0000845833-11-000016.txt : 20111114 0000845833-11-000016.hdr.sgml : 20111111 20111114093114 ACCESSION NUMBER: 0000845833-11-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARK MORRIS ET AL CENTRAL INDEX KEY: 0000845833 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02406 FILM NUMBER: 111198282 MAIL ADDRESS: STREET 1: 667 MADISON AVE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 13F-HR 1 mm13fhr0911.txt +TYPE 13F-HR PERIOD 09/30/11 FILER CIK 0000845833 CCC @xmmkg6f FILER SROS NONE SUBMISSION-CONTACT NAME JOHN WILKENS PHONE 212-372-2517 NOTIFY-INTERNET jwilkens@markasset.com DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ x ]; Amendment Number:1 This Amendment (Check only one.):[ x ] is a new restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Morris Mark Address: 667 Madison Avenue, 9th Floor New York, NY 10065 13F File Number: 28-2406 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Morris Mark Phone: 212-372-2500 Signature, Place, and Date of Signing: Morris Mark, New York, NY, November 11, 2011 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers:3 Form 13F Information Table Entry Total:141 Form 13F Information Table Value Total:$202456 List of Other Included Managers: No. 13F File Number Name 01 28-02479 MARK PARTNERS 02 28-02595 MARK ASSET MANAGEMENT CORP. 03 28-02821 MARK INTERNATIONAL PARTNERS, L.P. Form 13F Information Table Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- --------- -------- --- ---- ------- ---------- -------- -------- -------- AMAZON COM INC COM 023135106 2976 13761 SH Defined 01 13761 AMAZON COM INC COM 023135106 3587 16590 SH Defined 02 16590 AMAZON COM INC COM 023135106 4916 22736 SH Defined 03 22736 APPLE INC COM 037833100 6258 16412 SH Defined 01 16412 APPLE INC COM 037833100 9326 24457 SH Defined 02 24457 APPLE INC COM 037833100 10915 28623 SH Defined 03 28623 ARCOS DORADOS HOLDINGS INC SHS CLASS -A- G0457F107 793 34190 SH Defined 01 34190 ARCOS DORADOS HOLDINGS INC SHS CLASS -A- G0457F107 915 39452 SH Defined 02 39452 ARCOS DORADOS HOLDINGS INC SHS CLASS -A- G0457F107 1182 50972 SH Defined 03 50972 ARM HLDGS PLC SPONSORED ADR 042068106 980 38415 SH Defined 01 38415 ARM HLDGS PLC SPONSORED ADR 042068106 1093 42860 SH Defined 02 42860 ARM HLDGS PLC SPONSORED ADR 042068106 1552 60882 SH Defined 03 60882 ARUBA NETWORKS INC COM 043176106 118 5634 SH Defined 01 5634 ARUBA NETWORKS INC COM 043176106 137 6540 SH Defined 02 6540 ARUBA NETWORKS INC COM 043176106 188 8976 SH Defined 03 8976 ATLAS ENERGY LP COM UNITS LP 04930A104 297 16000 SH Defined 02 16000 BAIDU INC SPON ADR REP A 056752108 1370 12819 SH Defined 01 12819 BAIDU INC SPON ADR REP A 056752108 2071 19369 SH Defined 02 19369 BAIDU INC SPON ADR REP A 056752108 2362 22089 SH Defined 03 22089 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 452 37689 SH Defined 01 37689 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 534 44558 SH Defined 02 44558 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 735 61353 SH Defined 03 61353 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 79 3100 SH Defined 02 3100 BOSTON PROPERTIES INC COM 101121101 1212 13600 SH Defined 02 13600 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 250 4000 SH Defined 02 4000 CHESAPEAKE ENERGY CORP COM 165167107 1105 43258 SH Defined 01 43258 CHESAPEAKE ENERGY CORP COM 165167107 1250 48907 SH Defined 02 48907 CHESAPEAKE ENERGY CORP COM 165167107 1770 69285 SH Defined 03 69285 COCA COLA CO COM 191216100 540 8000 SH Defined 02 8000 CUMMINS INC COM 231021106 1167 14291 SH Defined 01 14291 CUMMINS INC COM 231021106 1299 15913 SH Defined 02 15913 CUMMINS INC COM 231021106 1907 23359 SH Defined 03 23359 DEVON ENERGY CORP NEW COM 25179M103 1575 28410 SH Defined 01 28410 DEVON ENERGY CORP NEW COM 25179M103 2204 39762 SH Defined 02 39762 DEVON ENERGY CORP NEW COM 25179M103 2640 47611 SH Defined 03 47611 DISNEY WALT CO COM DISNEY 254687106 205 6806 SH Defined 01 6806 DISNEY WALT CO COM DISNEY 254687106 670 22226 SH Defined 02 22226 DISNEY WALT CO COM DISNEY 254687106 331 10968 SH Defined 03 10968 EATON CORP COM 278058102 338 9530 SH Defined 01 9530 EATON CORP COM 278058102 381 10730 SH Defined 02 10730 EATON CORP COM 278058102 541 15240 SH Defined 03 15240 EBAY INC COM 278642103 1211 41079 SH Defined 01 41079 EBAY INC COM 278642103 1097 37196 SH Defined 02 37196 EBAY INC COM 278642103 1953 66225 SH Defined 03 66225 ELECTRONIC ARTS INC COM 285512109 1405 68711 SH Defined 01 68711 ELECTRONIC ARTS INC COM 285512109 1283 62743 SH Defined 02 62743 ELECTRONIC ARTS INC COM 285512109 2275 111246 SH Defined 03 111246 ENTERPRISE PRODS PARTNERS L COM 293792107 354 8824 SH Defined 02 8824 EOG RES INC COM 26875P101 1813 25533 SH Defined 01 25533 EOG RES INC COM 26875P101 2586 36413 SH Defined 02 36413 EOG RES INC COM 26875P101 2982 42000 SH Defined 03 42000 FORD MTR CO DEL COM PAR $0.01 345370860 241 24924 SH Defined 01 24924 FORD MTR CO DEL COM PAR $0.01 345370860 292 30157 SH Defined 02 30157 FORD MTR CO DEL COM PAR $0.01 345370860 396 40919 SH Defined 03 40919 FREEPORT-MCMORAN COPPER & GO COM 35671D857 433 14206 SH Defined 01 14206 FREEPORT-MCMORAN COPPER & GO COM 35671D857 519 17055 SH Defined 02 17055 FREEPORT-MCMORAN COPPER & GO COM 35671D857 680 22339 SH Defined 03 22339 FUSION-IO INC COM 36112J104 829 43649 SH Defined 01 43649 FUSION-IO INC COM 36112J104 996 52426 SH Defined 02 52426 FUSION-IO INC COM 36112J104 1265 66588 SH Defined 03 66588 GOOGLE INC CL A 38259P508 3916 7604 SH Defined 01 7604 GOOGLE INC CL A 38259P508 4654 9036 SH Defined 02 9036 GOOGLE INC CL A 38259P508 4780 9281 SH Defined 03 9281 HARMAN INTL INDS INC COM 413086109 289 10127 SH Defined 01 10127 HARMAN INTL INDS INC COM 413086109 273 9559 SH Defined 02 9559 HARMAN INTL INDS INC COM 413086109 500 17489 SH Defined 03 17489 HOMEAWAY INC COM 43739Q100 7 211 SH Defined 02 211 HOST HOTELS & RESORTS INC COM 44107P104 1017 92995 SH Defined 01 92995 HOST HOTELS & RESORTS INC COM 44107P104 2111 192936 SH Defined 02 192936 HOST HOTELS & RESORTS INC COM 44107P104 1480 135278 SH Defined 03 135278 INERGY L P UNIT LTD PTNR 456615103 25 1000 SH Defined 02 1000 ISHARES TR US TIPS BD FD 464287176 171 1500 SH Defined 02 1500 LAS VEGAS SANDS CORP COM 517834107 813 21204 SH Defined 01 21204 LAS VEGAS SANDS CORP COM 517834107 828 21603 SH Defined 02 21603 LAS VEGAS SANDS CORP COM 517834107 1319 34393 SH Defined 03 34393 LENNAR CORP CL A 526057104 1728 127605 SH Defined 01 127605 LENNAR CORP CL A 526057104 2526 186533 SH Defined 02 186533 LENNAR CORP CL A 526057104 2837 209530 SH Defined 03 209530 LENNAR CORP CL B 526057302 105 10230 SH Defined 01 10230 LENNAR CORP CL B 526057302 122 11930 SH Defined 02 11930 LENNAR CORP CL B 526057302 180 17576 SH Defined 03 17576 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 1460 98900 SH Defined 01 98900 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 2095 141925 SH Defined 02 141925 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 2359 159808 SH Defined 03 159808 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 1654 26030 SH Defined 01 26030 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 2489 39156 SH Defined 02 39156 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 2804 44117 SH Defined 03 44117 NUSTAR ENERGY LP UNIT COM 67058H102 257 4910 SH 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99687 RPX CORP COM 74972G103 6 300 SH Defined 02 300 RYLAND GROUP INC COM 783764103 62 5859 SH Defined 01 5859 RYLAND GROUP INC COM 783764103 87 8127 SH Defined 02 8127 RYLAND GROUP INC COM 783764103 107 10014 SH Defined 03 10014 SALESFORCE COM INC COM 79466L302 533 4667 SH Defined 01 4667 SALESFORCE COM INC COM 79466L302 428 3749 SH Defined 02 3749 SALESFORCE COM INC COM 79466L302 875 7655 SH Defined 03 7655 SANDISK CORP COM 80004C101 1668 41343 SH Defined 01 41343 SANDISK CORP COM 80004C101 2341 58014 SH Defined 02 58014 SANDISK CORP COM 80004C101 2643 65495 SH Defined 03 65495 SCHWAB CHARLES CORP NEW COM 808513105 1200 106505 SH Defined 01 106505 SCHWAB CHARLES CORP NEW COM 808513105 1373 121827 SH Defined 02 121827 SCHWAB CHARLES CORP NEW COM 808513105 1915 169933 SH Defined 03 169933 SINA CORP NOTE 82922RAB9 137 1908 SH Defined 01 1908 SINA CORP NOTE 82922RAB9 170 2371 SH Defined 02 2371 SINA CORP NOTE 82922RAB9 220 3071 SH Defined 03 3071 STARBUCKS CORP COM 855244109 2070 55507 SH Defined 01 55507 STARBUCKS CORP COM 855244109 2745 73606 SH Defined 02 73606 STARBUCKS CORP COM 855244109 3409 91407 SH Defined 03 91407 TOLL BROTHERS INC COM 889478103 1501 104017 SH Defined 01 104017 TOLL BROTHERS INC COM 889478103 1579 109457 SH Defined 02 109457 TOLL BROTHERS INC COM 889478103 2420 167681 SH Defined 03 167681 VISTEON CORP COM NEW 92839U206 305 7103 SH Defined 01 7103 VISTEON CORP COM NEW 92839U206 248 5768 SH Defined 02 5768 VISTEON CORP COM NEW 92839U206 487 11329 SH Defined 03 11329 VMWARE INC CL A COM 928563402 2354 29286 SH Defined 01 29286 VMWARE INC CL A COM 928563402 2695 33524 SH Defined 02 33524 VMWARE INC CL A COM 928563402 3934 48945 SH Defined 03 48945 WEYERHAEUSER CO COM 962166104 75 4800 SH Defined 02 4800 WYNN RESORTS LTD COM 983134107 944 8207 SH Defined 01 8207 WYNN RESORTS LTD COM 983134107 952 8276 SH Defined 02 8276 WYNN RESORTS LTD COM 983134107 1533 13318 SH Defined 03 13318 YAHOO INC CALL 984332106 358 27200 SH CALL Defined 01 27200 YAHOO INC CALL 984332106 241 17600 SH CALL Defined 02 17600 YAHOO INC CALL 984332106 569 43200 SH CALL Defined 03 43200 ZILLOW INC CL A 98954A107 501 18319 SH Defined 01 18319 ZILLOW INC CL A 98954A107 399 14586 SH Defined 02 14586 ZILLOW INC CL A 98954A107 804 29402 SH Defined 03 29402