-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CQ2cxsmpj7NKzTeIB0rbHhcO5QHR4+XrzWW0nJtDOR+OzrbbZtxuRcI2PvUU9Chg InA6tpMT9VhjPnHMaYCqRA== 0000846797-10-000002.txt : 20100513 0000846797-10-000002.hdr.sgml : 20100513 20100513153842 ACCESSION NUMBER: 0000846797-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100513 DATE AS OF CHANGE: 20100513 EFFECTIVENESS DATE: 20100513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 10828318 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f033110.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Investment Associates, LLC Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: 028-02462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra E. Rindler Title: Chief Compliance Officer Phone: (800) 327-3656 Signature, Place, and Date of Signing: May 13, 2010 Debra E. Rindler Dayton, OH May 13, 2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 124 Form 13F Information Table Value Total: 215617 List of Other Included Manager: No. Form 13F File Number Name 02 028-13367 Dean Capital Management, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Aeropostale Inc CS 007865108 2163 75037 SH Defined 02 61449 13588 Allstate Corp CS 020002101 4293 132871 SH Defined 02 105529 27342 American National Bankshares I CS 027745108 1027 50960 SH Defined 02 50960 Amgen Inc CS 031162100 3954 66085 SH Defined 02 52870 13215 Apache Corp CS 037411105 5400 53204 SH Defined 02 42190 11014 Arrow Electronics Inc CS 042735100 268 8879 SH Defined 02 7264 1615 AT&T Inc CS 00206R102 1632 63169 SH Defined 02 49828 13341 Atmos Energy Corp CS 049560105 280 9811 SH Defined 02 7901 1910 Baker Hughes Inc CS 057224107 3853 82249 SH Defined 02 65300 16949 Bank Of America Corp CS 060505104 3137 175758 SH Defined 02 140289 35469 Bank Of New York Mellon Corp CS 064058100 1790 57968 SH Defined 02 45114 12854 Berry Petroleum Co-Class A CS 085789105 403 14322 SH Defined 02 14322 Cabela's Inc CS 126804301 303 17345 SH Defined 02 17345 Campbell Soup Co CS 134429109 4060 114857 SH Defined 02 91807 23050 Career Education Corp CS 141665109 300 9480 SH Defined 02 9480 Centerstate Banks Inc CS 15201P109 356 29060 SH Defined 02 29060 Charles River Laboratories CS 159864107 278 7070 SH Defined 02 7070 Chevron Corp CS 166764100 5939 78326 SH Defined 02 62404 15922 Chiquita Brands Intl CS 170032809 426 27085 SH Defined 02 27085 Ciber Inc CS 17163B102 381 101840 SH Defined 02 101840 Clorox Company CS 189054109 4258 66391 SH Defined 02 52796 13595 Columbia Banking System Inc CS 197236102 364 17900 SH Defined 02 17900 Commerce Bancshares Inc CS 200525103 227 5523 SH Defined 02 4508 1015 Commercial Metals Co CS 201723103 252 16760 SH Defined 02 16760 Compass Minerals Internation CS 20451N101 224 2795 SH Defined 02 2290 505 Computer Sciences Corp CS 205363104 4908 90065 SH Defined 02 71659 18406 ConocoPhillips CS 20825C104 6983 136471 SH Defined 02 108453 28018 Corn Products Intl Inc CS 219023108 252 7276 SH Defined 02 5951 1325 Courier Corp CS 222660102 2454 148664 SH Defined 02 130864 17800 CR Bard Inc CS 067383109 4905 56632 SH Defined 02 45102 11530 CSG Systems Intl Inc CS 126349109 573 27275 SH Defined 02 27275 CVB Financial Corp CS 126600105 405 40760 SH Defined 02 35010 5750 CVS Caremark Corp CS 126650100 3826 104645 SH Defined 02 83200 21445 Darden Restaurants Inc CS 237194105 228 5115 SH Defined 02 4185 930 Delphi Financial Group CS 247131105 1235 49100 SH Defined 02 47555 1545 Devon Energy Corporation CS 25179M103 2707 42008 SH Defined 02 33433 8575 Digital Realty Trust Inc CS 253868103 205 3781 SH Defined 02 3096 685 Dover Corp CS 260003108 203 4352 SH Defined 02 3552 800 Ecology And Environment Inc CS 278878103 572 40765 SH Defined 02 40765 Eli Lilly & Co CS 532457108 5174 142836 SH Defined 02 113884 28952 Exxon Mobil Corp CS 30231G102 4879 72838 SH Defined 02 57857 14981 First Financial Bancorp CS 320209109 928 52220 SH Defined 02 52220 First Niagara Financial Group CS 33582V108 450 31620 SH Defined 02 29330 2290 Firstmerit Corp CS 337915102 1509 69974 SH Defined 02 61843 8131 FMC Corp CS 302491303 330 5452 SH Defined 02 4467 985 Forest Oil Corp CS 346091705 1021 39540 SH Defined 02 38145 1395 Friedman Industries CS 358435105 427 74475 SH Defined 02 74475 FTI Consulting Inc CS 302941109 2394 60885 SH Defined 02 52785 8100 Gardner Denver Inc CS 365558105 203 4620 SH Defined 02 3785 835 General Dynamics Corp CS 369550108 4387 56822 SH Defined 02 45204 11618 Geoeye Inc CS 37250W108 311 10545 SH Defined 02 10545 Greenlight Capital Re Ltd CS G4095J109 595 22290 SH Defined 02 22290 Hancock Holding Co CS 410120109 280 6705 SH Defined 02 6705 Hewlett-Packard Co CS 428236103 3753 70612 SH Defined 02 56572 14040 Home Federal Bankcorp Inc CS 43710G105 306 21075 SH Defined 02 21075 IESI-BFC Ltd CS 44951D108 293 17080 SH Defined 02 17080 Immucor Inc CS 452526106 454 20280 SH Defined 02 20280 Ingersoll-Rand Plc CS G47791101 230 6595 SH Defined 02 5395 1200 ITT Corp CS 450911102 4655 86828 SH Defined 02 68723 18104 Jack In The Box Inc CS 466367109 629 26700 SH Defined 02 25110 1590 Johnson & Johnson CS 478160104 3997 61298 SH Defined 02 48115 13183 JPMorgan Chase & Co CS 46625H100 6592 147309 SH Defined 02 116914 30395 Kimberly-Clark Corp CS 494368103 1514 24074 SH Defined 02 18864 5210 L-3 Communications Holdings CS 502424104 4826 52674 SH Defined 02 41697 10976 Legg Mason Inc CS 524901105 265 9250 SH Defined 02 7605 1645 Lockheed Martin Corp CS 539830109 3451 41470 SH Defined 02 32848 8621 MB Financial Inc CS 55264U108 305 13530 SH Defined 02 13530 Mcgraw-Hill Companies Inc CS 580645109 3952 110851 SH Defined 02 88416 22435 Medtronic Inc CS 585055106 5819 129227 SH Defined 02 102557 26670 Metlife Inc CS 59156R108 2687 61991 SH Defined 02 49440 12551 Microsoft Corp CS 594918104 5797 197946 SH Defined 02 157013 40934 Mohawk Industries Inc CS 608190104 213 3916 SH Defined 02 3201 715 Molex Inc CS 608554101 231 11070 SH Defined 02 8895 2175 Murphy Oil Corp CS 626717102 3445 61304 SH Defined 02 48881 12423 Nash Finch Co CS 631158102 387 11505 SH Defined 02 11505 National Bankshares Inc CS 634865109 975 35770 SH Defined 02 35770 Neutral Tandem Inc CS 64128b108 417 26085 SH Defined 02 26085 Newalliance Bancshares Inc CS 650203102 467 37005 SH Defined 02 34250 2755 Noble Energy Inc CS 655044105 279 3823 SH Defined 02 3128 695 Northern Trust Corp CS 665859104 3857 69795 SH Defined 02 55545 14250 Old Natl Bancorp Ind CS 680033107 274 22910 SH Defined 02 22910 Old Republic Intl Corp CS 680223104 320 25229 SH Defined 02 25229 Omnicom Group CS 681919106 2255 58094 SH Defined 02 45139 12955 Pactiv Corporation CS 695257105 1956 77680 SH Defined 02 63755 13925 Pacwest Bancorp CS 695263103 352 15410 SH Defined 02 15410 People's United Financial CS 712704105 188 12005 SH Defined 02 9830 2175 Pepsico Inc CS 713448108 3989 60298 SH Defined 02 48178 12120 Pfizer Inc CS 717081103 2959 172522 SH Defined 02 137042 35480 Pharmaceutical Product Develop CS 717124101 2721 114612 SH Defined 02 101337 13275 Portland General Electric Co CS 736508847 1073 55565 SH Defined 02 54115 1450 Prestige Brands Holdings Inc CS 74112d101 300 33360 SH Defined 02 33360 Progressive Corp CS 743315103 1434 75144 SH Defined 02 58995 16149 Prospect Capital Corp CS 74348T102 746 61396 SH Defined 02 61396 Republic Services Inc CS 760759100 292 10053 SH Defined 02 8223 1830 Rock-Tenn Company CS 772739207 581 12760 SH Defined 02 12760 Safeway Inc CS 786514208 4001 160960 SH Defined 02 128240 32720 Sempra Energy CS 816851109 249 4989 SH Defined 02 4084 905 Simon Property Group Inc CS 828806109 267 3188 SH Defined 02 2606 582 Sonic Corp CS 835451105 286 25845 SH Defined 02 25845 Sonoco Products Co CS 835495102 220 7141 SH Defined 02 5841 1300 Steak N Shake Co CS 857873202 287 753 SH Defined 02 753 Steris Corp CS 859152100 286 8505 SH Defined 02 8505 Stryker Corp CS 863667101 6420 112196 SH Defined 02 89140 23056 Superior Energy Services Inc CS 868157108 399 18965 SH Defined 02 18965 Synopsys Inc CS 871607107 295 13175 SH Defined 02 10785 2390 Sysco Corp CS 871829107 3613 122472 SH Defined 02 95737 26735 Tekelec CS 879101103 574 31630 SH Defined 02 31630 The Buckle Inc CS 118440106 1970 53579 SH Defined 02 45279 8300 Torchmark Corp CS 891027104 3145 58768 SH Defined 02 50238 8530 Triumph Group Inc CS 896818101 427 6090 SH Defined 02 6090 Umpqua Holdings Corp CS 904214103 318 23985 SH Defined 02 23985 United Community Banks CS 90984P105 284 64320 SH Defined 02 64320 Unitedhealth Group Inc CS 91324P102 2054 62874 SH Defined 02 49336 13538 US Bancorp CS 902973304 2541 98178 SH Defined 02 78159 20019 Utah Medical Products Inc CS 917488108 497 17670 SH Defined 02 17670 Verizon Communications Inc CS 92343V104 3215 103657 SH Defined 02 80962 22695 Village Super Market CS 927107409 599 21385 SH Defined 02 21385 W. R. Berkley Corp CS 084423102 282 10809 SH Defined 02 8844 1965 Wells Fargo & Co CS 949746101 3486 112027 SH Defined 02 89130 22897 Western Alliance Bancorp CS 957638109 359 63020 SH Defined 02 63020 iPath S&P 500 VIX Short-Term F EF 06740C527 406 19335.0000 SH Defined 02 19335.0000 Ishares Tr Barclys Us Agg B EF 464287226 1403 13460.0000 SH Defined 02 13285.0000 175.0000 Ishares Tr Rusl 3000 Grow EF 464287671 331 7810.0000 SH Sole 7810.0000 SPDR S&P 500 ETF Trust EF 78462F103 256 2186.4783 SH Sole 2186.4783
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