0000891092-11-002699.txt : 20110428 0000891092-11-002699.hdr.sgml : 20110428 20110428165321 ACCESSION NUMBER: 0000891092-11-002699 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110428 DATE AS OF CHANGE: 20110428 EFFECTIVENESS DATE: 20110428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREENHAVEN ASSOCIATES INC CENTRAL INDEX KEY: 0000846222 IRS NUMBER: 133436799 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02408 FILM NUMBER: 11789244 BUSINESS ADDRESS: STREET 1: THREE MANHATTANVILLE RD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-253-9350 MAIL ADDRESS: STREET 1: 3 MANHATTANVILLE RD CITY: PURCHASE STATE: NY ZIP: 10577 13F-HR 1 e43314_13f-hr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended March 31, 2011 Check here if amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this report: Name: Greenhaven Associates, Inc. Three Manhattanville Road Purchase, NY 10577 Form 13F File Number: 28-2408 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chris A. Wachenheim Title: Executive Vice President Phone: 914-253-9374 Signature, Place, and Date of Signing: /s/ Chris A. Wachenheim Purchase, NY April 28,2011 ------------------------ ------------------ ----------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported in this report, and all holdings are reported by other reporting manager(s). ) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). ) List of other Managers Reporting for this Manager: [If there are no entries in this list omit this section.] Form 13F File Number Name --------------------------- ------------------------------------------ [Repeat as necessary.] Greenhaven Associates, Inc. 13F Period Ending March 31, 2011
COL 1 COL 2 COL 3 COL4 COL 5 COL 6 COL 7 TITLE OF VALUE PRINCIPAL SHARED CLASS CUSIP ($000) AMOUNT SOLE OTHER SOLE NONE 3M Company (MMM) COMMON 88579Y101 339,725 3,633,425 729,935 2,903,490 729,935 2,903,490 Agilent Technologies, Inc. (A) COMMON 00846U101 148,126 3,307,855 447,200 2,860,655 447,200 2,860,655 Air Products & Chemicals (APD) COMMON 009158106 256,845 2,848,134 489,775 2,358,359 489,775 2,358,359 Baker Hughes Inc. (BHI) COMMON 057224107 270,768 3,687,426 582,000 3,105,426 582,000 3,105,426 Becton Dickinson & Co (BDX) COMMON 075887109 264,845 3,326,364 619,805 2,706,559 619,805 2,706,559 Devon Energy Corp (DVN) COMMON 25179M103 361,061 3,934,408 690,000 3,244,408 690,000 3,244,408 EQT Corporation (EQT) COMMON 26884L109 131,900 2,643,292 524,500 2,118,792 524,500 2,118,792 Emerson Electric Company (EMR) COMMON 291011104 74,789 1,279,975 0 1,279,975 0 1,279,975 FedEx Corp (FDX) COMMON 31428X106 371,466 3,970,774 992,270 2,978,504 992,270 2,978,504 International Business Machines (IBM) COMMON 459200101 265,573 1,628,580 259,500 1,369,080 259,500 1,369,080 Molex Inc. (MOLX) COMMON 608554101 36,916 1,469,600 317,500 1,152,100 317,500 1,152,100 Molex Inc. - CL A (MOLXA) COMMON 608554200 2,775 134,101 36,500 97,601 36,500 97,601 Pall Corp (PLL) COMMON 696429307 44,921 779,749 152,133 627,616 152,133 627,616 Perkinelmer, Inc. (PKI) COMMON 714046109 43,888 1,670,650 6,000 1,664,650 6,000 1,664,650 Plains All Amer Pipeline LP (PAA) COMMON 726503105 3,441 54,000 4,000 50,000 4,000 50,000 Praxair Inc. (PX) COMMON 74005P104 73,179 720,270 74,560 645,710 74,560 645,710 RHJ International (RHJIF) COMMON 749561205 13,187 1,632,025 1,198,900 433,125 1,198,900 433,125 Rockwell Collins, Inc. (COL) COMMON 774341101 143,058 2,206,659 309,200 1,897,459 309,200 1,897,459 TE Connectivity Ltd (TEL) COMMON 883556102 56,023 1,608,935 65,500 1,543,435 65,500 1,543,435 Thermo Fisher Scientific (TMO) COMMON H84989104 108,380 1,951,035 143,000 1,808,035 143,000 1,808,035 Union Pacific Corp (UNP) COMMON 907818108 65,741 668,576 49,925 618,651 49,925 618,651 United Parcel Service (UPS) COMMON 911312106 147,542 1,985,225 317,000 1,668,225 317,000 1,668,225 3,224,148