-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SqHZq+BgtSdzNocmtiwwBAK/bfMIy8jHMcDU4HHN1W4IRiYEVnSZEpwul4iz1kAg otAj+voJmpGJ2qreUmzdLQ== 0000846797-09-000005.txt : 20091028 0000846797-09-000005.hdr.sgml : 20091028 20091028110925 ACCESSION NUMBER: 0000846797-09-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091028 DATE AS OF CHANGE: 20091028 EFFECTIVENESS DATE: 20091028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 091140867 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f093009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Investment Associates, LLC Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: 028-02462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra E. Rindler Title: Chief Compliance Officer Phone: (800) 327-3656 Signature, Place, and Date of Signing: October 28, 2009 Debra E. Rindler Dayton, OH October 28, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 121 Form 13F Information Table Value Total: 215571 List of Other Included Manager: No. Form 13F File Number Name 02 028-13367 Dean Capital Management, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Affiliated Computer Services C CS 008190100 3859 71236 SH Defined 02 57806 13430 AGL Resources Inc CS 001204106 222 6300 SH Defined 02 4635 1665 Agree Realty Corp CS 008492100 375 16350 SH Defined 02 16350 Alexander & Baldwin Inc CS 014482103 348 10838 SH Defined 02 10838 AllianceBernstein Holding L.P. CS 01881G106 755 27660 SH Defined 02 27660 Allstate Corp CS 020002101 4617 150770 SH Defined 02 120933 29837 Altera Corp CS 021441100 220 10705 SH Defined 02 7875 2830 American National Bankshares I CS 027745108 742 34020 SH Defined 02 34020 Anworth Mortgage Asset Corp CS 037347101 229 29010 SH Defined 02 29010 Apache Corp CS 037411105 5527 60184 SH Defined 02 48420 11764 AT&T Inc CS 00206R102 1909 70674 SH Defined 02 55893 14781 Atmos Energy Corp CS 049560105 286 10166 SH Defined 02 7481 2685 Autodesk Inc CS 052769106 232 9760 SH Defined 02 7180 2580 Aware Inc. CS 05453N100 101 41250 SH Defined 02 41250 Baker Hughes Inc CS 057224107 3969 93043 SH Defined 02 74720 18323 Bank Of America Corporation CS 060505104 3383 199935 SH Defined 02 161861 38074 Barrett Business Services CS 068463108 453 42785 SH Defined 02 42785 Black & Decker Corp CS 091797100 2762 59671 SH Defined 02 46447 13224 BRE Properties Inc Cl A CS 05564E106 367 11720 SH Defined 02 11720 Buckle Inc CS 118440106 2166 63450 SH Defined 02 55020 8430 Capital One Finl Corp CS 14040H105 3950 110538 SH Defined 02 89607 20931 Carpenter Technology Corp CS 144285103 697 29800 SH Defined 02 28380 1420 Chesapeake Energy Corp CS 165167107 222 7806 SH Defined 02 5744 2062 Chevron Corp CS 166764100 6392 90754 SH Defined 02 73491 17263 Ciber Inc. CS 17163B102 261 65180 SH Defined 02 65180 Coca Cola Enterprises Inc CS 191219104 215 10052 SH Defined 02 7401 2651 Computer Sciences Corp CS 205363104 2952 56011 SH Defined 02 45530 10481 ConocoPhillips Com CS 20825C104 7064 156411 SH Defined 02 126588 29823 Cooper Industries Plc-Cl A CS G24140108 223 5925 SH Defined 02 4385 1540 Corn Prods Intl Inc CS 219023108 251 8811 SH Defined 02 6566 2245 Courier Corp CS 222660102 707 46695 SH Defined 02 46695 CVB Finl Corp CS 126600105 288 37890 SH Defined 02 31910 5980 Dell Inc CS 24702R101 3910 256231 SH Defined 02 208762 47469 Delphi Financiall Group Inc CS 247131105 709 31330 SH Defined 02 31330 Devon Energy Corp CS 25179M103 3195 47448 SH Defined 02 38343 9105 Dover Corp CS 260003108 4253 109737 SH Defined 02 88258 21479 Ecology And Enviroment Inc. CS 278878103 347 21630 SH Defined 02 21630 Eli Lilly & Co. CS 532457108 5298 160397 SH Defined 02 130000 30397 Exxon Mobil Corp CS 30231G102 5808 84649 SH Defined 02 68241 16408 First Financial Bancorp CS 320209109 854 70900 SH Defined 02 70900 Firstmerit Corp CS 337915102 1300 68288 SH Defined 02 59607 8681 FMC Corp CS 302491303 233 4145 SH Defined 02 3050 1095 Foot Locker Inc CS 344849104 479 40070 SH Defined 02 40070 Friedman Industries CS 358435105 220 36605 SH Defined 02 36605 Frontier Communications Corp CS 35906A108 245 32500 SH Defined 02 32350 150 Gardner Denver Inc CS 365558105 228 6525 SH Defined 02 4800 1725 General Dynamics Corp CS 369550108 4206 65111 SH Defined 02 52739 12372 General Electric Co CS 369604103 3691 224795 SH Defined 02 184747 40048 Genuine Parts Co CS 372460105 1463 38431 SH Defined 02 32378 6053 Heartland Payment Systems Inc. CS 42235n108 482 33250 SH Defined 02 33250 Herman Miller, Inc. CS 600544100 228 13458 SH Defined 02 13458 Hillenbrand Inc CS 431571108 624 30630 SH Defined 02 28595 2035 IESI-BFC Ltd CS 44951D108 221 17080 SH Defined 02 17080 IMS Health Inc CS 449934108 2263 147455 SH Defined 02 130850 16605 Innophos Holdings Inc CS 45774N108 352 19029 SH Defined 02 19029 ITT Corporation CS 450911102 5072 97249 SH Defined 02 77603 19646 Johnson & Johnson CS 478160104 4378 71903 SH Defined 02 57455 14448 JPMorgan Chase & Co CS 46625H100 7378 168377 SH Defined 02 135783 32594 KeyCorp CS 493267108 172 26475 SH Defined 02 19480 6995 Kimberly-Clark Corp CS 494368103 1555 26373 SH Defined 02 20669 5704 L-3 Communications Holdings In CS 502424104 3540 44075 SH Defined 02 35719 8356 Legg Mason Inc CS 524901105 2103 67770 SH Defined 02 55817 11953 Limited Brands Inc CS 532716107 177 10415 SH Defined 02 7670 2745 Lockheed Martin Corp CS 539830109 3604 46153 SH Defined 02 37238 8915 LTC Properties Inc CS 502175102 514 21375 SH Defined 02 21375 Manhattan Associates, Inc. CS 562750109 360 17822 SH Defined 02 17822 Medtronic Inc CS 585055106 5403 146831 SH Defined 02 118715 28116 Metlife Inc CS 59156R108 2739 71955 SH Defined 02 58419 13536 Microsoft Corp CS 594918104 5845 227244 SH Defined 02 183625 43619 Murphy Oil Corp CS 626717102 2234 38807 SH Defined 02 30205 8602 National Bankshares Inc CS 634865109 613 24080 SH Defined 02 24080 Northfield Bancorp Inc CS 66611l105 235 18345 SH Defined 02 18345 Old Republic Intl Corp CS 680223104 793 65134 SH Defined 02 61064 4070 Omnicom Group Inc CS 681919106 2368 64096 SH Defined 02 50164 13932 Parametric Technology Corp CS 699173209 2312 167286 SH Defined 02 149766 17520 Patterson Uti Energy Inc CS 703481101 205 13550 SH Defined 02 13550 Pfizer Inc CS 717081103 3291 198830 SH Defined 02 160425 38405 Portland Gen Elec Co CS 736508847 1991 100985 SH Defined 02 90345 10640 PPG Industries, Inc. CS 693506107 5089 87424 SH Defined 02 69803 17621 Procter & Gamble Co CS 742718109 3392 58565 SH Defined 02 47769 10796 Progressive Corp CS 743315103 1359 81938 SH Defined 02 64470 17468 Prospect Capital Corp CS 74348T102 363 33851 SH Defined 02 33851 Provident New York Bancorp CS 744028101 641 67140 SH Defined 02 67140 Radisys Corp CS 750459109 364 41901 SH Defined 02 41901 Reinsurance Group Of America CS 759351604 708 15885 SH Defined 02 15885 Republic Services Inc CS 760759100 209 7864 SH Defined 02 5789 2075 Safeway Inc CS 786514208 1607 81505 SH Defined 02 68535 12970 Smith International, Inc. CS 832110100 203 7080 SH Defined 02 5220 1860 Sonic Corp CS 835451105 330 29845 SH Defined 02 29845 Southwest Gas Corp CS 844895102 445 17395 SH Defined 02 17395 Steak N Shake Co CS 857873103 443 37604 SH Defined 02 37604 Steris Corp CS 859152100 537 17620 SH Defined 02 17620 Stryker Corp CS 863667101 5790 127448 SH Defined 02 103088 24360 Superior Energy Services CS 868157108 361 16040 SH Defined 02 16040 Sysco Corp CS 871829107 3524 141797 SH Defined 02 113242 28555 The Bank Of New York Mellon Co CS 064058100 1849 63782 SH Defined 02 49852 13930 The Cato Corp CS 149205106 274 13495 SH Defined 02 13495 The McGraw-Hill Companies, Inc CS 580645109 3170 126082 SH Defined 02 101365 24717 Torchmark Corp CS 891027104 3087 71088 SH Defined 02 61888 9200 Triumph Group Inc CS 896818101 783 16315 SH Defined 02 16315 U.S. Bancorp CS 902973304 2442 111695 SH Defined 02 90612 21083 United Technologies Corp CS 913017109 4852 79630 SH Defined 02 63404 16226 Unitedhealth Group Inc CS 91324P102 1737 69349 SH Defined 02 54571 14778 Utah Medical Products Inc CS 917488108 518 17670 SH Defined 02 17670 V.F. Corporation CS 918204108 1718 23715 SH Defined 02 19750 3965 VCA Antech, Inc. CS 918194101 202 7495 SH Defined 02 5470 2025 Verizon Communications Inc CS 92343V104 3652 120652 SH Defined 02 96322 24330 Village Super Mkt Inc Cl A CS 927107409 361 12250 SH Defined 02 12250 Walgreen Co CS 931422109 4179 111524 SH Defined 02 90701 20823 Wells Fargo & Co New CS 949746101 3642 129230 SH Defined 02 104483 24747 Wolverine World Wide Inc CS 978097103 237 9524 SH Defined 02 9524 Adc Telecom Inc CV 000886ae1 394 513000 PRN Defined 02 513000 Chemed Corp CV 16359rac7 215 261000 PRN Defined 02 261000 Lifepoint Hospitals Inc. CV 53219lah2 231 272000 PRN Defined 02 272000 Medtronic Inc. Cv 1.625% CV 585055am8 543 550000 PRN Defined 02 550000 Pantry Inc. CV 698657al7 180 218000 PRN Defined 02 218000 Grupo Aeroportuario Del Surest AD 40051E202 221 5185 SH Defined 02 5185 Blackrock Global Flg Inc Tr EF 091941104 501 40215.0000 SH Defined 02 40215.0000 Ishares Tr Barclys Us Agg B EF 464287226 1467 13980.0000 SH Defined 02 13805.0000 175.0000 Ishares Tr Rusl 3000 Grow EF 464287671 295 7810.0000 SH Sole 7810.0000 Uts Spdr S & P 500 EF 78462F103 229 2164.1553 SH Sole 2164.1553
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