0000846797-11-000004.txt : 20111114
0000846797-11-000004.hdr.sgml : 20111111
20111114094954
ACCESSION NUMBER: 0000846797-11-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC
CENTRAL INDEX KEY: 0000846797
IRS NUMBER: 310861689
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02462
FILM NUMBER: 111198412
BUSINESS ADDRESS:
STREET 1: 2480 KETTERING TOWER
CITY: DAYTON
STATE: OH
ZIP: 45423
BUSINESS PHONE: 8003273656
MAIL ADDRESS:
STREET 1: 2480 KETTERING TOWER
CITY: DAYTON
STATE: OH
ZIP: 45423
13F-HR
1
frm13f093011.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Dean Investment Associates, LLC
Address: 3500 Pentagon Tower, Suite 200
Beavercreek, OH 45431
13F File Number: 028-02462
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Debra E. Rindler
Title: Chief Compliance Officer
Phone: (800) 327-3656
Signature, Place, and Date of Signing: Nov 11, 2011
Debra E. Rindler Beavercreek, OH Nov 11, 2011
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: N/A
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number Other Included Manager: 1
Form 13F Information Table Entry Total: 178
Form 13F Information Table Value Total: 188517
List of Other Included Manager:
No.
Form 13F File Number
Name
02
028-13367
Dean Capital Management, LLC
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Abbott Labs CS 002824100 2775 54255 SH Defined 02 42875 11380
Advance America Cash Advance C CS 00739W107 501 68095 SH Defined 02 68095
Aeropostale CS 007865108 579 53586 SH Defined 02 44144 9442
Aflac Inc Com CS 001055102 2935 83971 SH Defined 02 65981 17990
AGL Resources Inc CS 001204106 204 5005 SH Defined 02 4705 300
American Greetings Corp Cl A CS 026375105 409 22122 SH Defined 02 22122
Amgen Inc CS 031162100 2809 51103 SH Defined 02 40238 10865
Amkor Technology Inc CS 031652100 407 93353 SH Defined 02 93353
Apache Corp CS 037411105 1893 23591 SH Defined 02 18520 5071
Arrow Electrs Inc CS 042735100 258 9284 SH Defined 02 8729 555
Assured Guaranty Ltd CS G0585R106 534 48574 SH Defined 02 48574
Atmos Energy Corp CS 049560105 343 10561 SH Defined 02 9936 625
Avon Prods Inc CS 054303102 216 11025 SH Defined 02 10365 660
Baker Hughes Inc CS 057224107 2047 44349 SH Defined 02 35430 8919
Bank of NY Mellon CS 064058100 2645 142293 SH Defined 02 110705 31588
Bank Of The Ozarks CS 063904106 404 19318 SH Defined 02 19318
Berkshire Hathaway Inc Cl B CS 084670702 1454 20470 SH Defined 02 15485 4985
Best Buy Inc CS 086516101 2110 90570 SH Defined 02 71270 19300
Big 5 Sporting Goods Corp CS 08915P101 388 63796 SH Defined 02 63796
Biomed Realty Trust Inc CS 09063H107 211 12710 SH Defined 02 11955 755
Blackrock Inc CS 09247X101 2444 16510 SH Defined 02 13005 3505
Briggs & Stratton Corp CS 109043109 372 27565 SH Defined 02 27565
Bryn Mawr Bank Corp CS 117665109 611 36845 SH Defined 02 36845
Career Education Corp Com CS 141665109 199 15258 SH Defined 02 15258
Carrizo Oil & Gas Inc CS 144577103 692 32112 SH Defined 02 32112
Chevron Corp CS 166764100 4275 46174 SH Defined 02 36637 9537
Cisco Sys Inc CS 17275R102 2762 178225 SH Defined 02 138950 39275
Cloud Peak Energy Inc CS 18911Q102 795 46907 SH Defined 02 46907
CNO Financial Group Inc CS 12621E103 487 90033 SH Defined 02 90033
Collective Brands Inc CS 19421W100 370 28563 SH Defined 02 28563
Commercial Metals Co CS 201723103 1583 166408 SH Defined 02 146798 19610
Complete Production Services CS 20453E109 482 25563 SH Defined 02 25563
Computer Sciences Corp CS 205363104 2004 74626 SH Defined 02 58520 16106
ConocoPhillips CS 20825C104 4204 66393 SH Defined 02 52268 14125
Contango Oil & Gas Co CS 21075N204 391 7155 SH Defined 02 7155
Cooper Industries Plc Shs CS G24140108 204 4430 SH Defined 02 4165 265
Corn Prods Intl Inc CS 219023108 227 5796 SH Defined 02 5451 345
CR Bard CS 067383109 310 3540 SH Defined 02 3325 215
Cracker Barrel Old Country CS 22410J106 214 5350 SH Defined 02 5350
Crane Co CS 224399105 803 22495 SH Defined 02 22495
CSX Corp CS 126408103 200 10730 SH Defined 02 10095 635
Curtiss Wright Corp CS 231561101 418 14505 SH Defined 02 14505
CVB Financial Corp CS 126600105 406 52819 SH Defined 02 52819
CVS Caremark Corp CS 126650100 2708 80618 SH Defined 02 63253 17365
Darden Restaurants Inc CS 237194105 303 7090 SH Defined 02 6745 345
Dean Foods Co CS 242370104 393 44361 SH Defined 02 44361
Delphi Finl Group Inc CS 247131105 2142 99524 SH Defined 02 89879 9645
Devon Energy Corp CS 25179M103 1719 31002 SH Defined 02 24323 6679
Diamond Hill Investment Grp CS 25264R207 620 8935 SH Defined 02 8935
Digital Rlty Trust Inc CS 253868103 1469 26636 SH Defined 02 22741 3895
Discover Finl Svcs CS 254709108 208 9055 SH Defined 02 8520 535
Dole Food Co Inc CS 256603101 595 59509 SH Defined 02 59509
Dr Pepper Snapple Group Inc CS 26138E109 200 5160 SH Defined 02 4850 310
Ecolab Inc Com CS 278865100 1166 23840 SH Defined 02 19490 4350
EMCOR Group Inc CS 29084Q100 404 19853 SH Defined 02 19853
Emerson Elec Co CS 291011104 1281 31020 SH Defined 02 23340 7680
Exxon Mobil Corp CS 30231G102 3798 52298 SH Defined 02 40952 11346
First Finl Bancorp CS 320209109 399 28893 SH Defined 02 28893
FMC Corp CS 302491303 205 2962 SH Defined 02 2787 175
Forest Oil Corp CS 346091705 172 11915 SH Defined 02 11205 710
Freeport-McMoRan Copper & Gold CS 35671D857 1303 42785 SH Defined 02 32245 10540
General Cable Corp CS 369300108 1721 73685 SH Defined 02 66125 7560
General Dynamics Corp CS 369550108 2342 41174 SH Defined 02 32136 9038
General Electric Co CS 369604103 3268 214723 SH Defined 02 169498 45225
Georgia Gulf Corp CS 373200302 797 57619 SH Defined 02 57619
GT Advanced Technologies Inc CS 36191U106 606 86388 SH Defined 02 86388
Hancock Holding Co CS 410120109 405 15090 SH Defined 02 15090
Health Care REIT Inc CS 42217K106 231 4945 SH Defined 02 4650 295
Health Mgmt Assoc Inc New Cl A CS 421933102 405 58545 SH Defined 02 58545
Healthspring Inc CS 42224N101 785 21535 SH Defined 02 21535
Helen Of Troy Ltd CS G4388N106 663 26395 SH Defined 02 26395
Hewlett Packard Co CS 428236103 1784 79487 SH Defined 02 62127 17360
Hologic Inc CS 436440101 188 12360 SH Defined 02 11620 740
Horsehead Hldg Corp CS 440694305 704 94895 SH Defined 02 94895
Hospitality Properties Trust CS 44106M102 381 17933 SH Defined 02 17933
Illinois Tool Wks Inc CS 452308109 1248 29990 SH Defined 02 22650 7340
Ingram Micro Inc CS 457153104 792 49118 SH Defined 02 49118
Inland Real Estate Corp CS 457461200 392 53764 SH Defined 02 53764
Innophos Holdings Inc CS 45774N108 605 15161 SH Defined 02 15161
Intel Corp CS 458140100 3147 147520 SH Defined 02 114885 32635
Interpublic Group Cos Inc Com CS 460690100 163 22575 SH Defined 02 21240 1335
Intl Game Technology CS 459902102 159 10960 SH Defined 02 10310 650
Invesco Ltd CS G491BT108 248 16000 SH Defined 02 15045 955
Janus Cap Group Inc CS 47102X105 587 97884 SH Defined 02 97884
Jarden Corp CS 471109108 450 15912 SH Defined 02 15912
JM Smucker Co CS 832696405 250 3425 SH Defined 02 3220 205
Johnson & Johnson CS 478160104 2809 44112 SH Defined 02 34923 9189
JPMorgan Chase & Co CS 46625H100 3172 105313 SH Defined 02 83225 22088
Kaydon Corp CS 486587108 866 30205 SH Defined 02 24730 5475
Keycorp CS 493267108 200 33645 SH Defined 02 31650 1995
Kimberly Clark Corp CS 494368103 1292 18190 SH Defined 02 13940 4250
L-3 Comm Hldgs Inc CS 502424104 2467 39805 SH Defined 02 30859 8946
Lexmark Intl CS 529771107 399 14753 SH Defined 02 14753
Linear Technology Corp CS 535678106 214 7725 SH Defined 02 7260 465
Macquarie Infrastructure Co CS 55608B105 740 32976 SH Defined 02 32976
Macys Inc Com CS 55616P104 209 7935 SH Defined 02 7465 470
Magellan Health Svcs Inc CS 559079207 410 8491 SH Defined 02 8491
MainSource Financial Group Inc CS 56062Y102 397 45547 SH Defined 02 45547
Mantech Intl Corp CS 564563104 508 16196 SH Defined 02 16196
McDonalds Corp CS 580135101 1875 21355 SH Defined 02 16360 4995
McGraw Hill CS 580645109 3085 75248 SH Defined 02 58703 16545
Medtronic Inc CS 585055106 3185 95819 SH Defined 02 73959 21860
Mens Wearhouse Inc CS 587118100 483 18505 SH Defined 02 18505
Meredith Corp CS 589433101 405 17900 SH Defined 02 17900
Metlife Inc CS 59156R108 783 27962 SH Defined 02 21270 6692
MFA Financial Inc CS 55272X102 402 57296 SH Defined 02 57296
Michael Bakercorp CS 057149106 195 10175 SH Defined 02 10175
Microsoft Corp CS 594918104 2853 114607 SH Defined 02 90205 24402
Mips Technologies Inc Com CS 604567107 382 78847 SH Defined 02 78847
Molex Inc CS 608554101 286 14035 SH Defined 02 13195 840
Murphy Oil Corp CS 626717102 2498 56568 SH Defined 02 44615 11953
Myers Inds Inc CS 628464109 504 49689 SH Defined 02 49689
Nara Bancorp Inc CS 63080P105 390 64185 SH Defined 02 64185
Noble Energy Inc CS 655044105 293 4143 SH Defined 02 3898 245
Nordstrom Inc CS 655664100 279 6105 SH Defined 02 5740 365
Nucor Corp CS 670346105 1130 35730 SH Defined 02 26865 8865
Omega Protein Corp CS 68210P107 721 79359 SH Defined 02 79359
One Liberty Properties Inc CS 682406103 705 48063 SH Defined 02 48063
Oshkosh Corp CS 688239201 201 12745 SH Defined 02 12745
Parametric Technology Corp Com CS 699173209 396 25770 SH Defined 02 25770
Parker Drilling Co CS 701081101 724 164886 SH Defined 02 164886
PepsiCo Inc CS 713448108 2886 46624 SH Defined 02 36649 9975
Pfizer Inc CS 717081103 1665 94199 SH Defined 02 72214 21985
Pharmaceutical Prod Dev Inc CS 717124101 209 8160 SH Defined 02 7715 445
Plantronics Inc CS 727493108 800 28130 SH Defined 02 28130
PNC Finl Svcs Group Inc CS 693475105 2082 43200 SH Defined 02 33865 9335
Portland Gen Elec Co CS 736508847 242 10225 SH Defined 02 9625 600
Power-One Inc CS 73930r102 398 88506 SH Defined 02 88506
QLogic Corp Com CS 747277101 384 30246 SH Defined 02 30246
Radioshack Corp CS 750438103 401 34527 SH Defined 02 34527
Regis Corp Minn Com CS 758932107 215 15280 SH Defined 02 15280
Rent A Center Inc CS 76009N100 679 24733 SH Defined 02 24733
Republic Svcs Inc CS 760759100 203 7228 SH Defined 02 6798 430
Saia Inc CS 78709Y105 396 37652 SH Defined 02 37652
Sandridge Energy Inc CS 80007P307 195 35055 SH Defined 02 35055
SeaChange Intl Inc CS 811699107 616 80006 SH Defined 02 80006
Sempra Energy CS 816851109 204 3959 SH Defined 02 3719 240
Sinclair Broadcast Group Inc CS 829226109 1778 247956 SH Defined 02 223216 24740
Solutia Inc CS 834376501 484 37651 SH Defined 02 37651
Sonoco Prods Co CS 835495102 261 9241 SH Defined 02 8801 440
Spectrum Brands Holdings Inc CS 84763R101 804 34058 SH Defined 02 34058
SPX Corp CS 784635104 205 4525 SH Defined 02 4255 270
State Street CS 857477103 2627 81672 SH Defined 02 63892 17780
Stifel Finl Corp CS 860630102 393 14807 SH Defined 02 14807
Stryker Corp CS 863667101 2244 47615 SH Defined 02 37384 10231
SuperValu Inc CS 868536103 374 56204 SH Defined 02 56204
Synopsys Inc CS 871607107 328 13470 SH Defined 02 12665 805
Sysco Corp CS 871829107 2408 92966 SH Defined 02 72824 20142
TCF Financial Corp CS 872275102 692 75514 SH Defined 02 75514
Tech Data Corp CS 878237106 697 16116 SH Defined 02 16116
Teleflex Inc CS 879369106 231 4295 SH Defined 02 4050 245
Tenneco Inc CS 880349105 398 15551 SH Defined 02 15551
Terex Corp CS 880779103 492 47976 SH Defined 02 47976
Texas Roadhouse Inc CS 882681109 193 14577 SH Defined 02 14577
Thomas & Betts Corp CS 884315102 204 5111 SH Defined 02 5111
Torchmark Corp CS 891027104 1250 35843 SH Defined 02 30381 5462
Towers Watson & Co CS 891894107 209 3500 SH Defined 02 3295 205
Triumph Group Inc CS 896818101 422 8665 SH Defined 02 8665
UnitedHealth Group Inc CS 91324P102 1414 30655 SH Defined 02 23027 7628
US Bancorp CS 902973304 2178 92536 SH Defined 02 73222 19314
V F Corp CS 918204108 206 1695 SH Defined 02 1595 100
Veeco Instrs Inc CS 922417100 479 19621 SH Defined 02 19621
Verizon CS 92343V104 2902 78865 SH Defined 02 61721 17144
Wal Mart Stores Inc CS 931142103 2374 45745 SH Defined 02 35680 10065
Wells Fargo & Co CS 949746101 2017 83639 SH Defined 02 65588 18051
Willis Group Hldgs Ltd CS g96666105 206 5985 SH Defined 02 5635 350
WMS Inds Inc CS 929297109 400 22720 SH Defined 02 22720
WW Grainger Inc CS 384802104 1223 8180 SH Defined 02 6720 1460
Zions Bancorporation CS 989701107 144 10245 SH Defined 02 9630 615
Toyota Motor Corp AD 892331307 2339 34267 SH Defined 02 26670 7597
Calamos Conv & High Income Fd EF 12811P108 361 32555.0000 SH Defined 02 32555.0000
Cohen & Steers Reit & Pfd Incm EF 19247X100 898 69795.0000 SH Defined 02 69795.0000
iShares S&P Natl AMT-Free Muni EF 464288414 1634 15325.0000 SH Defined 02 11275.0000 4050.0000
LMP Corp Loan Fund Inc EF 50208B100 4495 420459.0000 SH Defined 02 349890.0000 70569.0000
Proshares Tr Pshs Shrt S&P500 EF 74347R503 3364 72970.0000 SH Defined 02 72970.0000
Proshares Tr Pshs Shtruss2000 EF 74347R826 7109 198400.0000 SH Defined 02 198400.0000
SPDR S&P 500 ETF Tr Tr Unit EF 78462F103 254 2247.7973 SH Sole 2247.7973
Tortoise Energy Capital Corp EF 89147U100 1810 77370.0000 SH Defined 02 58260.0000 19110.0000