0000846797-11-000003.txt : 20110809 0000846797-11-000003.hdr.sgml : 20110809 20110809153712 ACCESSION NUMBER: 0000846797-11-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110809 DATE AS OF CHANGE: 20110809 EFFECTIVENESS DATE: 20110809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 111020636 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f063011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Investment Associates, LLC Address: 3500 Pentagon Tower, Suite 200 Beavercreek, OH 45431 13F File Number: 028-02462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra E. Rindler Title: Chief Compliance Officer Phone: (800) 327-3656 Signature, Place, and Date of Signing: Aug 9, 2011 Debra E. Rindler Beavercreek, OH Aug 9, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 180 Form 13F Information Table Value Total: 226099 List of Other Included Manager: No. Form 13F File Number Name 02 028-13367 Dean Capital Management, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abbott Labs CS 002824100 3591 68235 SH Defined 02 53500 14735 Aeropostale CS 007865108 1998 114183 SH Defined 02 103121 11062 Aflac Inc Com CS 001055102 1613 34560 SH Defined 02 26210 8350 AGL Resources Inc CS 001204106 2597 63791 SH Defined 02 56891 6900 Allstate Corp CS 020002101 2987 97842 SH Defined 02 77208 20634 American Greetings Corp Cl A CS 026375105 489 20345 SH Defined 02 20345 Amgen Inc CS 031162100 3046 52199 SH Defined 02 40999 11200 Amkor Technology Inc CS 031652100 488 79150 SH Defined 02 79150 Apache Corp CS 037411105 2978 24135 SH Defined 02 18909 5226 Arch Chemicals Inc CS 03937R102 610 17716 SH Defined 02 17716 Arrow Electrs Inc CS 042735100 382 9214 SH Defined 02 8659 555 Ashland Inc CS 044209104 284 4390 SH Defined 02 4125 265 AT&T Inc CS 00206R102 1302 41441 SH Defined 02 31850 9591 Atmos Energy Corp CS 049560105 418 12586 SH Defined 02 11831 755 Baker Hughes Inc CS 057224107 3322 45786 SH Defined 02 36537 9249 Bank Of America CS 060505104 1981 180732 SH Defined 02 140313 40419 Bank Of The Ozarks CS 063904106 491 9436 SH Defined 02 9436 Bemis Inc CS 081437105 996 29475 SH Defined 02 29475 Best Buy Inc CS 086516101 1484 47235 SH Defined 02 35895 11340 Biomed Realty Trust Inc CS 09063H107 244 12705 SH Defined 02 11955 750 Brady Corp CS 104674106 239 7447 SH Defined 02 7447 Brinks Co CS 109696104 245 8218 SH Defined 02 8218 Brocade Comm Sys CS 111621306 613 94908 SH Defined 02 94908 Bryn Mawr Bank Corp CS 117665109 737 36419 SH Defined 02 36419 CACI Intl Inc CS 127190304 245 3880 SH Defined 02 3880 Chevron Corp CS 166764100 4846 47125 SH Defined 02 37053 10072 Cisco Sys Inc CS 17275R102 2845 182225 SH Defined 02 141730 40495 Clorox Co CS 189054109 2018 29917 SH Defined 02 23607 6310 Cloud Peak Energy Inc CS 18911Q102 741 34774 SH Defined 02 34774 CNO Financial Group Inc CS 12621E103 498 63000 SH Defined 02 63000 Collective Brands Inc CS 19421W100 245 16658 SH Defined 02 16658 Comerica Inc CS 200340107 251 7275 SH Defined 02 6835 440 CommonWealth REIT CS 203233101 494 19106 SH Defined 02 19106 Complete Production Services CS 20453E109 509 15245 SH Defined 02 15245 Computer Sciences Corp CS 205363104 2892 76191 SH Defined 02 59535 16656 ConocoPhillips CS 20825C104 5091 67712 SH Defined 02 53154 14558 Cooper Tire & Rubber Co CS 216831107 488 24667 SH Defined 02 24667 Corn Prods Intl Inc CS 219023108 375 6781 SH Defined 02 6371 410 CR Bard CS 067383109 402 3655 SH Defined 02 3430 225 Crane Co CS 224399105 492 9961 SH Defined 02 9961 CSG Sys Intl Inc CS 126349109 982 53144 SH Defined 02 53144 CSX Corp CS 126408103 222 8450 SH Defined 02 7940 510 Curtiss Wright Corp CS 231561101 499 15415 SH Defined 02 15415 CVB Financial Corp CS 126600105 501 54116 SH Defined 02 54116 CVR Energy Inc CS 12662P108 616 25021 SH Defined 02 25021 CVS Caremark Corp CS 126650100 3098 82430 SH Defined 02 64425 18005 Darden Restaurants Inc CS 237194105 336 6755 SH Defined 02 6350 405 Delphi Finl Group Inc CS 247131105 1305 44670 SH Defined 02 44040 630 Devon Energy Corp CS 25179M103 2542 32257 SH Defined 02 25264 6993 Diebold Inc CS 253651103 239 7711 SH Defined 02 7711 Digital Rlty Trust Inc CS 253868103 1593 25786 SH Defined 02 21671 4115 Dish Network Corp CS 25470M109 202 6580 SH Defined 02 6190 390 Dole Food Co Inc CS 256603101 723 53512 SH Defined 02 53512 Dover Corp CS 260003108 362 5337 SH Defined 02 5017 320 Dr Pepper Snapple Group Inc CS 26138E109 218 5190 SH Defined 02 4880 310 Eli Lilly & Co CS 532457108 1692 45087 SH Defined 02 36917 8170 EMCOR Group Inc CS 29084Q100 495 16884 SH Defined 02 16884 Enersys CS 29275Y102 497 14440 SH Defined 02 14440 Exxon Mobil Corp CS 30231G102 4361 53587 SH Defined 02 41876 11711 Fifth Street Finance Corp CS 31678A103 535 46155 SH Defined 02 46155 First Finl Bancorp CS 320209109 497 29794 SH Defined 02 29794 Firstmerit Corp CS 337915102 195 11826 SH Defined 02 11138 688 Flowers Foods Inc CS 343498101 239 10832 SH Defined 02 10187 645 FMC Corp CS 302491303 296 3442 SH Defined 02 3237 205 Forest Oil Corp CS 346091705 318 11910 SH Defined 02 11200 710 Freeport-McMoRan Copper & Gold CS 35671D857 1603 30305 SH Defined 02 22940 7365 Frischs Restaurants Inc CS 358748101 264 11240 SH Defined 02 11240 FTI Consulting Inc CS 302941109 2122 55927 SH Defined 02 50187 5740 General Cable Corp CS 369300108 1993 46807 SH Defined 02 40652 6155 General Dynamics Corp CS 369550108 3147 42226 SH Defined 02 32903 9323 General Electric Co CS 369604103 3662 194148 SH Defined 02 151898 42250 Great Plains Energy Inc CS 391164100 486 23448 SH Defined 02 23448 Hatteras Finl Corp CS 41902R103 487 17258 SH Defined 02 17258 HCC Ins Hldgs Inc CS 404132102 609 19346 SH Defined 02 19346 Health Care REIT Inc CS 42217K106 261 4970 SH Defined 02 4675 295 Healthspring Inc CS 42224N101 730 15825 SH Defined 02 15825 Helen Of Troy Ltd CS G4388N106 743 21512 SH Defined 02 21512 Hewlett Packard Co CS 428236103 2968 81532 SH Defined 02 63627 17905 Hologic Inc CS 436440101 250 12390 SH Defined 02 11650 740 Home Bancshares Inc CS 436893200 484 20494 SH Defined 02 20494 Horsehead Hldg Corp CS 440694305 887 66581 SH Defined 02 66581 Hospitality Properties Trust CS 44106M102 607 25043 SH Defined 02 25043 Illinois Tool Wks Inc CS 452308109 1737 30740 SH Defined 02 23345 7395 Ingersoll-Rand CS G47791101 238 5235 SH Defined 02 4925 310 Ingram Micro Inc CS 457153104 990 54551 SH Defined 02 54551 Inland Real Estate Corp CS 457461200 621 70289 SH Defined 02 70289 Innophos Holdings Inc CS 45774N108 727 14896 SH Defined 02 14896 Intel Corp CS 458140100 3335 150480 SH Defined 02 117100 33380 Invesco Ltd CS G491BT108 329 14040 SH Defined 02 13200 840 Janus Cap Group Inc CS 47102X105 616 65211 SH Defined 02 65211 JM Smucker Co CS 832696405 260 3395 SH Defined 02 3190 205 Johnson & Johnson CS 478160104 3012 45281 SH Defined 02 35768 9513 JPMorgan Chase & Co CS 46625H100 4334 105864 SH Defined 02 82904 22960 Kaydon Corp CS 486587108 1176 31515 SH Defined 02 25480 6035 Keycorp CS 493267108 232 27825 SH Defined 02 26160 1665 Kimberly Clark Corp CS 494368103 1243 18675 SH Defined 02 14360 4315 Kinetic Concepts Inc CS 49460W208 858 14896 SH Defined 02 14896 L-3 Comm Hldgs Inc CS 502424104 3569 40811 SH Defined 02 31560 9251 Lexmark Intl Cl A CS 529771107 496 16953 SH Defined 02 16953 Linear Technology Corp CS 535678106 256 7755 SH Defined 02 7290 465 Macquarie Infrastructure Co CS 55608B105 879 31832 SH Defined 02 31832 MainSource Financial Group Inc CS 56062Y102 493 59383 SH Defined 02 59383 Mantech Intl Corp Cl A CS 564563104 243 5479 SH Defined 02 5479 McDonalds Corp CS 580135101 1812 21490 SH Defined 02 16510 4980 McGraw Hill CS 580645109 3644 86953 SH Defined 02 69153 17800 Medtronic Inc CS 585055106 3772 97888 SH Defined 02 75403 22485 Meredith Corp CS 589433101 485 15587 SH Defined 02 15587 Metlife Inc CS 59156R108 2158 49184 SH Defined 02 38513 10671 MFA Financial Inc CS 55272X102 603 74972 SH Defined 02 74972 MGIC Invt Corp CS 552848103 245 41147 SH Defined 02 41147 Microsoft Corp CS 594918104 3047 117186 SH Defined 02 91784 25402 MKS Instrument Inc CS 55306N104 501 18981 SH Defined 02 18981 Molex Inc CS 608554101 360 13955 SH Defined 02 13115 840 Murphy Oil Corp CS 626717102 1004 15293 SH Defined 02 12175 3118 Myers Inds Inc CS 628464109 608 59176 SH Defined 02 59176 Nara Bancorp Inc CS 63080P105 496 61045 SH Defined 02 61045 New Jersey Res CS 646025106 736 16499 SH Defined 02 16499 Newfield Expl Co CS 651290108 216 3170 SH Defined 02 2985 185 Noble Energy Inc CS 655044105 355 3958 SH Defined 02 3723 235 Nordstrom Inc CS 655664100 283 6020 SH Defined 02 5655 365 Northern Trust Corp CS 665859104 2591 56385 SH Defined 02 44675 11710 Nucor Corp CS 670346105 2707 65660 SH Defined 02 51310 14350 Omega Protein Corp CS 68210P107 861 62426 SH Defined 02 62426 One Liberty Properties Inc CS 682406103 861 55770 SH Defined 02 55770 Owens & Minor Inc CS 690732102 492 14265 SH Defined 02 14265 Owens Illinois Inc CS 690768403 237 9195 SH Defined 02 8645 550 Parker Drilling Co CS 701081101 872 149027 SH Defined 02 149027 Parker Hannifin Corp CS 701094104 228 2540 SH Defined 02 2390 150 Patterson Companies Inc CS 703395103 235 7130 SH Defined 02 6705 425 Penn Virginia Corp CS 707882106 991 75045 SH Defined 02 75045 Pepsico Inc CS 713448108 3379 47981 SH Defined 02 37576 10405 Pfizer Inc CS 717081103 1990 96607 SH Defined 02 74655 21952 Pharmaceutical Prod Dev Inc CS 717124101 262 9755 SH Defined 02 9215 540 Plantronics Inc CS 727493108 854 23366 SH Defined 02 23366 PNC Finl Svcs Group Inc CS 693475105 2620 43955 SH Defined 02 34335 9620 Portland Gen Elec Co CS 736508847 2077 82171 SH Defined 02 71351 10820 Power-One Inc CS 73930r102 491 60643 SH Defined 02 60643 Prestige Brands Hldgs Inc CS 74112D101 988 76957 SH Defined 02 76957 Radioshack Corp CS 750438103 497 37311 SH Defined 02 37311 Redwood Trust Inc CS 758075402 613 40556 SH Defined 02 40556 Rent A Center Inc CS 76009N100 980 32056 SH Defined 02 32056 Republic Svcs Inc CS 760759100 224 7248 SH Defined 02 6818 430 Saia Inc CS 78709Y105 733 43253 SH Defined 02 43253 Schnitzer Steel Industries CS 806882106 269 4675 SH Defined 02 4395 280 SeaChange Intl Inc CS 811699107 738 68447 SH Defined 02 68447 Sempra Energy CS 816851109 211 3984 SH Defined 02 3744 240 Snap On Inc CS 833034101 232 3715 SH Defined 02 3490 225 Solar Cap Ltd CS 83413U100 732 29635 SH Defined 02 29635 Sonoco Prods Co CS 835495102 1573 44271 SH Defined 02 37061 7210 Southern Co CS 842587107 1715 42480 SH Defined 02 32550 9930 Stanley Black & Decker Inc CS 854502101 218 3030 SH Defined 02 2850 180 State Street CS 857477103 3767 83546 SH Defined 02 65111 18435 Stryker Corp CS 863667101 2847 48515 SH Defined 02 37934 10581 Supervalu Inc CS 868536103 503 53439 SH Defined 02 53439 Synopsys Inc CS 871607107 345 13425 SH Defined 02 12620 805 Sysco Corp CS 871829107 2949 94582 SH Defined 02 73990 20592 TCF Financial Corp CS 872275102 852 61731 SH Defined 02 61731 Tech Data Corp CS 878237106 500 10223 SH Defined 02 10223 Teleflex Inc CS 879369106 2510 41115 SH Defined 02 36700 4415 Thomas & Betts Corp CS 884315102 244 4523 SH Defined 02 4523 Torchmark Corp CS 891027104 1629 25398 SH Defined 02 21473 3925 Towers Watson & Co CS 891894107 271 4120 SH Defined 02 3875 245 UniSource Energy Corp CS 909205106 977 26175 SH Defined 02 26175 UnitedHealth Group Inc CS 91324P102 2453 47548 SH Defined 02 35885 11663 Unum Group CS 91529Y106 240 9410 SH Defined 02 8850 560 US Bancorp CS 902973304 1947 76322 SH Defined 02 60036 16286 V F Corp CS 918204108 283 2610 SH Defined 02 2490 120 Verizon CS 92343V104 3009 80833 SH Defined 02 62983 17850 Wal Mart Stores Inc CS 931142103 2482 46715 SH Defined 02 36320 10395 Wells Fargo & Co CS 949746101 2390 85188 SH Defined 02 66736 18452 Whitestone REIT CS 966084204 492 38653 SH Defined 02 38653 Williams Cos Inc CS 969457100 234 7745 SH Defined 02 7285 460 Toyota Motor Corp AD 892331307 1171 14212 SH Defined 02 11520 2692 Calamos Conv & High Income Fd EF 12811P108 426 32555.0000 SH Defined 02 32555.0000 Cohen & Steers Reit & Pfd Incm EF 19247X100 1132 69795.0000 SH Defined 02 69795.0000 iShares S&P Natl AMT-Free Muni EF 464288414 1566 15125.0000 SH Defined 02 10990.0000 4135.0000 LMP Corp Loan Fund Inc EF 50208B100 4866 392729.0000 SH Defined 02 324245.0000 68484.0000 Proshares Tr Pshs Shrt S&P500 EF 74347R503 2985 72970.0000 SH Defined 02 72970.0000 Proshares Tr Pshs Shtruss2000 EF 74347R826 5863 198400.0000 SH Defined 02 198400.0000 SPDR S&P 500 ETF Tr Tr Unit EF 78462F103 295 2236.9313 SH Sole 2236.9313