc
CS
09247X101
6355
20080
SH
DFND
02
16751
0
3329
BOK Financial Corp
CS
05561Q201
416
6270
SH
DFND
02
5952
0
318
Bryn Mawr Bank Corp
CS
117665109
2339
77498
SH
DFND
02
77498
0
0
C&F Financial Corp
CS
12466Q104
2279
49911
SH
DFND
02
49911
0
0
C&J Energy Services Inc
CS
12467B304
1273
55129
SH
DFND
02
55129
0
0
Cal Maine Foods Inc
CS
128030202
1840
30546
SH
DFND
02
30546
0
0
Cameron International Corp
CS
13342B105
436
7323
SH
DFND
02
6958
0
365
Carefusion Corp
CS
14170T101
415
10424
SH
DFND
02
9894
0
530
Caseys Gen Stores Inc
CS
147528103
1605
22854
SH
DFND
02
22854
0
0
Cash Amer Intl Inc
CS
14754D100
1507
39353
SH
DFND
02
39353
0
0
Cato Corp
CS
149205106
1932
60756
SH
DFND
02
60756
0
0
CBIZ Inc
CS
124805102
2002
219488
SH
DFND
02
219488
0
0
CEC Entertainment Inc
CS
125137109
1940
43811
SH
DFND
02
43811
0
0
Chatham Lodging Trust
CS
16208T102
2090
102218
SH
DFND
02
102218
0
0
Chevron Corp
CS
166764100
6728
53859
SH
DFND
02
45134
0
8725
Cisco Sys Inc
CS
17275R102
4988
222394
SH
DFND
02
185816
0
36578
CMS Energy Corp
CS
125896100
403
15064
SH
DFND
02
14298
0
766
Commercial Metals Co
CS
201723103
2744
134989
SH
DFND
02
120270
0
14719
Computer Programs & Systems
CS
205306103
1369
22153
SH
DFND
02
22153
0
0
ConocoPhillips
CS
20825C104
1894
26805
SH
DFND
02
19809
0
6996
CR Bard
CS
067383109
645
4816
SH
DFND
02
4575
0
241
Crane Co
CS
224399105
6672
99212
SH
DFND
02
92329
0
6883
CST Brands Inc
CS
12646R105
2871
78191
SH
DFND
02
69798
0
8393
CSX Corp
CS
126408103
490
17032
SH
DFND
02
16182
0
850
CVS Caremark Corp
CS
126650100
6116
85452
SH
DFND
02
70637
0
14815
Darden Restaurants Inc
CS
237194105
932
17149
SH
DFND
02
15815
0
1334
Darling Intl Inc
CS
237266101
1828
87535
SH
DFND
02
86537
0
998
Devon Energy Corp
CS
25179M103
3643
58874
SH
DFND
02
48544
0
10330
Digital Rlty Trust Inc
CS
253868103
289
5878
SH
DFND
02
5243
0
635
Dime Community Bancshares
CS
253922108
1241
73327
SH
DFND
02
73327
0
0
Discover Financial Svcs
CS
254709108
478
8543
SH
DFND
02
8116
0
427
Dover Corp
CS
260003108
1486
15392
SH
DFND
02
11541
0
3851
Dow Chem Co
CS
260543103
553
12445
SH
DFND
02
11115
0
1330
Duke Energy Corp
CS
26441c204
371
5374
SH
DFND
02
4804
0
570
Eastman Chem Co
CS
277432100
400
4956
SH
DFND
02
4704
0
252
Eaton Corp PLC
CS
g29183103
1135
14908
SH
DFND
02
13672
0
1236
El Paso Electric Co
CS
283677854
2982
84920
SH
DFND
02
75839
0
9081
EMCOR Group Inc
CS
29084Q100
1422
33503
SH
DFND
02
33503
0
0
Emerson Electric Co
CS
291011104
1724
24571
SH
DFND
02
18149
0
6422
Energizer Hldgs Inc
CS
29266R108
443
4089
SH
DFND
02
3885
0
204
Enstar Group Ltd
CS
G3075P101
1352
9736
SH
DFND
02
9736
0
0
Eplus Inc
CS
294268107
1359
23910
SH
DFND
02
23910
0
0
Exlservice Holdings
CS
302081104
1410
51062
SH
DFND
02
51062
0
0
Exxon Mobil Corp
CS
30231G102
7726
76347
SH
DFND
02
63806
0
12541
Fedex Corp
CS
31428X106
5628
39147
SH
DFND
02
32632
0
6515
Fifth Street Finance Corp
CS
31678A103
323
34876
SH
DFND
02
31071
0
3805
Firstmerit Corp
CS
337915102
1380
62095
SH
DFND
02
62095
0
0
Flowserve Corp
CS
34354P105
627
7956
SH
DFND
02
7560
0
396
Fluor Corp
CS
343412102
483
6014
SH
DFND
02
5714
0
300
FMC Corp
CS
302491303
514
6811
SH
DFND
02
6472
0
339
General Electric Co
CS
369604103
6267
223569
SH
DFND
02
186389
0
37180
General Mills Inc
CS
370334104
1415
28351
SH
DFND
02
20690
0
7661
Genesco Inc
CS
371532102
2920
39966
SH
DFND
02
39966
0
0
Genuine Parts Co
CS
372460105
492
5914
SH
DFND
02
5287
0
627
Global Payments Inc
CS
37940X102
486
7472
SH
DFND
02
7092
0
380
Greif Inc-Cl B
CS
397624206
394
6709
SH
DFND
02
5999
0
710
Greif Inc Cl A
CS
397624107
2668
50917
SH
DFND
02
45331
0
5586
Halliburton Co
CS
406216101
650
12805
SH
DFND
02
8343
0
4462
Healthsouth Corp
CS
421924309
4086
122637
SH
DFND
02
109403
0
13234
Helen Of Troy Ltd
CS
G4388N106
2897
58660
SH
DFND
02
58660
0
0
Hillenbrand Inc
CS
431571108
2022
68726
SH
DFND
02
68726
0
0
Horizon Bancorp Indiana
CS
440407104
3376
133262
SH
DFND
02
133262
0
0
Houston Wire & Cable Co
CS
44244K109
1958
146346
SH
DFND
02
146346
0
0
Illinois Tool Wks Inc
CS
452308109
782
9301
SH
DFND
02
6091
0
3210
Ingredion Inc
CS
457187102
530
7738
SH
DFND
02
7352
0
386
Innophos Holdings Inc
CS
45774N108
772
15880
SH
DFND
02
15880
0
0
Innospec Inc
CS
45768S105
648
14019
SH
DFND
02
14019
0
0
Intel Corp
CS
458140100
4256
163994
SH
DFND
02
135011
0
28983
Interpublic Group Cos
CS
460690100
474
26760
SH
DFND
02
25424
0
1336
Invesco Ltd
CS
G491BT108
512
14078
SH
DFND
02
13381
0
697
Investors Title Co
CS
461804106
1724
21294
SH
DFND
02
21294
0
0
JM Smucker Co
CS
832696405
379
3662
SH
DFND
02
3482
0
180
John Bean Technologies
CS
477839104
1598
54468
SH
DFND
02
54468
0
0
Johnson & Johnson
CS
478160104
5806
63396
SH
DFND
02
53198
0
10198
Johnson Controls Inc
CS
478366107
774
15090
SH
DFND
02
9982
0
5108
JPMorgan Chase & Co
CS
46625H100
7257
124097
SH
DFND
02
103048
0
21050
Kadant Inc
CS
48282T104
707
17453
SH
DFND
02
17453
0
0
Kennametal Inc
CS
489170100
3424
65765
SH
DFND
02
58543
0
7222
Keycorp
CS
493267108
537
40037
SH
DFND
02
38042
0
1995
Kimberly Clark Corp
CS
494368103
511
4894
SH
DFND
02
4379
0
515
Kohls Corp
CS
500255104
402
7090
SH
DFND
02
6739
0
351
Koppers Holdings Inc
CS
50060P106
2925
63943
SH
DFND
02
63943
0
0
Laclede Group Inc
CS
505597104
1985
43597
SH
DFND
02
43597
0
0
Linear Technology Corp
CS
535678106
482
10589
SH
DFND
02
10059
0
530
Lockheed Martin Corp
CS
539830109
453
3048
SH
DFND
02
2723
0
325
Lorillard Inc
CS
544147101
558
11004
SH
DFND
02
9809
0
1195
M&T Bank Corp
CS
55261F104
472
4055
SH
DFND
02
3852
0
203
Macys Inc
CS
55616P104
439
8227
SH
DFND
02
7821
0
406
Magellan Health Svcs Inc
CS
559079207
2585
43153
SH
DFND
02
43153
0
0
Manpowergroup
CS
56418H100
5485
63878
SH
DFND
02
56870
0
7008
McDonalds Corp
CS
580135101
1394
14370
SH
DFND
02
10304
0
4066
Medical Properties Trust Inc
CS
58463J304
380
31099
SH
DFND
02
29545
0
1554
Mednax Inc
CS
58502B106
458
8584
SH
DFND
02
8154
0
430
Medtronic Inc
CS
585055106
4371
76158
SH
DFND
02
67755
0
8403
Mentor Graphics Corp
CS
587200106
355
14742
SH
DFND
02
13993
0
749
Merck & Co Inc
CS
58933Y105
460
9198
SH
DFND
02
8218
0
980
Mercury Genl Corp
CS
589400100
363
7303
SH
DFND
02
6523
0
780
Meridian Bioscience Inc
CS
589584101
396
14933
SH
DFND
02
13328
0
1605
Metlife Inc
CS
59156R108
6056
112316
SH
DFND
02
94930
0
17386
Microchip Technology Inc
CS
595017104
424
9472
SH
DFND
02
8467
0
1005
Microsoft Corp
CS
594918104
4626
123658
SH
DFND
02
103634
0
20024
MTS Systems Corp
CS
553777103
3308
46545
SH
DFND
02
46545
0
0
Murphy Oil Corp
CS
626717102
3362
51812
SH
DFND
02
46508
0
5304
MYR Group Inc
CS
55405W104
641
25544
SH
DFND
02
25544
0
0
National Beverage Corp
CS
635017106
2301
114113
SH
DFND
02
114113
0
0
National Cinemedia Inc Com
CS
635309107
710
35553
SH
DFND
02
35553
0
0
National Fuel Gas Co
CS
636180101
496
6942
SH
DFND
02
6597
0
345
New York Community Bancorp
CS
649445103
511
30332
SH
DFND
02
27112
0
3220
Newell Rubbermaid Inc
CS
651229106
453
13981
SH
DFND
02
13271
0
710
Nicholas Financial Inc
CS
65373J209
1517
96383
SH
DFND
02
96383
0
0
Noble Energy Inc
CS
655044105
549
8057
SH
DFND
02
7657
0
400
Nucor Corp
CS
670346105
1207
22607
SH
DFND
02
16189
0
6418
Olin Corp
CS
680665205
1296
44924
SH
DFND
02
44924
0
0
Oracle Corp
CS
68389X105
1010
26401
SH
DFND
02
17496
0
8905
Parker Hannifin Corp
CS
701094104
5773
44874
SH
DFND
02
40213
0
4661
Paychex Inc
CS
704326107
524
11519
SH
DFND
02
10289
0
1230
PepsiCo Inc
CS
713448108
4416
53248
SH
DFND
02
44555
0
8693
Pfizer Inc
CS
717081103
511
16697
SH
DFND
02
14917
0
1780
Philip Morris Intl Inc
CS
718172109
400
4593
SH
DFND
02
4078
0
515
PNC Finl Svcs Group Inc
CS
693475105
3804
49033
SH
DFND
02
40933
0
8100
Praxair Inc
CS
74005P104
4246
32652
SH
DFND
02
27340
0
5312
Preformed Line Products Co
CS
740444104
717
9800
SH
DFND
02
9800
0
0
Primerica Inc
CS
74164M108
2533
59028
SH
DFND
02
59028
0
0
Procter & Gamble Co
CS
742718109
398
4892
SH
DFND
02
4377
0
515
Protective Life Corp
CS
743674103
3076
60725
SH
DFND
02
60725
0
0
QEP Res Inc
CS
74733V100
376
12274
SH
DFND
02
11662
0
612
Realty Income Corp
CS
756109104
323
8646
SH
DFND
02
7706
0
940
Regal Beloit Corp
CS
758750103
403
5462
SH
DFND
02
5185
0
277
Reinsurance Group Of America
CS
759351604
518
6694
SH
DFND
02
6359
0
335
Reynolds American Inc
CS
761713106
441
8822
SH
DFND
02
7882
0
940
RLJ Lodging Trust
CS
74965L101
403
16556
SH
DFND
02
15714
0
842
Royal Gold Inc
CS
780287108
2057
44639
SH
DFND
02
44639
0
0
Ryder Sys Inc
CS
783549108
1318
17866
SH
DFND
02
17866
0
0
Ryman Hospitality Properties I
CS
78377T107
1507
36066
SH
DFND
02
36066
0
0
Schlumberger Ltd
CS
806857108
689
7648
SH
DFND
02
4992
0
2656
Schweitzer-Mauduit Intl Inc
CS
808541106
6762
131376
SH
DFND
02
124483
0
6893
Sealed Air Corp
CS
81211K100
419
12314
SH
DFND
02
11688
0
626
Select Medical Holdings Corp
CS
81619Q105
2743
236232
SH
DFND
02
236232
0
0
Sensient Technologies Corp
CS
81725T100
440
9075
SH
DFND
02
8626
0
449
Sigma Aldrich Corp
CS
826552101
1034
10997
SH
DFND
02
7119
0
3877
Snap On Inc
CS
833034101
449
4104
SH
DFND
02
3899
0
205
Southern Co
CS
842587107
1657
40300
SH
DFND
02
29155
0
11146
State Street
CS
857477103
5837
79538
SH
DFND
02
67552
0
11986
Stepan Co
CS
858586100
2168
33033
SH
DFND
02
33033
0
0
Stryker Corp
CS
863667101
4014
53415
SH
DFND
02
44431
0
8984
Summit Hotel Properties Inc
CS
866082100
4030
447757
SH
DFND
02
422602
0
25155
Synopsys Inc
CS
871607107
544
13420
SH
DFND
02
12750
0
670
Sysco Corp
CS
871829107
2933
81250
SH
DFND
02
71957
0
9293
TAL International Group Inc
CS
874083108
608
10594
SH
DFND
02
9464
0
1130
Target Corp
CS
87612E106
3887
61441
SH
DFND
02
51675
0
9766
TE Connectivity Ltd
CS
H84989104
564
10234
SH
DFND
02
9724
0
510
Tech Data Corp
CS
878237106
2715
52620
SH
DFND
02
52620
0
0
Tenneco Inc
CS
880349105
3516
62157
SH
DFND
02
55412
0
6745
The Ensign Group Inc
CS
29358P101
1866
42161
SH
DFND
02
42161
0
0
The Walt Disney Co
CS
254687106
5022
65734
SH
DFND
02
54681
0
11053
Torchmark Corp
CS
891027104
4806
61491
SH
DFND
02
55264
0
6227
Towers Watson & Co
CS
891894107
750
5875
SH
DFND
02
5582
0
293
Triumph Group Inc
CS
896818101
2337
30718
SH
DFND
02
30718
0
0
United Financial Bancorp Inc
CS
91030T109
1329
70369
SH
DFND
02
70369
0
0
United Stationers Inc
CS
913004107
3208
69911
SH
DFND
02
69911
0
0
UnitedHealth Group Inc
CS
91324P102
1144
15191
SH
DFND
02
9732
0
5458
Unum Group
CS
91529Y106
500
14263
SH
DFND
02
13558
0
705
URS Corp
CS
903236107
2981
56250
SH
DFND
02
56250
0
0
US Bancorp
CS
902973304
4518
111837
SH
DFND
02
94547
0
17290
US Physical Therapy Inc
CS
90337L108
1488
42209
SH
DFND
02
42209
0
0
Varian Med Sys Inc
CS
92220P105
1040
13385
SH
DFND
02
8726
0
4659
Verizon
CS
92343V104
403
8198
SH
DFND
02
7323
0
875
Wal Mart Stores Inc
CS
931142103
3953
50233
SH
DFND
02
41655
0
8578
WellPoint Inc
CS
94973V107
1089
11790
SH
DFND
02
7678
0
4112
Wells Fargo & Co
CS
949746101
4358
95995
SH
DFND
02
80450
0
15545
Westar Energy Inc
CS
95709T100
529
16435
SH
DFND
02
14610
0
1825
WGL Holdings Inc
CS
92924F106
1287
32135
SH
DFND
02
32135
0
0
Whirlpool Corp
CS
963320106
290
1848
SH
DFND
02
1758
0
90
Wiley John & Sons Inc Cl A
CS
968223206
1797
32562
SH
DFND
02
32562
0
0
Wisconsin Energy Corp
CS
976657106
427
10326
SH
DFND
02
9163
0
1163
World Fuel Svcs Corp Com
CS
981475106
1402
32485
SH
DFND
02
32485
0
0
WR Berkley Corp
CS
084423102
420
9687
SH
DFND
02
9205
0
482
Xcel Energy Inc
CS
98389B100
370
13243
SH
DFND
02
12581
0
662
Zimmer Hldgs Inc
CS
98956P102
424
4546
SH
DFND
02
4321
0
225
Zions Bancorporation
CS
989701107
410
13673
SH
DFND
02
12992
0
681
Spectra Energy Partners LP
LP
84756N109
481
10604
SH
DFND
02
9400
0
1204
Sunoco Logistics Partners LP
LP
86764L108
524
6946
SH
DFND
02
6161
0
785
Ensco PLC-Spon ADR
AD
g3157s106
424
7419
SH
DFND
02
6590
0
829
Calamos Conv & High Income Fd
EF
12811P108
1222
94490
SH
DFND
02
94490
0
0
Cohen & Steers Reit & Pfd Inc
EF
19247X100
1123
71510
SH
DFND
02
71510
0
0
iShares S&P Natl AMT-Free Muni
EF
464288414
1755
16913
SH
DFND
02
13258
0
3655
LMP Corp Loan Fund Inc
EF
50208B100
7888
645007
SH
DFND
02
550299
0
94708
SPDR S&P 500 ETF Tr Tr Unit
EF
78462F103
435
2355
SH
SOLE
2355
0
0
Tortoise Energy Capital Corp
EF
89147U100
7907
242183
SH
DFND
02
200813
0
41370